SWAV insider transaction filings
Shockwave Medical, Inc. — 49 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2024-05-31. Screen SWAV transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for SWAV between 2026-06-24 and 2026-09-22. The table below lists the most recent filings on record.
Recent Form 4 filings — Shockwave Medical, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2024-05-31 | 4 | Papiernik Antoine — Director | Disposition to issuer (D): 34,177 · Disposition to issuer (D): 736 | EDGAR |
| 2024-05-31 | 4 | Toyloy Sara — Director | Disposition to issuer (D): 3,673 | EDGAR |
| 2024-05-31 | 4 | Phung Trinh — SVP, Finance | Disposition to issuer (D): 50,387 | EDGAR |
| 2024-05-31 | 4 | Gaeta Renee — Chief Financial Officer | Disposition to issuer (D): 19,890 | EDGAR |
| 2024-05-31 | 4 | Zacharias Isaac — President, CCO | Disposition to issuer (D): 56,288 · Disposition to issuer (D): 29,588 (derivative) · Disposition to issuer (D): 27,709 (derivative) | EDGAR |
| 2024-05-31 | 4 | Ballinger Kevin J. — Director | Disposition to issuer (D): 1,733 | EDGAR |
| 2024-05-31 | 4 | Sainz Maria — Director | Disposition to issuer (D): 5,328 | EDGAR |
| 2024-05-31 | 4 | Godshall Douglas Evan — President & CEO, Director | Disposition to issuer (D): 151,629 · Disposition to issuer (D): 294,799 (derivative) · Disposition to issuer (D): 81,967 (derivative) · Disposition to issuer (D): 100,810 (derivative) | EDGAR |
| 2024-05-31 | 4 | WATKINS FRANK T — Director | Disposition to issuer (D): 4,532 · Disposition to issuer (D): 84,313 (derivative) · Disposition to issuer (D): 17,381 (derivative) | EDGAR |
| 2024-05-31 | 4 | MOLL FREDERIC H — Director | Disposition to issuer (D): 287,521 · Disposition to issuer (D): 17,381 (derivative) · Disposition to issuer (D): 16,393 (derivative) | EDGAR |
| 2024-05-31 | 4 | FRANCIS LAURA — Director | Disposition to issuer (D): 1,233 · Disposition to issuer (D): 3,551 · Disposition to issuer (D): 13,690 (derivative) | EDGAR |
| 2024-05-31 | 4 | LARKIN C RAYMOND JR — Director | Disposition to issuer (D): 5,281 · Disposition to issuer (D): 28,688 (derivative) | EDGAR |
| 2024-05-24 | 4 | Phung Trinh — VP, Finance | Gift (G): 100 @ $0 | EDGAR |
| 2024-05-21 | 4 | Phung Trinh — VP, Finance | Option exercise (M): 2,391 @ $4.03 · Option exercise (M): 1,339 @ $3.42 · Option exercise (M): 16,033 @ $6.71 · Option exercise (M): 2,391 (derivative) @ $0 · Option exercise (M): 1,339 (derivative) @ $0 · Option exercise (M): 16,033 (derivative) @ $0 | EDGAR |
| 2024-05-03 | 4 | Zacharias Isaac — President, CCO | Tax withholding (F): 230 @ $329.81 · Tax withholding (F): 300 @ $329.81 | EDGAR |
| 2024-05-03 | 4 | Phung Trinh — VP, Finance | Tax withholding (F): 113 @ $329.81 · Tax withholding (F): 215 @ $329.81 | EDGAR |
| 2024-05-03 | 4 | Godshall Douglas Evan — President & CEO, Director | Tax withholding (F): 592 @ $329.81 · Tax withholding (F): 552 @ $329.81 | EDGAR |
| 2024-03-27 | 4 | Zacharias Isaac — President, CCO | Sale (S): 4,000 @ $287.67 | EDGAR |
