PSEC insider transaction filings
PROSPECT CAPITAL CORP — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-09. Screen PSEC transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 3 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 3 filings by 1 insider — 3,284,753 shares, $7,400,683 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 1,217,105 shares @ $2.24 ($2,726,315) by Barry John F, filed 2026-09-09.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | 3 | 4 legs · 3,284,753 sh · $7,400,683 | — | — |
Recent Form 4 filings — PROSPECT CAPITAL CORP
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-09 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 1,217,105 @ $2.24 | EDGAR |
| 2026-06-25 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 1,000,000 @ $2.27 · Purchase (P): 67,648 @ $2.27 | EDGAR |
| 2026-06-24 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 1,000,000 @ $2.25 | EDGAR |
| 2026-05-28 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 430,000 @ $2.32 · Purchase (P): 3,000 @ $2.33 | EDGAR |
| 2026-05-27 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 100,000 @ $2.33 · Purchase (P): 100,000 @ $2.32 · Purchase (P): 32,000 @ $2.29 | EDGAR |
| 2026-05-26 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 100,000 @ $2.28 · Purchase (P): 100,000 @ $2.24 | EDGAR |
| 2026-02-13 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 942,800 @ $2.92 | EDGAR |
| 2025-09-29 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 370,000 @ $2.71 | EDGAR |
| 2025-09-29 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 925,000 @ $2.72 | EDGAR |
| 2025-09-26 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 741,158 @ $2.62 | EDGAR |
| 2025-09-25 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 384,000 @ $2.66 | EDGAR |
| 2025-09-24 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 374,500 @ $2.66 | EDGAR |
| 2025-09-19 | 4 | Stark Eugene S — Director | Purchase (P): 2,500 @ $2.79 | EDGAR |
| 2025-06-25 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 319,000 @ $3.16 | EDGAR |
| 2025-06-24 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 623,300 @ $3.19 | EDGAR |
| 2025-03-26 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 24,000 @ $4.24 | EDGAR |
| 2025-03-25 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 24,000 @ $4.26 | EDGAR |
| 2025-03-24 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 24,000 @ $4.28 | EDGAR |
| 2025-03-21 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 24,000 @ $4.30 | EDGAR |
| 2025-03-20 | 4 | Gremp William — Director | Purchase (P): 14,623 @ $4.29 · Purchase (P): 4,477 @ $4.30 | EDGAR |
| 2025-03-20 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 24,000 @ $4.30 | EDGAR |
| 2025-03-19 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 240,000 @ $4.30 | EDGAR |
| 2025-03-18 | 4 | Gremp William — Director | Purchase (P): 900 @ $4.24 | EDGAR |
| 2025-03-18 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 240,000 @ $4.28 | EDGAR |
| 2025-03-17 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 240,000 @ $4.20 | EDGAR |
| 2025-03-14 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 240,000 @ $4.25 | EDGAR |
| 2025-03-13 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 1,000,000 @ $4.31 · Purchase (P): 1,000,000 @ $4.33 | EDGAR |
| 2024-12-27 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 2,000,000 @ $4.29 | EDGAR |
| 2024-12-03 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 210,000 @ $4.81 | EDGAR |
| 2024-12-02 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 210,000 @ $4.79 | EDGAR |
| 2024-11-29 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 5,000 @ $4.72 | EDGAR |
| 2024-11-27 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 5,000 @ $4.83 | EDGAR |
| 2024-11-26 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 5,000 @ $4.72 | EDGAR |
| 2024-11-26 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 1,000,000 @ $4.78 | EDGAR |
| 2024-11-25 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 5,000 @ $4.60 | EDGAR |
| 2024-11-25 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 1,000,000 @ $4.64 | EDGAR |
| 2024-11-22 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 5,000 @ $4.65 | EDGAR |
| 2024-11-22 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 1,000,000 @ $4.59 | EDGAR |
| 2024-11-21 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 1,000,000 @ $4.63 | EDGAR |
| 2024-11-21 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 5,000 @ $4.50 | EDGAR |
| 2024-11-20 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 5,000 @ $4.46 | EDGAR |
| 2024-11-20 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 837,273 @ $4.47 | EDGAR |
| 2024-11-19 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 205,900 @ $4.40 | EDGAR |
| 2024-11-19 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 5,000 @ $4.38 | EDGAR |
| 2024-11-18 | 4 | Barry John F — CHIEF EXECUTIVE OFFICER, Director, 10% owner | Purchase (P): 1,000,000 @ $4.37 | EDGAR |
| 2024-11-18 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 495 @ $4.30 · Purchase (P): 4,505 @ $4.33 | EDGAR |
| 2024-11-14 | 4 | Van Dask Kristin Lea — CFO, TREASURER, SECRETARY, CCO | Purchase (P): 9,400 @ $4.29 · Purchase (P): 5,800 @ $4.29 | EDGAR |
| 2024-09-19 | 4 | Stark Eugene S — Director | Purchase (P): 2,500 @ $5.50 | EDGAR |
| 2024-09-18 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 5,000 @ $5.50 | EDGAR |
| 2024-09-17 | 4 | Eliasek M Grier — Chief Operating Officer, Director | Purchase (P): 5,000 @ $5.44 | EDGAR |
Recent 8-K events — PROSPECT CAPITAL CORP
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-21 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-07 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-08 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.03 — Material Modification to Rights of Security Holders 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-07 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-11 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-09 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-15 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2025-11-06 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-31 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-28 | 8-K | 7.01 — Regulation FD Disclosure 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?ticker=PSEC returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new ones to you in seconds. API docs →