KELLEHER THOMAS J /ADV — SEC Form 4 filings
SEC reporting owner CIK 216309. 8 Form 4 filings on record with FilingPulse; latest filed 2026-06-24.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2023-12-19 to 2026-06-24. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 20,000 shares, $404,392 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: purchase of 20,000 shares @ $20.22 ($404,392) in BRC Group Holdings, Inc., filed 2023-12-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BRC Group Holdings, Inc. (RILY) | Co-CEO | 8 | 1 leg · 20,000 sh · $404,392 | — | 9 |
Form 4 filings — KELLEHER THOMAS J /ADV
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-24 | 4 | BRC Group Holdings, Inc. (RILY) | Gift (G): 3,000 @ $0 | EDGAR |
| 2026-04-15 | 4 | BRC Group Holdings, Inc. (RILY) | Tax withholding (F): 22,440 @ $7.23 | EDGAR |
| 2025-06-04 | 4 | B. Riley Financial, Inc. (RILY) | Disposition to issuer (D): 14,030 @ $3.05 | EDGAR |
| 2025-03-18 | 4 | B. Riley Financial, Inc. (RILY) | Disposition to issuer (D): 44,109 @ $4.16 | EDGAR |
| 2024-06-04 | 4 | B. Riley Financial, Inc. (RILY) | Tax withholding (F): 11,254 @ $24.81 | EDGAR |
| 2024-03-19 | 4 | B. Riley Financial, Inc. (RILY) | Tax withholding (F): 5,679 @ $17.56 | EDGAR |
| 2024-03-06 | 4 | B. Riley Financial, Inc. (RILY) | Grant/award (A): 1 @ $17.84 · Grant/award (A): 83,086 @ $0 | EDGAR |
| 2023-12-19 | 4 | B. Riley Financial, Inc. (RILY) | Purchase (P): 20,000 @ $20.22 · Gift (G): 4,986 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2023-12-15 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=216309 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →