SOFI insider transaction filings
SoFi Technologies, Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-16. Screen SOFI transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 21 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings by 1 insider — 22,240 shares, $391,475 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 59.
- Largest priced transaction: sale of 11,286 shares @ $18.00 ($203,184) by Keough Kelli, filed 2026-08-24.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Keough Kelli — EVP, GBUL, SIPS | 3 | — | 2 legs · 22,240 sh · $391,475 | 9 |
| Pinto Arun — Chief Risk Officer | 2 | — | — | 8 |
| Lapointe Christopher — CFO and PAO | 1 | — | — | 7 |
| Noto Anthony — Chief Executive Officer, Director | 1 | — | — | 7 |
| Rishel Jeremy — Chief Technology Officer | 1 | — | — | 7 |
| Schuppenhauer Eric — EVP GBUL Borrow | 2 | — | — | 6 |
| Lavet Robert S — General Counsel | 1 | — | — | 3 |
| Borden William A. — Director | 2 | — | — | 2 |
| Freiberg Steven J — Director | 1 | — | — | 2 |
| Meltzer Gary — Director | 1 | — | — | 2 |
+6 more insiders in the window, not shown — every filing appears in the table below.
Recent Form 4 filings — SoFi Technologies, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | Lavet Robert S — General Counsel | Option exercise (M): 36,057 · Tax withholding (F): 14,414 @ $17.28 · Option exercise (M): 36,057 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4 | Lapointe Christopher — CFO and PAO | Option exercise (M): 52,954 · Option exercise (M): 36,589 · Option exercise (M): 14,609 · Tax withholding (F): 59,341 @ $17.32 · Option exercise (M): 52,954 (derivative) @ $0 · Option exercise (M): 36,589 (derivative) @ $0 · +1 more | EDGAR |
| 2026-09-16 | 4 | Keough Kelli — EVP, GBUL, SIPS | Option exercise (M): 82,643 · Option exercise (M): 26,476 · Option exercise (M): 13,067 · Option exercise (M): 5,681 · Tax withholding (F): 66,033 @ $17.28 · Option exercise (M): 82,643 (derivative) @ $0 · +3 more | EDGAR |
| 2026-09-16 | 4 | Rishel Jeremy — Chief Technology Officer | Option exercise (M): 37,824 · Option exercise (M): 28,748 · Option exercise (M): 11,363 · Tax withholding (F): 41,750 @ $17.28 · Option exercise (M): 37,824 (derivative) @ $0 · Option exercise (M): 28,748 (derivative) @ $0 · +1 more | EDGAR |
| 2026-09-16 | 4 | Pinto Arun — Chief Risk Officer | Option exercise (M): 11,434 · Option exercise (M): 9,740 · Tax withholding (F): 11,838 @ $17.28 · Option exercise (M): 11,434 (derivative) @ $0 · Option exercise (M): 9,740 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4 | Noto Anthony — Chief Executive Officer, Director | Option exercise (M): 136,166 · Option exercise (M): 154,197 · Option exercise (M): 55,191 · Tax withholding (F): 188,259 @ $17.32 · Option exercise (M): 136,166 (derivative) @ $0 · Option exercise (M): 154,197 (derivative) @ $0 · +1 more | EDGAR |
| 2026-09-16 | 4 | Schuppenhauer Eric — EVP GBUL Borrow | Option exercise (M): 6,493 · Tax withholding (F): 2,757 @ $17.28 · Option exercise (M): 6,493 (derivative) @ $0 | EDGAR |
| 2026-08-24 | 4 | Keough Kelli — EVP, GBUL, SIPS | Sale (S): 11,286 @ $18.00 | EDGAR |
| 2026-08-19 | 4 | Schuppenhauer Eric — EVP GBUL Borrow | Option exercise (M): 55,731 · Tax withholding (F): 23,720 @ $18.00 · Option exercise (M): 55,731 (derivative) @ $0 | EDGAR |
| 2026-08-19 | 4 | Pinto Arun — Chief Risk Officer | Option exercise (M): 45,389 · Tax withholding (F): 25,118 @ $18.00 · Option exercise (M): 45,389 (derivative) @ $0 | EDGAR |
