PRU insider transaction filings
PRUDENTIAL FINANCIAL INC — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-14. Screen PRU transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 13 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing by 1 insider — 7,652 shares, $956,577 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 28.
- Largest priced transaction: sale of 7,652 shares @ $125.01 ($956,577) by KAPPLER ANN M, filed 2026-08-18.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| KAPPLER ANN M — EVP and General Counsel | 1 | — | 1 leg · 7,652 sh · $956,577 | — |
| Boyle Robert E — Senior Vice President | 1 | — | — | 3 |
| HUNDMEJEAN MARTINA — Director | 1 | — | — | 3 |
| Jones Wendy Elizabeth — Director | 1 | — | — | 3 |
| POON CHRISTINE A — Director | 1 | — | — | 3 |
| Pianalto Sandra — Director | 1 | — | — | 3 |
| TODMAN MICHAEL — Director | 1 | — | — | 3 |
| CASELLAS GILBERT F — Director | 1 | — | — | 2 |
| Di Sibio Carmine — Director | 1 | — | — | 2 |
| Stoddard Thomas D — Director | 1 | — | — | 2 |
+3 more insiders in the window, not shown — every filing appears in the table below.
Recent Form 4 filings — PRUDENTIAL FINANCIAL INC
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-14 | 4 | SULLIVAN ANDREW F — Chief Executive Officer, Director | Grant/award (A): 143 (derivative) @ $118.48 | EDGAR |
| 2026-09-14 | 4 | Wolk Joseph J — Director | Grant/award (A): 21 (derivative) @ $118.48 · Grant/award (A): 21 (derivative) @ $118.48 | EDGAR |
| 2026-09-14 | 4 | TODMAN MICHAEL — Director | Grant/award (A): 155 (derivative) @ $118.48 · Grant/award (A): 151 (derivative) @ $118.48 · Grant/award (A): 21 (derivative) @ $118.48 | EDGAR |
| 2026-09-14 | 4 | Stoddard Thomas D — Director | Grant/award (A): 20 (derivative) @ $118.48 · Grant/award (A): 21 (derivative) @ $118.48 | EDGAR |
| 2026-09-14 | 4 | Pianalto Sandra — Director | Grant/award (A): 214 (derivative) @ $118.48 · Grant/award (A): 84 (derivative) @ $118.48 · Grant/award (A): 21 (derivative) @ $118.48 | EDGAR |
| 2026-09-14 | 4 | POON CHRISTINE A — Director | Grant/award (A): 161 (derivative) @ $118.48 · Grant/award (A): 49 (derivative) @ $118.48 · Grant/award (A): 21 (derivative) @ $118.48 | EDGAR |
| 2026-09-14 | 4 | Di Sibio Carmine — Director | Grant/award (A): 37 (derivative) @ $118.48 · Grant/award (A): 21 (derivative) @ $118.48 | EDGAR |
| 2026-09-14 | 4 | HUNDMEJEAN MARTINA — Director | Grant/award (A): 180 (derivative) @ $118.48 · Grant/award (A): 336 (derivative) @ $118.48 · Grant/award (A): 21 (derivative) @ $118.48 | EDGAR |
| 2026-09-14 | 4 | Jones Wendy Elizabeth — Director | Grant/award (A): 115 (derivative) @ $118.48 · Grant/award (A): 21 (derivative) @ $118.48 · Grant/award (A): 21 (derivative) @ $118.48 | EDGAR |
| 2026-09-14 | 4 | Mannen Maryann T. — Director | Grant/award (A): 21 (derivative) @ $118.48 | EDGAR |
| 2026-09-14 | 4 | CASELLAS GILBERT F — Director | Grant/award (A): 513 (derivative) @ $118.48 · Grant/award (A): 21 (derivative) @ $118.48 | EDGAR |
| 2026-09-02 | 4 | Boyle Robert E — Senior Vice President | Option exercise (M): 353 @ $0 · Tax withholding (F): 115 @ $117.60 · Option exercise (M): 353 (derivative) @ $0 | EDGAR |
| 2026-08-18 | 4 | KAPPLER ANN M — EVP and General Counsel | Sale (S): 7,652 @ $125.01 | EDGAR |
