PNBK insider transaction filings
PATRIOT NATIONAL BANCORP INC — 40 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-10. Screen PNBK transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 12 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing by 1 insider — 63,000 shares, $60,480 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: purchase of 63,000 shares @ $0.96 ($60,480) by De Tomasi Mario, filed 2026-09-10.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| De Tomasi Mario — Director | 3 | 1 leg · 63,000 sh · $60,480 | — | 3 |
| Sugarman Steven — President and CEO, Director | 2 | — | — | 4 |
| Constantino Edward N. — Director | 2 | — | — | 3 |
| Magzanyan Anahit — Director | 2 | — | — | 3 |
| Roth Jonathan Paul — Director | 2 | — | — | 3 |
| Seabold Jeffrey T — Director | 1 | — | — | 2 |
Recent Form 4 filings — PATRIOT NATIONAL BANCORP INC
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-10 | 4 | De Tomasi Mario — Director | Purchase (P): 63,000 @ $0.96 | EDGAR |
| 2026-08-27 | 4 | Sugarman Steven — President and CEO, Director | Grant/award (A): 28,857 (derivative) @ $0 | EDGAR |
| 2026-07-31 | 4 | Roth Jonathan Paul — Director | Grant/award (A): 66,372 (derivative) @ $0 | EDGAR |
| 2026-07-31 | 4 | De Tomasi Mario — Director | Grant/award (A): 88,496 (derivative) @ $0 | EDGAR |
| 2026-07-31 | 4 | Magzanyan Anahit — Director | Grant/award (A): 88,496 (derivative) @ $0 | EDGAR |
| 2026-07-31 | 4 | Constantino Edward N. — Director | Grant/award (A): 88,496 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | Sugarman Steven — President and CEO, Director | Option exercise (M): 552,927 @ $0 · Tax withholding (F): 303,861 @ $1.20 · Option exercise (M): 552,927 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | De Tomasi Mario — Director | Option exercise (M): 22,222 @ $0 · Option exercise (M): 22,222 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | Roth Jonathan Paul — Director | Option exercise (M): 12,575 @ $0 · Option exercise (M): 12,575 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | Seabold Jeffrey T — Director | Option exercise (M): 133,333 @ $0 · Option exercise (M): 133,333 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | Constantino Edward N. — Director | Option exercise (M): 22,222 @ $0 · Option exercise (M): 22,222 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | Magzanyan Anahit — Director | Option exercise (M): 22,222 @ $0 · Option exercise (M): 22,222 (derivative) @ $0 | EDGAR |
| 2026-06-18 | 4 | Sugarman Steven — President and CEO, Director | Grant/award (A): 575 (derivative) @ $0 · Grant/award (A): 104,452 (derivative) @ $0 | EDGAR |
| 2026-05-29 | 4 | De Tomasi Mario — Director | Purchase (P): 85,000 @ $0.96 | EDGAR |
| 2026-05-27 | 4 | Simmons William Paul — EVP & Chief Credit Officer | Grant/award (A): 74,983 (derivative) @ $0 | EDGAR |
| 2026-05-27 | 4 | Salas Carlos P — EVP & Chief Financial Officer, Director | Grant/award (A): 74,983 (derivative) @ $0 | EDGAR |
| 2026-05-22 | 4 | De Tomasi Mario — Director | Purchase (P): 87,719 @ $1.15 · Grant/award (A): 66,667 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4/A | Salas Carlos P — EVP & Chief Financial Officer, Director | Option exercise (M): 333,333 @ $0 · Tax withholding (F): 123,683 @ $1.23 · Option exercise (M): 333,333 (derivative) @ $0 | EDGAR |
| 2026-05-04 | 4 | Salas Carlos P — EVP & Chief Financial Officer, Director | Option exercise (M): 333,333 @ $0 · Tax withholding (F): 121,776 @ $1.23 · Option exercise (M): 333,333 (derivative) @ $0 | EDGAR |