| 2026-07-27 | 4 | Ruzwana Bashir — Director | Grant/award (A): 13,993 (derivative) | EDGAR |
| 2026-07-27 | 4 | HUTTON GEORGE THOMPSON — Director | Grant/award (A): 13,993 (derivative) | EDGAR |
| 2026-07-27 | 4 | Meltzer Gary — Director | Grant/award (A): 13,993 (derivative) · Grant/award (A): 13,993 (derivative) | EDGAR |
| 2026-07-27 | 4 | Hele John C.R. — Director | Grant/award (A): 13,993 (derivative) | EDGAR |
| 2026-07-27 | 4 | Borden William A. — Director | Grant/award (A): 13,993 (derivative) | EDGAR |
| 2026-07-27 | 4 | Liang Clara — Director | Grant/award (A): 13,993 (derivative) @ $0 | EDGAR |
| 2026-07-27 | 4 | Freiberg Steven J — Director | Grant/award (A): 13,993 (derivative) @ $0 · Grant/award (A): 13,993 (derivative) @ $0 | EDGAR |
| 2026-07-27 | 4 | Green Dana R. — Director | Grant/award (A): 13,993 (derivative) @ $0 | EDGAR |
| 2026-07-27 | 4 | YESIL MAGDALENA — Director | Grant/award (A): 13,993 (derivative) @ $0 | EDGAR |
| 2026-07-21 | 4 | Keough Kelli — EVP, GBUL, SIPS | Sale (S): 10,954 @ $17.19 | EDGAR |
| 2026-06-29 | 4 | Borden William A. — Director | Grant/award (A): 1,016 (derivative) @ $0 | EDGAR |
| 2026-06-23 | 4 | Keough Kelli — EVP, GBUL, SIPS | Sale (S): 10,954 @ $17.35 | EDGAR |
| 2026-06-22 | 4 | Meltzer Gary — Director | Option exercise (M): 2,823 · Option exercise (M): 2,823 (derivative) @ $0 | EDGAR |
| 2026-06-22 | 4 | Lavet Robert S — General Counsel | Option exercise (M): 2,823 · Sale (S): 1,188 @ $17.55 · Option exercise (M): 2,823 (derivative) @ $0 | EDGAR |
| 2026-06-17 | 4 | Schuppenhauer Eric — EVP GBUL Borrow | Option exercise (M): 6,493 · Tax withholding (F): 2,509 @ $17.61 · Option exercise (M): 6,493 (derivative) @ $0 | EDGAR |
| 2026-06-17 | 4 | Keough Kelli — EVP, GBUL, SIPS | Option exercise (M): 82,642 · Option exercise (M): 26,477 · Option exercise (M): 13,068 · Option exercise (M): 5,681 · Tax withholding (F): 61,479 @ $17.61 · Option exercise (M): 82,642 (derivative) @ $0 · +3 more | EDGAR |
| 2026-06-17 | 4 | Pinto Arun — Chief Risk Officer | Option exercise (M): 11,434 · Option exercise (M): 9,739 · Tax withholding (F): 11,029 @ $17.61 · Option exercise (M): 11,434 (derivative) @ $0 · Option exercise (M): 9,739 (derivative) @ $0 | EDGAR |
| 2026-06-17 | 4 | Rishel Jeremy — Chief Technology Officer | Grant/award (A): 1,315.47 @ $13.63 · Option exercise (M): 271,751 · Option exercise (M): 28,749 · Option exercise (M): 11,362 · Tax withholding (F): 155,605 @ $17.61 · Sale (S): 102,123 @ $17.78 · +3 more | EDGAR |
| 2026-06-17 | 4 | Lapointe Christopher — CFO and PAO | Option exercise (M): 52,953 · Option exercise (M): 36,590 · Option exercise (M): 14,609 · Tax withholding (F): 55,219 @ $16.58 · Option exercise (M): 52,953 (derivative) @ $0 · Option exercise (M): 36,590 (derivative) @ $0 · +1 more | EDGAR |
| 2026-06-17 | 4 | Noto Anthony — Chief Executive Officer, Director | Option exercise (M): 136,165 · Option exercise (M): 154,198 · Option exercise (M): 55,190 · Tax withholding (F): 187,018 @ $16.58 · Option exercise (M): 136,165 (derivative) @ $0 · Option exercise (M): 154,198 (derivative) @ $0 · +1 more | EDGAR |
| 2026-06-17 | 4 | Lavet Robert S — General Counsel | Option exercise (M): 36,057 · Tax withholding (F): 14,914 @ $17.61 · Option exercise (M): 36,057 (derivative) @ $0 | EDGAR |
| 2026-06-17 | 4 | YESIL MAGDALENA — Director | Gift (G): 433,104 @ $0 · Gift (G): 433,104 @ $0 | EDGAR |
| 2026-06-16 | 4 | Noto Anthony — Chief Executive Officer, Director | Purchase (P): 13,888 @ $18.06 | EDGAR |
| 2026-06-11 | 4 | Meltzer Gary — Director | Option exercise (M): 5,149 · Option exercise (M): 18,388 · Option exercise (M): 5,149 (derivative) @ $0 · Option exercise (M): 18,388 (derivative) @ $0 | EDGAR |
| 2026-06-11 | 4 | Ruzwana Bashir — Director | Option exercise (M): 18,388 · Option exercise (M): 18,388 (derivative) @ $0 | EDGAR |
| 2026-06-11 | 4 | Liang Clara — Director | Option exercise (M): 18,388 · Option exercise (M): 18,388 (derivative) @ $0 | EDGAR |
| 2026-06-11 | 4 | Lavet Robert S — General Counsel | Option exercise (M): 5,149 · Tax withholding (F): 1,020 @ $16.06 · Option exercise (M): 5,149 (derivative) @ $0 | EDGAR |
| 2026-06-11 | 4 | Freiberg Steven J — Director | Option exercise (M): 5,149 · Option exercise (M): 5,149 (derivative) @ $0 | EDGAR |
| 2026-06-11 | 4 | YESIL MAGDALENA — Director | Option exercise (M): 18,388 · Option exercise (M): 18,388 (derivative) @ $0 | EDGAR |
| 2026-06-11 | 4 | HUTTON GEORGE THOMPSON — Director | Option exercise (M): 18,388 · Option exercise (M): 18,388 (derivative) @ $0 | EDGAR |
| 2026-05-22 | 4 | Keough Kelli — EVP, GBUL, SIPS | Sale (S): 10,037 @ $15.53 | EDGAR |
| 2026-05-18 | 4 | Schuppenhauer Eric — EVP GBUL Borrow | Option exercise (M): 55,731 · Tax withholding (F): 22,542 @ $15.49 · Option exercise (M): 55,731 (derivative) @ $0 | EDGAR |
| 2026-05-18 | 4 | Pinto Arun — Chief Risk Officer | Option exercise (M): 45,388 · Tax withholding (F): 24,805 @ $15.49 · Option exercise (M): 45,388 (derivative) @ $0 | EDGAR |
| 2026-05-11 | 4 | Noto Anthony — Chief Executive Officer, Director | Purchase (P): 15,545 @ $16.00 | EDGAR |
| 2026-05-08 | 4 | Noto Anthony — Chief Executive Officer, Director | Purchase (P): 15,878 @ $15.73 | EDGAR |
| 2026-04-23 | 4 | Keough Kelli — EVP, GBUL, SIPS | Sale (S): 9,742 @ $19.25 | EDGAR |
| 2026-04-02 | 4 | Borden William A. — Director | Grant/award (A): 1,752 (derivative) @ $0 · Grant/award (A): 1,752 (derivative) @ $0 · Grant/award (A): 1,404 (derivative) @ $0 · Grant/award (A): 1,233 (derivative) @ $0 · Grant/award (A): 648 (derivative) @ $0 · Grant/award (A): 1,191 (derivative) @ $0 | EDGAR |
| 2026-03-20 | 4 | Keough Kelli — EVP, GBUL, SIPS | Sale (S): 9,742 @ $16.94 | EDGAR |
| 2026-03-18 | 4 | Noto Anthony — Chief Executive Officer, Director | Option exercise (M): 305,651 · Option exercise (M): 154,197 · Tax withholding (F): 249,004 @ $17.76 · Option exercise (M): 305,651 (derivative) @ $0 · Option exercise (M): 154,197 (derivative) @ $0 | EDGAR |
| 2026-03-18 | 4 | Lavet Robert S — General Counsel | Option exercise (M): 36,057 · Tax withholding (F): 16,669 @ $17.62 · Option exercise (M): 36,057 (derivative) @ $0 | EDGAR |
Recent 8-K events — SoFi Technologies, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-07-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-18 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-04-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-30 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-09 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-01-05 | 8-K | 8.01 — Other Events | EDGAR |
| 2025-12-08 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-05 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-04 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2025-11-13 | 8-K | 7.01 — Regulation FD Disclosure | EDGAR |
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