SSSS insider transaction filings
SURO CAPITAL CORP. — 44 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-06-25. Screen SSSS transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 1 Form 4 filing. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing by 1 insider — 500 shares, $6,175 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 500 shares @ $12.35 ($6,175) by LOTT RONALD M., filed 2026-06-25.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| LOTT RONALD M. — Director | 1 | — | 1 leg · 500 sh · $6,175 | — |
Recent Form 4 filings — SURO CAPITAL CORP.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-25 | 4 | LOTT RONALD M. — Director | Sale (S): 500 @ $12.35 | EDGAR |
| 2026-06-16 | 4 | Green Allison — See Remarks | Grant/award (A): 60,000 @ $0 · Tax withholding (F): 41,815 @ $13.56 | EDGAR |
| 2026-06-16 | 4 | Klein Mark D — Chairman, CEO and President, Director | Grant/award (A): 350,000 @ $0 · Tax withholding (F): 293,265 @ $13.56 | EDGAR |
| 2026-06-12 | 4 | Westley Lisa — Director | Grant/award (A): 3,536 @ $0 | EDGAR |
| 2026-06-12 | 4 | Szuch Richard C. — Director | Grant/award (A): 3,536 @ $0 | EDGAR |
| 2026-06-12 | 4 | Potter Leonard — Director | Grant/award (A): 3,536 @ $0 | EDGAR |
| 2026-06-12 | 4 | Mazur Marc — Director | Grant/award (A): 3,536 @ $0 | EDGAR |
| 2026-06-12 | 4 | LOTT RONALD M. — Director | Grant/award (A): 3,536 @ $0 | EDGAR |
| 2026-04-30 | 4 | LOTT RONALD M. — Director | Sale (S): 10,669 @ $12.90 | EDGAR |
| 2026-04-22 | 4 | Klein Mark D — Chairman, CEO and President, Director | Purchase (P): 2,500 @ $13.08 · Purchase (P): 2,500 @ $13.25 | EDGAR |
| 2025-12-16 | 4 | Green Allison — See Remarks | Tax withholding (F): 4,232 @ $9.59 · Tax withholding (F): 4,232 @ $9.24 | EDGAR |
| 2025-12-16 | 4 | Klein Mark D — Chairman, CEO and President, Director | Tax withholding (F): 17,017 @ $9.59 · Tax withholding (F): 17,017 @ $9.24 | EDGAR |
| 2025-11-25 | 4 | Green Allison — See Remarks | Grant/award (A): 956 @ $0 | EDGAR |
| 2025-11-25 | 4 | Klein Mark D — Chairman, CEO and President, Director | Grant/award (A): 174,465 @ $0 | EDGAR |
| 2025-10-28 | 4 | LOTT RONALD M. — Director | Sale (S): 434 @ $6.06 · Sale (S): 39 @ $7.42 | EDGAR |
| 2025-09-05 | 4 | Szuch Richard C. — Director | Grant/award (A): 5,767 @ $8.66 | EDGAR |
| 2025-08-22 | 4 | LOTT RONALD M. — Director | Sale (S): 7,500 @ $8.81 | EDGAR |
| 2025-08-12 | 4 | Klein Mark D — Chairman, CEO and President, Director | Purchase (P): 4,571 @ $8.69 · Purchase (P): 10,000 @ $8.45 | EDGAR |
| 2025-05-30 | 4 | Westley Lisa — Director | Grant/award (A): 7,812 @ $0 | EDGAR |
| 2025-05-30 | 4 | Potter Leonard — Director | Grant/award (A): 7,812 @ $0 | EDGAR |
| 2025-05-30 | 4 | Mazur Marc — Director | Grant/award (A): 7,812 @ $0 | EDGAR |
| 2025-05-30 | 4 | LOTT RONALD M. — Director | Grant/award (A): 7,812 @ $0 | EDGAR |
| 2025-05-19 | 4 | Green Allison — See Remarks | Grant/award (A): 50,000 @ $0 | EDGAR |
| 2025-05-19 | 4 | Klein Mark D — Chairman, CEO and President, Director | Grant/award (A): 300,000 @ $0 | EDGAR |
| 2025-05-09 | 4 | Klein Mark D — Chairman, CEO and President, Director | Purchase (P): 16,500 @ $5.26 | EDGAR |
| 2025-03-24 | 4 | LOTT RONALD M. — Director | Sale (S): 10,000 @ $5.90 | EDGAR |
| 2025-02-12 | 4 | Green Allison — See Remarks | Tax withholding (F): 9,849 @ $6.17 | EDGAR |
| 2025-02-12 | 4 | Klein Mark D — Chairman, CEO and President, Director | Tax withholding (F): 32,858 @ $6.17 | EDGAR |
| 2024-12-18 | 4 | Green Allison — See Remarks | Tax withholding (F): 4,571 @ $6.02 | EDGAR |
| 2024-12-18 | 4 | Klein Mark D — Chairman, CEO and President, Director | Tax withholding (F): 17,017 @ $6.02 | EDGAR |
| 2024-12-12 | 4 | Green Allison — See Remarks | Grant/award (A): 25,000 @ $0 | EDGAR |
| 2024-12-12 | 4 | Klein Mark D — Chairman, CEO and President, Director | Grant/award (A): 100,000 @ $0 · Tax withholding (F): 21,272 @ $6.14 | EDGAR |
| 2024-12-04 | 4 | Klein Mark D — Chairman, CEO and President, Director | Purchase (P): 743 @ $5.49 | EDGAR |
| 2024-12-02 | 4 | Green Allison — See Remarks | Purchase (P): 9,100 @ $5.48 | EDGAR |
| 2024-11-29 | 4 | Klein Mark D — Chairman, CEO and President, Director | Purchase (P): 10,000 @ $5.03 · Purchase (P): 32,257 @ $5.10 · Purchase (P): 39,000 @ $5.20 | EDGAR |
| 2024-08-20 | 4 | Klein Mark D — Chairman, CEO and President, Director | Purchase (P): 12,000 @ $3.84 | EDGAR |
| 2024-06-07 | 4 | Westley Lisa — Director | Grant/award (A): 12,048 @ $0 | EDGAR |
| 2024-06-07 | 4 | Potter Leonard — Director | Grant/award (A): 12,048 @ $0 | EDGAR |
| 2024-06-07 | 4 | Mazur Marc — Director | Grant/award (A): 12,048 @ $0 | EDGAR |
| 2024-06-07 | 4 | LOTT RONALD M. — Director | Grant/award (A): 12,048 @ $0 | EDGAR |
| 2024-02-13 | 4 | Green Allison — See Remarks | Tax withholding (F): 9,832 @ $3.39 · Tax withholding (F): 9,131 @ $3.54 | EDGAR |
| 2024-02-13 | 4 | Klein Mark D — Chairman, CEO and President, Director | Tax withholding (F): 32,285 @ $3.39 · Tax withholding (F): 41,273 @ $3.54 | EDGAR |
| 2023-12-15 | 4 | Green Allison — See Remarks | Grant/award (A): 25,000 @ $0 | EDGAR |
| 2023-12-15 | 4 | Klein Mark D — Chairman, CEO and President, Director | Grant/award (A): 100,000 @ $0 | EDGAR |
Recent 8-K events — SURO CAPITAL CORP.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-21 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-08 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-26 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-12 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-07 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-10 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-12 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-04 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
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