| 2024-03-27 | 4 | FRANCIS LAURA — Director | Option exercise (M): 1,500 @ $6.59 · Gift (G): 1,500 @ $0 · Gift (G): 1,500 @ $0 · Sale (S): 1,500 @ $300 · Option exercise (M): 1,500 (derivative) @ $0 | EDGAR |
| 2024-03-12 | 4 | Zacharias Isaac — President, CCO | Tax withholding (F): 554 @ $250.24 | EDGAR |
| 2024-03-07 | 4 | WATKINS FRANK T — Director | Option exercise (M): 2,000 @ $3.42 · Sale (S): 1,300 @ $253.15 · Sale (S): 700 @ $254.57 · Option exercise (M): 2,000 (derivative) @ $0 | EDGAR |
| 2024-03-06 | 4 | Phung Trinh — VP, Finance | Tax withholding (F): 24 @ $263.75 · Tax withholding (F): 9 @ $263.75 · Sale (S): 21 @ $253.14 | EDGAR |
| 2024-02-27 | 4 | Zacharias Isaac — President, CCO | Sale (S): 4,000 @ $260.36 | EDGAR |
| 2024-02-22 | 4 | Phung Trinh — VP, Finance | Tax withholding (F): 1,303 @ $255.66 · Sale (S): 599 @ $259.24 | EDGAR |
| 2024-02-22 | 4 | MOLL FREDERIC H — Director | Sale (S): 6,444 @ $255.14 · Sale (S): 16,464 @ $255.95 · Sale (S): 14,165 @ $256.82 · Sale (S): 8,649 @ $258.09 · Sale (S): 2,660 @ $258.95 · Sale (S): 5,528 @ $259.91 · +2 more | EDGAR |
| 2024-02-21 | 4 | Zacharias Isaac — President, CCO | Tax withholding (F): 3,907 @ $255.65 | EDGAR |
| 2024-02-21 | 4 | Godshall Douglas Evan — President & CEO, Director | Tax withholding (F): 9,989 @ $255.67 | EDGAR |
| 2024-02-20 | 4 | FRANCIS LAURA — Director | Option exercise (M): 1,000 @ $6.59 · Gift (G): 1,000 @ $0 · Gift (G): 1,000 @ $0 · Sale (S): 1,000 @ $250 · Option exercise (M): 1,000 (derivative) @ $0 | EDGAR |
| 2024-02-16 | 4 | Godshall Douglas Evan — President & CEO, Director | Option exercise (M): 10,000 @ $3.42 · Sale (S): 560 @ $228.28 · Sale (S): 2,230 @ $229.82 · Sale (S): 2,800 @ $230.86 · Sale (S): 1,987 @ $231.74 · Sale (S): 792 @ $232.74 · +4 more | EDGAR |
| 2024-02-09 | 4 | MOLL FREDERIC H — Director | Option exercise (M): 81,967 @ $0.61 · Option exercise (M): 81,967 (derivative) @ $0 | EDGAR |
| 2024-02-07 | 4 | Phung Trinh — VP, Finance | Tax withholding (F): 942 @ $226.28 · Tax withholding (F): 505 @ $226.29 · Tax withholding (F): 81 @ $226.27 · Sale (S): 267 @ $230.89 · Sale (S): 748 @ $232.36 · Sale (S): 272 @ $232.97 | EDGAR |
| 2024-02-07 | 4 | WATKINS FRANK T — Director | Option exercise (M): 2,000 @ $3.42 · Sale (S): 900 @ $231.11 · Sale (S): 1,100 @ $232.29 · Option exercise (M): 2,000 (derivative) @ $0 | EDGAR |
| 2024-02-06 | 4 | Gaeta Renee — Chief Financial Officer | Grant/award (A): 19,890 @ $0 | EDGAR |
| 2024-02-06 | 4 | Zacharias Isaac — President, CCO | Tax withholding (F): 2,339 @ $226.28 · Tax withholding (F): 1,463 @ $226.31 · Tax withholding (F): 234 @ $226.29 | EDGAR |
| 2024-02-06 | 4 | PUCKETT DAN — Chief Financial Officer | Tax withholding (F): 2,208 @ $226.29 · Tax withholding (F): 1,077 @ $226.29 · Tax withholding (F): 213 @ $226.32 · Sale (S): 300 @ $229.27 · Sale (S): 1,703 @ $230.99 · Sale (S): 1,226 @ $231.84 | EDGAR |
| 2024-02-06 | 4 | Godshall Douglas Evan — President & CEO, Director | Tax withholding (F): 5,918 @ $226.30 · Tax withholding (F): 2,614 @ $226.28 · Tax withholding (F): 604 @ $226.30 | EDGAR |
| 2024-02-02 | 4 | Zacharias Isaac — President, CCO | Grant/award (A): 9,395 @ $0 | EDGAR |
| 2024-02-02 | 4 | Phung Trinh — VP, Finance | Grant/award (A): 6,711 @ $0 | EDGAR |
| 2024-02-02 | 4 | PUCKETT DAN — Chief Financial Officer | Sale (S): 1,090 @ $228.53 · Sale (S): 613 @ $229.24 · Sale (S): 1,692 @ $230.74 · Sale (S): 11 @ $231.16 | EDGAR |
| 2024-02-02 | 4 | Godshall Douglas Evan — President & CEO, Director | Grant/award (A): 19,013 @ $0 | EDGAR |
| 2024-01-29 | 4 | Zacharias Isaac — President, CCO | Option exercise (M): 4,000 @ $6.71 · Sale (S): 4,000 @ $224.69 · Option exercise (M): 4,000 (derivative) @ $0 | EDGAR |
| 2024-01-18 | 4 | Godshall Douglas Evan — President & CEO, Director | Option exercise (M): 10,000 @ $3.42 · Sale (S): 300 @ $215.54 · Sale (S): 6,150 @ $216.87 · Sale (S): 1,302 @ $217.97 · Sale (S): 1,248 @ $219.27 · Sale (S): 1,000 @ $220 · +3 more | EDGAR |
| 2024-01-17 | 4 | Zacharias Isaac — President, CCO | Grant/award (A): 7,506 @ $0 · Tax withholding (F): 3,113 @ $212.97 · Option exercise (M): 9,222 @ $4.03 · Option exercise (M): 8,699 @ $6.71 · Option exercise (M): 9,222 (derivative) @ $0 · Option exercise (M): 8,699 (derivative) @ $0 | EDGAR |
| 2024-01-17 | 4 | PUCKETT DAN — Chief Financial Officer | Grant/award (A): 5,520 @ $0 · Tax withholding (F): 2,114 @ $212.97 | EDGAR |
| 2024-01-10 | 4 | WATKINS FRANK T — Director | Option exercise (M): 2,000 @ $3.42 · Sale (S): 200 @ $196.15 · Sale (S): 700 @ $197.94 · Sale (S): 1,100 @ $200.17 · Option exercise (M): 2,000 (derivative) @ $0 | EDGAR |
| 2024-01-08 | 4 | Godshall Douglas Evan — President & CEO, Director | Option exercise (M): 10,000 @ $3.42 · Sale (S): 10,000 @ $200.05 · Option exercise (M): 10,000 (derivative) @ $0 | EDGAR |
| 2024-01-04 | 4/A | WATKINS FRANK T — Director | Option exercise (M): 3,000 @ $3.42 · Option exercise (M): 3,000 (derivative) @ $0 | EDGAR |
| 2023-12-28 | 4 | Zacharias Isaac — President, CCO | Option exercise (M): 3,458 @ $6.71 · Sale (S): 4,000 @ $192.50 · Option exercise (M): 3,458 (derivative) @ $0 | EDGAR |
| 2023-12-18 | 4 | Godshall Douglas Evan — President & CEO, Director | Option exercise (M): 5,000 @ $3.42 · Sale (S): 1,448 @ $186.84 · Sale (S): 2,293 @ $187.56 · Sale (S): 700 @ $188.47 · Sale (S): 359 @ $190.03 · Sale (S): 200 @ $191.03 · +1 more | EDGAR |
Recent 8-K events — Shockwave Medical, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2024-05-31 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 2.04 — Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-05-30 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2024-05-21 | 8-K | 8.01 — Other Events | EDGAR |
| 2024-05-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-04-09 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-04-05 | 8-K | 1.01 — Entry into a Material Definitive Agreement 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-03-01 | 8-K | 4.01 — Changes in Registrant's Certifying Accountant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-02-15 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-01-29 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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