| 2026-06-15 | 4 | SULLIVAN ANDREW F — Chief Executive Officer, Director | Grant/award (A): 158 (derivative) @ $106.51 | EDGAR |
| 2026-06-15 | 4 | Wolk Joseph J — Director | Grant/award (A): 23 (derivative) @ $106.51 · Grant/award (A): 23 (derivative) @ $106.51 | EDGAR |
| 2026-06-15 | 4 | TODMAN MICHAEL — Director | Grant/award (A): 170 (derivative) @ $106.51 · Grant/award (A): 165 (derivative) @ $106.51 · Grant/award (A): 23 (derivative) @ $106.51 | EDGAR |
| 2026-06-15 | 4 | Stoddard Thomas D — Director | Grant/award (A): 22 (derivative) @ $106.51 · Grant/award (A): 23 (derivative) @ $106.51 | EDGAR |
| 2026-06-15 | 4 | POON CHRISTINE A — Director | Grant/award (A): 177 (derivative) @ $106.51 · Grant/award (A): 54 (derivative) @ $106.51 · Grant/award (A): 23 (derivative) @ $106.51 | EDGAR |
| 2026-06-15 | 4 | Pianalto Sandra — Director | Grant/award (A): 236 (derivative) @ $106.51 · Grant/award (A): 92 (derivative) @ $106.51 · Grant/award (A): 23 (derivative) @ $106.51 | EDGAR |
| 2026-06-15 | 4 | Mannen Maryann T. — Director | Grant/award (A): 23 (derivative) @ $106.51 | EDGAR |
| 2026-06-15 | 4 | Jones Wendy Elizabeth — Director | Grant/award (A): 126 (derivative) @ $106.51 · Grant/award (A): 23 (derivative) @ $106.51 · Grant/award (A): 23 (derivative) @ $106.51 | EDGAR |
| 2026-06-15 | 4 | HUNDMEJEAN MARTINA — Director | Grant/award (A): 197 (derivative) @ $106.51 · Grant/award (A): 369 (derivative) @ $106.51 · Grant/award (A): 23 (derivative) @ $106.51 | EDGAR |
| 2026-06-15 | 4 | Di Sibio Carmine — Director | Grant/award (A): 41 (derivative) @ $106.51 · Grant/award (A): 23 (derivative) @ $106.51 | EDGAR |
| 2026-06-15 | 4 | CASELLAS GILBERT F — Director | Grant/award (A): 563 (derivative) @ $106.51 · Grant/award (A): 23 (derivative) @ $106.51 | EDGAR |
| 2026-05-18 | 4 | KAPPLER ANN M — EVP and General Counsel | Sale (S): 13,580 @ $103.25 | EDGAR |
| 2026-05-14 | 4 | Wolk Joseph J — Director | Grant/award (A): 1,754 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | TODMAN MICHAEL — Director | Grant/award (A): 1,754 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | Stoddard Thomas D — Director | Grant/award (A): 1,754 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | POON CHRISTINE A — Director | Option exercise (M): 1,765 @ $0 · Disposition to issuer (D): 1,765 @ $102.58 · Grant/award (A): 1,754 (derivative) @ $0 · Option exercise (M): 1,765 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | Pianalto Sandra — Director | Grant/award (A): 1,754 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | Jones Wendy Elizabeth — Director | Grant/award (A): 1,754 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | HUNDMEJEAN MARTINA — Director | Grant/award (A): 1,754 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | Di Sibio Carmine — Director | Grant/award (A): 1,754 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | CASELLAS GILBERT F — Director | Option exercise (M): 1,765 @ $0 · Disposition to issuer (D): 1,765 @ $102.58 · Grant/award (A): 1,754 (derivative) @ $0 · Option exercise (M): 1,765 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | Mannen Maryann T. — Director | Grant/award (A): 1,754 (derivative) @ $0 | EDGAR |
