SCHWARTZ HARVEY M — SEC Form 4 filings
SEC reporting owner CIK 1566418. 22 Form 4 filings on record with FilingPulse; latest filed 2026-08-28.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2023-12-19 to 2026-08-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 295,358 shares, $12,328,036 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
- Largest priced transaction: sale of 295,358 shares @ $41.74 ($12,328,036) in Carlyle Group Inc., filed 2023-12-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Carlyle Group Inc. (CG) | Chief Executive Officer, Director | 20 | — | 1 leg · 295,358 sh · $12,328,036 | 19 |
| SoFi Technologies, Inc. (SOFI) | Director | 2 | — | — | 2 |
Form 4 filings — SCHWARTZ HARVEY M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-28 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 19,240 @ $0 | EDGAR |
| 2026-05-29 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 20,743 @ $0 | EDGAR |
| 2026-02-20 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 17,457 @ $0 | EDGAR |
| 2026-02-17 | 4 | Carlyle Group Inc. (CG) | Tax withholding (F): 134,812 @ $54.49 | EDGAR |
| 2026-02-03 | 4 | Carlyle Group Inc. (CG) | Tax withholding (F): 578,862 @ $58.78 | EDGAR |
| 2025-12-17 | 4 | Carlyle Group Inc. (CG) | Tax withholding (F): 310,696 @ $58.35 | EDGAR |
| 2025-11-21 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 28,519 @ $0 | EDGAR |
| 2025-08-29 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 22,884 @ $0 | EDGAR |
| 2025-05-29 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 31,709 @ $0 | EDGAR |
| 2025-02-28 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 29,151 @ $0 | EDGAR |
| 2025-02-14 | 4 | Carlyle Group Inc. (CG) | Tax withholding (F): 134,812 @ $51.03 | EDGAR |
| 2025-02-04 | 4 | Carlyle Group Inc. (CG) | Tax withholding (F): 563,583 @ $56.16 | EDGAR |
| 2024-12-17 | 4 | Carlyle Group Inc. (CG) | Tax withholding (F): 302,515 @ $52.64 | EDGAR |
| 2024-11-26 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 36,555 @ $0 | EDGAR |
| 2024-08-28 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 49,508 @ $0 | EDGAR |
| 2024-08-14 | 4 | SoFi Technologies, Inc. (SOFI) | Holdings only — no transactions reported | EDGAR |
| 2024-05-23 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 44,052 @ $0 | EDGAR |
| 2024-05-23 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 26,249 · Option exercise (M): 26,249 (derivative) @ $0 | EDGAR |
| 2024-05-03 | 4 | Carlyle Group Inc. (CG) | Tax withholding (F): 550,704 @ $44.80 | EDGAR |
| 2024-03-05 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 50,131 @ $0 | EDGAR |
| 2024-02-16 | 4 | Carlyle Group Inc. (CG) | Grant/award (A): 731,351 @ $0 | EDGAR |
| 2023-12-19 | 4 | Carlyle Group Inc. (CG) | Sale (S): 295,358 @ $41.74 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2023-12-15 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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