RKT insider transaction filings
Rocket Companies, Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-16. Screen RKT transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 11 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing by 1 insider — 225,000 shares, $2,949,750 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: sale of 225,000 shares @ $13.11 ($2,949,750) by Bray Jesse K, filed 2026-09-16.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Bray Jesse K — Pres & CEO, Rocket Mortgage, Director | 2 | — | 1 leg · 225,000 sh · $2,949,750 | 1 |
| Rizik Matthew — Director | 1 | — | — | 3 |
| Brown Brian Nicholas — President & Chief Fin Officer | 1 | — | — | 2 |
| Krishna Varun — Chief Executive Officer, Director | 1 | — | — | 2 |
| Banfield William D. — Chief Business Officer | 1 | — | — | 1 |
| Edwards Noah A. — Chief Accounting Officer | 1 | — | — | 1 |
| Lovier Heather M. — Chief Operating Officer | 1 | — | — | 1 |
| Malhotra Shawn — Chief Technology Officer | 1 | — | — | 1 |
| Mildenhall Jonathan — Chief Marketing Officer | 1 | — | — | 1 |
| Watterson Sarah — Director | 1 | — | — | 1 |
Recent Form 4 filings — Rocket Companies, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | Bray Jesse K — Pres & CEO, Rocket Mortgage, Director | Sale (S): 225,000 @ $13.11 | EDGAR |
| 2026-09-09 | 4 | Mildenhall Jonathan — Chief Marketing Officer | Tax withholding (F): 80,287 @ $14.06 | EDGAR |
| 2026-09-09 | 4 | Rizik Matthew — Director | Option exercise (M): 14,796 · Other (J): 14,796 @ $14.06 · Option exercise (M): 14,796 (derivative) @ $0 | EDGAR |
| 2026-09-09 | 4 | Krishna Varun — Chief Executive Officer, Director | Tax withholding (F): 126,999 @ $14.06 · Tax withholding (F): 58,259 @ $14.06 | EDGAR |
| 2026-09-09 | 4 | Lovier Heather M. — Chief Operating Officer | Tax withholding (F): 61,669 @ $14.06 | EDGAR |
| 2026-09-09 | 4 | Bray Jesse K — Pres & CEO, Rocket Mortgage, Director | Tax withholding (F): 29,279 @ $14.06 | EDGAR |
| 2026-09-09 | 4 | Malhotra Shawn — Chief Technology Officer | Tax withholding (F): 37,930 @ $14.06 | EDGAR |
| 2026-09-09 | 4 | Brown Brian Nicholas — President & Chief Fin Officer | Tax withholding (F): 44,042 @ $14.06 · Tax withholding (F): 14,675 @ $14.06 | EDGAR |
| 2026-09-09 | 4 | Edwards Noah A. — Chief Accounting Officer | Tax withholding (F): 12,009 @ $14.06 | EDGAR |
| 2026-09-09 | 4 | Banfield William D. — Chief Business Officer | Tax withholding (F): 61,315 @ $14.06 | EDGAR |
| 2026-08-17 | 4 | Watterson Sarah — Director | Grant/award (A): 14,566 @ $0 | EDGAR |
| 2026-06-11 | 4 | SHANK SUZANNE F. — Director | Grant/award (A): 16,312 @ $0 | EDGAR |
| 2026-06-11 | 4 | Rampell Alastair — Director | Grant/award (A): 16,312 @ $0 | EDGAR |
| 2026-06-11 | 4 | Olson Tagar — Director | Grant/award (A): 11,255 @ $0 | EDGAR |
| 2026-06-11 | 4 | MARINER JONATHAN D — Director | Grant/award (A): 16,312 @ $0 | EDGAR |
| 2026-06-08 | 4 | Rizik Matthew — Director | Option exercise (M): 12,261 · Other (J): 12,261 @ $12.65 · Option exercise (M): 12,261 (derivative) @ $0 | EDGAR |
| 2026-05-07 | 4 | Malhotra Shawn — Chief Technology Officer | Tax withholding (F): 52,484 @ $14.09 | EDGAR |
| 2026-04-08 | 4 | Brown Brian Nicholas — President & Chief Fin Officer | Tax withholding (F): 16,112 @ $15.03 | EDGAR |
| 2026-04-08 | 4 | Lovier Heather M. — Chief Operating Officer | Tax withholding (F): 8,056 @ $15.03 | EDGAR |
| 2026-04-08 | 4 | Edwards Noah A. — Chief Accounting Officer | Tax withholding (F): 2,302 @ $15.03 | EDGAR |
| 2026-04-08 | 4 | Malhotra Shawn — Chief Technology Officer | Tax withholding (F): 13,751 @ $15.03 | EDGAR |
| 2026-04-08 | 4 | Mildenhall Jonathan — Chief Marketing Officer | Tax withholding (F): 12,860 @ $15.03 | EDGAR |
| 2026-04-08 | 4 | Banfield William D. — Chief Business Officer | Tax withholding (F): 8,056 @ $15.03 | EDGAR |
| 2026-04-02 | 4 | Bray Jesse K — Pres & CEO, Rocket Mortgage, Director | Tax withholding (F): 57,200 @ $14.25 | EDGAR |
| 2026-03-13 | 4 | Bray Jesse K — Pres & CEO, Rocket Mortgage, Director | Gift (G): 30,100 @ $0 · Gift (G): 62,960 @ $0 | EDGAR |
| 2026-03-10 | 4 | Rizik Matthew — Director | Option exercise (M): 14,796 · Other (J): 14,796 @ $20.26 · Option exercise (M): 14,796 · Other (J): 14,796 @ $14.95 · Option exercise (M): 14,796 (derivative) @ $0 · Option exercise (M): 14,796 (derivative) @ $0 | EDGAR |
| 2026-03-10 | 4 | Malhotra Shawn — Chief Technology Officer | Grant/award (A): 250,836 @ $0 · Tax withholding (F): 15,723 @ $14.95 | EDGAR |
| 2026-03-10 | 4 | Brown Brian Nicholas — President & Chief Fin Officer | Grant/award (A): 367,892 @ $0 · Tax withholding (F): 16,572 @ $14.95 · Tax withholding (F): 14,675 @ $14.95 | EDGAR |
| 2026-03-10 | 4 | Krishna Varun — Chief Executive Officer, Director | Grant/award (A): 1,003,344 @ $0 · Tax withholding (F): 52,082 @ $14.95 · Tax withholding (F): 58,259 @ $14.95 | EDGAR |
| 2026-03-10 | 4 | Banfield William D. — Chief Business Officer | Grant/award (A): 234,113 @ $0 · Tax withholding (F): 44,053 @ $14.95 | EDGAR |
| 2026-03-10 | 4 | Mildenhall Jonathan — Chief Marketing Officer | Grant/award (A): 234,113 @ $0 · Tax withholding (F): 60,949 @ $14.95 | EDGAR |
| 2026-03-10 | 4 | Edwards Noah A. — Chief Accounting Officer | Grant/award (A): 60,200 @ $0 · Tax withholding (F): 7,912 @ $14.95 | EDGAR |
| 2026-03-10 | 4 | Lovier Heather M. — Chief Operating Officer | Grant/award (A): 250,836 @ $0 · Tax withholding (F): 43,179 @ $14.95 | EDGAR |
| 2026-03-10 | 4 | Bray Jesse K — Pres & CEO, Rocket Mortgage, Director | Grant/award (A): 418,060 @ $0 | EDGAR |
| 2026-03-04 | 4 | Brown Brian Nicholas — President & Chief Fin Officer | Tax withholding (F): 39,128 @ $16.79 | EDGAR |
| 2026-03-03 | 4 | Bray Jesse K — Pres & CEO, Rocket Mortgage, Director | Tax withholding (F): 1,193,762 @ $18.19 | EDGAR |
| 2026-01-13 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $22.78 · Sale (S): 2,500 @ $22.99 | EDGAR |
| 2026-01-09 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $21.26 · Sale (S): 2,500 @ $21.29 | EDGAR |
| 2026-01-07 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $21.04 · Sale (S): 2,500 @ $20.98 | EDGAR |
| 2026-01-05 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $19.45 · Sale (S): 2,500 @ $19.70 | EDGAR |
| 2025-12-31 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $19.25 · Sale (S): 2,500 @ $19.88 | EDGAR |
| 2025-12-29 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $18.92 · Sale (S): 2,500 @ $19.44 · Sale (S): 2,500 @ $19.38 | EDGAR |
| 2025-12-23 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $19.21 · Sale (S): 2,500 @ $18.99 | EDGAR |
| 2025-12-19 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $18.21 · Sale (S): 2,500 @ $18.83 | EDGAR |
| 2025-12-17 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $17.97 · Sale (S): 2,500 @ $18.08 | EDGAR |
| 2025-12-12 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $19.17 · Sale (S): 2,500 @ $19.47 · Sale (S): 2,500 @ $18.99 | EDGAR |
| 2025-12-09 | 4 | Rizik Matthew — Director | Grant/award (A): 110,352 @ $0 · Sale (S): 2,500 @ $18.78 · Sale (S): 2,500 @ $18.81 · Grant/award (A): 73,568 (derivative) @ $0 | EDGAR |
| 2025-12-08 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $19.86 · Sale (S): 2,500 @ $19.34 | EDGAR |
| 2025-12-04 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $20.21 · Sale (S): 2,500 @ $19.98 | EDGAR |
| 2025-12-02 | 4 | Rizik Matthew — Director | Sale (S): 2,500 @ $19.89 · Sale (S): 2,500 @ $19.81 | EDGAR |
Recent 8-K events — Rocket Companies, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-17 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-06 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-16 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | EDGAR |
| 2026-06-16 | 8-K | 1.01 — Entry into a Material Definitive Agreement | EDGAR |
| 2026-06-10 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-10 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-06-09 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-07 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-26 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-03 | 8-K | 2.02 — Results of Operations and Financial Condition | EDGAR |
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