| 2026-05-04 | 4 | Chappuis Jacques — Executive Vice President | Option exercise (M): 6,168 @ $0 · Tax withholding (F): 3,411 @ $98.11 · Option exercise (M): 4,165 @ $0 · Tax withholding (F): 2,304 @ $98.11 · Option exercise (M): 6,168 (derivative) @ $0 · Option exercise (M): 4,165 (derivative) @ $0 | EDGAR |
| 2026-03-16 | 4 | SULLIVAN ANDREW F — Chief Executive Officer, Director | Grant/award (A): 145 (derivative) @ $92.34 | EDGAR |
| 2026-03-16 | 4 | Wolk Joseph J — Director | Grant/award (A): 26 (derivative) @ $92.34 | EDGAR |
| 2026-03-16 | 4 | TODMAN MICHAEL — Director | Grant/award (A): 194 (derivative) @ $92.34 · Grant/award (A): 162 (derivative) @ $92.34 · Grant/award (A): 26 (derivative) @ $92.34 | EDGAR |
| 2026-03-16 | 4 | Stoddard Thomas D — Director | Grant/award (A): 25 (derivative) @ $92.34 | EDGAR |
| 2026-03-16 | 4 | POON CHRISTINE A — Director | Grant/award (A): 201 (derivative) @ $92.34 · Grant/award (A): 61 (derivative) @ $92.34 · Grant/award (A): 26 (derivative) @ $92.34 | EDGAR |
| 2026-03-16 | 4 | Pianalto Sandra — Director | Grant/award (A): 267 (derivative) @ $92.34 · Grant/award (A): 78 (derivative) @ $92.34 · Grant/award (A): 26 (derivative) @ $92.34 | EDGAR |
| 2026-03-16 | 4 | Jones Wendy Elizabeth — Director | Grant/award (A): 144 (derivative) @ $92.34 · Grant/award (A): 26 (derivative) @ $92.34 | EDGAR |
| 2026-03-16 | 4 | HUNDMEJEAN MARTINA — Director | Grant/award (A): 224 (derivative) @ $92.34 · Grant/award (A): 392 (derivative) @ $92.34 · Grant/award (A): 26 (derivative) @ $92.34 | EDGAR |
| 2026-03-16 | 4 | Di Sibio Carmine — Director | Grant/award (A): 20 (derivative) @ $92.34 · Grant/award (A): 26 (derivative) @ $92.34 | EDGAR |
| 2026-03-16 | 4 | CASELLAS GILBERT F — Director | Grant/award (A): 640 (derivative) @ $92.34 · Grant/award (A): 26 (derivative) @ $92.34 | EDGAR |
| 2026-03-10 | 4 | SULLIVAN ANDREW F — Chief Executive Officer | Grant/award (A): 2,329 (derivative) @ $97.12 | EDGAR |
| 2026-03-03 | 4 | Frias Yanela — EVP and CFO | Option exercise (M): 678 @ $0 · Tax withholding (F): 230 @ $98.38 · Option exercise (M): 950 @ $0 · Tax withholding (F): 328 @ $98.38 · Option exercise (M): 2,379 @ $0 · Tax withholding (F): 844 @ $98.38 · +3 more | EDGAR |
| 2026-03-03 | 4 | Case Scott — Executive Vice President | Option exercise (M): 2,717 @ $0 · Tax withholding (F): 951 @ $98.38 · Option exercise (M): 2,717 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | Boyle Robert E — Senior Vice President | Option exercise (M): 899 @ $0 · Tax withholding (F): 289 @ $98.38 · Option exercise (M): 832 @ $0 · Tax withholding (F): 267 @ $98.38 · Option exercise (M): 780 @ $0 · Tax withholding (F): 249 @ $98.38 · +3 more | EDGAR |
Recent 8-K events — PRUDENTIAL FINANCIAL INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-04 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-24 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-15 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure | EDGAR |
| 2026-06-04 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-12 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-05 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-21 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-14 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-13 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-10 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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