PFG insider transaction filings
PRINCIPAL FINANCIAL GROUP INC — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-08. Screen PFG transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 22 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 37.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| STRABLE-SOETHOUT DEANNA D — Chair, President and CEO | 2 | — | — | 9 |
| Friedrich Amy Christine — President - Benefits & Protect | 2 | — | — | 6 |
| HOCHSCHILD ROGER C — Director | 1 | — | — | 2 |
| Mills Scott — Director | 1 | — | — | 2 |
| Pitz Joel — EVP & CFO | 1 | — | — | 2 |
| RIVERA ALFREDO — Director | 1 | — | — | 2 |
| Agrawal Vivek — EVP & Chief Growth Officer | 1 | — | — | 1 |
| Auerbach Jonathan — Director | 1 | — | — | 1 |
| Beams Mary E. — Director | 1 | — | — | 1 |
| Bhatia Kamal — President and CEO - PAM | 1 | — | — | 1 |
+10 more insiders in the window, not shown — every filing appears in the table below.
Recent Form 4 filings — PRINCIPAL FINANCIAL GROUP INC
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-08 | 4 | STRABLE-SOETHOUT DEANNA D — Chair, President and CEO | Grant/award (A): 18,380 @ $63.98 · Grant/award (A): 18,380 @ $63.98 · Grant/award (A): 18,380 @ $63.98 · Disposition to issuer (D): 55,140 @ $120.60 · Option exercise (M): 18,380 (derivative) @ $63.98 · Option exercise (M): 18,380 (derivative) @ $63.98 · +1 more | EDGAR |
| 2026-08-11 | 4 | Friedrich Amy Christine — President - Benefits & Protect | Grant/award (A): 35,680 @ $63.98 · Disposition to issuer (D): 35,680 @ $113.80 · Option exercise (M): 11,893 (derivative) @ $63.98 · Option exercise (M): 11,893 (derivative) @ $63.98 · Option exercise (M): 11,894 (derivative) @ $63.98 | EDGAR |
| 2026-06-30 | 4 | Mitchell H Elizabeth — Director | Grant/award (A): 80 @ $0 | EDGAR |
| 2026-06-30 | 4 | RIVERA ALFREDO — Director | Grant/award (A): 117 @ $0 · Grant/award (A): 25 (derivative) @ $107.75 | EDGAR |
| 2026-06-30 | 4 | Richer Clare Stack — Director | Grant/award (A): 142 @ $0 | EDGAR |
| 2026-06-30 | 4 | Pickerell Blair — Director | Grant/award (A): 281 @ $0 | EDGAR |
| 2026-06-30 | 4 | Nordin Diane C — Director | Grant/award (A): 217 @ $0 | EDGAR |
| 2026-06-30 | 4 | Muruzabal Claudio — Director | Grant/award (A): 100 @ $0 | EDGAR |
| 2026-06-30 | 4 | Mills Scott — Director | Grant/award (A): 253 @ $0 · Grant/award (A): 152 (derivative) @ $107.75 | EDGAR |
| 2026-06-30 | 4 | HOCHSCHILD ROGER C — Director | Grant/award (A): 294 @ $0 · Grant/award (A): 219 (derivative) @ $107.75 | EDGAR |
| 2026-06-30 | 4 | Carter Miller Jocelyn — Director | Grant/award (A): 669 @ $0 | EDGAR |
| 2026-06-30 | 4 | Beams Mary E. — Director | Grant/award (A): 109 @ $0 | EDGAR |
| 2026-06-30 | 4 | Auerbach Jonathan — Director | Grant/award (A): 166 @ $0 | EDGAR |
| 2026-06-30 | 4 | Pitz Joel — EVP & CFO | Grant/award (A): 234 @ $0 · Grant/award (A): 2 @ $0 | EDGAR |
| 2026-06-30 | 4 | Bhatia Kamal — President and CEO - PAM | Grant/award (A): 430 @ $0 | EDGAR |
| 2026-06-30 | 4 | LITTLEFIELD CHRISTOPHER J — President - RIS | Grant/award (A): 559 @ $0 | EDGAR |
| 2026-06-30 | 4 | Kay Kathleen B — EVP-Chief Information Officer | Grant/award (A): 398 @ $0 | EDGAR |
| 2026-06-30 | 4 | Friedrich Amy Christine — President - Benefits & Protect | Grant/award (A): 599 @ $0 | EDGAR |
| 2026-06-30 | 4 | Cheong Wee Yee — President - Asia & Middle East | Grant/award (A): 368 @ $0 | EDGAR |
| 2026-06-30 | 4 | Agrawal Vivek — EVP & Chief Growth Officer | Grant/award (A): 234 @ $0 | EDGAR |
| 2026-06-30 | 4 | STRABLE-SOETHOUT DEANNA D — Chair, President and CEO | Grant/award (A): 612 @ $0 · Grant/award (A): 44 @ $0 | EDGAR |
| 2026-06-30 | 4 | McCullum Kenneth A. — EVP - Chief Risk Officer | Grant/award (A): 73 @ $0 | EDGAR |
| 2026-06-15 | 4 | STRABLE-SOETHOUT DEANNA D — Chair, President and CEO | Grant/award (A): 16,825 @ $62.78 · Grant/award (A): 2,942 @ $62.78 · Disposition to issuer (D): 19,767 @ $110.06 · Grant/award (A): 13,883 @ $62.78 · Grant/award (A): 16,825 @ $62.78 · Disposition to issuer (D): 26,445 @ $110.48 · +5 more | EDGAR |
| 2026-06-09 | 4 | Brown Timothy W. — EVP, General Counsel and Sec | Grant/award (A): 22,279 @ $0 | EDGAR |
| 2026-06-09 | 4 | HOCHSCHILD ROGER C — Director | Grant/award (A): 689 (derivative) @ $105.22 | EDGAR |
| 2026-06-09 | 4 | Mills Scott — Director | Grant/award (A): 416 (derivative) @ $105.22 | EDGAR |
| 2026-05-22 | 4 | Cheong Wee Yee — President - Asia & Middle East | Sale (S): 3,211 @ $103.06 · Sale (S): 7,534 @ $103.16 | EDGAR |
| 2026-05-21 | 4 | Beams Mary E. — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-21 | 4 | RIVERA ALFREDO — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-21 | 4 | Richer Clare Stack — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-21 | 4 | Pickerell Blair — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-21 | 4 | Mitchell H Elizabeth — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-21 | 4 | Nordin Diane C — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-21 | 4 | Muruzabal Claudio — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-21 | 4 | Carter Miller Jocelyn — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-21 | 4 | HOCHSCHILD ROGER C — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-21 | 4 | Mills Scott — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-21 | 4 | Auerbach Jonathan — Director | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-05-04 | 4 | Cheong Wee Yee — President - Asia & Middle East | Sale (S): 4,737 @ $101.01 · Sale (S): 9,183 @ $101.26 | EDGAR |
| 2026-04-30 | 4 | Cheong Wee Yee — President - Asia & Middle East | Sale (S): 1,080 @ $101 | EDGAR |
| 2026-04-30 | 4 | Djurasovic George — Interim General Counsel | Sale (S): 2,571 @ $100.83 · Sale (S): 0.99 @ $99.63 | EDGAR |
| 2026-03-31 | 4 | STRABLE-SOETHOUT DEANNA D — Chair, President and CEO | Grant/award (A): 680 @ $0 · Grant/award (A): 52 @ $0 | EDGAR |
| 2026-03-31 | 4 | Pitz Joel — EVP & CFO | Grant/award (A): 278 @ $0 · Grant/award (A): 3 @ $0 | EDGAR |
| 2026-03-31 | 4 | LITTLEFIELD CHRISTOPHER J — President - RIS | Grant/award (A): 660 @ $0 | EDGAR |
| 2026-03-31 | 4 | Kay Kathleen B — EVP-Chief Information Officer | Grant/award (A): 469 @ $0 | EDGAR |
| 2026-03-31 | 4 | Friedrich Amy Christine — President - Benefits & Protect | Grant/award (A): 707 @ $0 | EDGAR |
| 2026-03-31 | 4 | Djurasovic George — Interim General Counsel | Grant/award (A): 176 @ $0 | EDGAR |
| 2026-03-31 | 4 | Cheong Wee Yee — President - Asia & Middle East | Grant/award (A): 667 @ $0 | EDGAR |
| 2026-03-31 | 4 | Bhatia Kamal — President and CEO - PAM | Grant/award (A): 509 @ $0 | EDGAR |
| 2026-03-31 | 4 | Agrawal Vivek — EVP & Chief Growth Officer | Grant/award (A): 278 @ $0 | EDGAR |
Recent 8-K events — PRINCIPAL FINANCIAL GROUP INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-10 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-27 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-20 | 8-K | 7.01 — Regulation FD Disclosure | EDGAR |
| 2026-06-01 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-20 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-04-23 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-20 | 8-K | 7.01 — Regulation FD Disclosure | EDGAR |
| 2026-02-09 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-22 | 8-K | 7.01 — Regulation FD Disclosure | EDGAR |
| 2025-10-27 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
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