| 2026-05-04 | 4 | Simmons William Paul — EVP & Chief Credit Officer | Option exercise (M): 333,333 @ $0 · Tax withholding (F): 121,776 @ $1.23 · Option exercise (M): 333,333 (derivative) @ $0 | EDGAR |
| 2026-05-04 | 4 | Miranda Angie — EVP & Chief Risk Officer | Option exercise (M): 150,000 @ $0 · Tax withholding (F): 56,718 @ $1.23 · Option exercise (M): 150,000 (derivative) @ $0 | EDGAR |
| 2026-04-24 | 4 | Magzanyan Anahit — Director | Purchase (P): 375 · Purchase (P): 175 · Purchase (P): 500 · Purchase (P): 400 | EDGAR |
| 2026-03-31 | 4 | Sugarman Steven — President and CEO, Director | Option exercise (M): 2,089,043 · Option exercise (M): 4,049,593 (derivative) @ $0 | EDGAR |
| 2025-10-23 | 4 | Sugarman Steven — President and CEO, Director | Option exercise (M): 2,000,000 · Option exercise (M): 2,000,000 · Grant/award (A): 1,147,031 (derivative) @ $0 | EDGAR |
| 2025-08-14 | 4 | Simmons William Paul — EVP & Chief Credit Officer | Grant/award (A): 1,000,000 | EDGAR |
| 2025-08-14 | 4 | Sugarman Steven — President, Director | Grant/award (A): 552,927 | EDGAR |
| 2025-08-14 | 4 | Miranda Angie — EVP & Chief Risk Officer | Grant/award (A): 450,000 | EDGAR |
| 2025-08-14 | 4/A | Sugarman Steven — President, Director | Option exercise (M): 1,533,333 · Option exercise (M): 466,667 · Conversion (C): 19,167 (derivative) · Conversion (C): 5,833 (derivative) | EDGAR |
| 2025-07-08 | 4 | Sugarman Steven — President and CEO, Director | Conversion (C): 19,167 (derivative) · Conversion (C): 1,533,333 (derivative) · Conversion (C): 5,833 (derivative) · Conversion (C): 466,667 (derivative) | EDGAR |
| 2025-05-15 | 4 | Carrazza Michael A. — Chairman of the Board, Director | Purchase (P): 865,990 @ $0.75 | EDGAR |
| 2025-04-01 | 4 | Sugarman Steven — President, Director | Purchase (P): 7,019,978 @ $0.75 · Purchase (P): 19,167 (derivative) · Other (J): 5,833 (derivative) · Grant/award (A): 4,049,593 (derivative) @ $0 | EDGAR |
| 2024-09-11 | 4 | Finn David — EVP & Senior Finance Officer | Grant/award (A): 53,125 @ $0 | EDGAR |
| 2024-05-09 | 4 | Doherty Grace — Director | Grant/award (A): 3,846 @ $0 | EDGAR |
| 2024-05-08 | 4 | Lowery David Christopher — Chief Executive Officer, Director | Grant/award (A): 65,790 @ $0 | EDGAR |
| 2024-05-07 | 4 | Weinbaum Michael J — Director | Grant/award (A): 3,846 @ $0 | EDGAR |
| 2024-05-07 | 4 | Van den Bol Emile — Director | Grant/award (A): 3,846 @ $0 | EDGAR |
| 2024-05-07 | 4 | Constantino Edward N. — Director | Grant/award (A): 3,846 @ $0 | EDGAR |
| 2024-04-22 | 4 | Grunblatt Steven Brian — EVP & Chief Information Office | Grant/award (A): 2,243 @ $0 | EDGAR |
| 2024-04-19 | 4 | Staudmyer Frederick — Secretary and Chief HR Officer | Grant/award (A): 3,958 @ $0 | EDGAR |
| 2024-04-19 | 4 | Slater Thomas E. — EVP & Chief Credit Officer | Grant/award (A): 3,958 @ $0 | EDGAR |
Recent 8-K events — PATRIOT NATIONAL BANCORP INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-17 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-31 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-13 | 8-K | 7.01 — Regulation FD Disclosure | EDGAR |
| 2026-07-01 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-26 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-06 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-28 | 8-K | 1.01 — Entry into a Material Definitive Agreement 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-08 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-03-10 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-31 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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