PCF insider transaction filings
HIGH INCOME SECURITIES FUND — 32 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-21. Screen PCF transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 2 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 2 filings by 1 insider — 25,819 shares, $138,741 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 10,000 shares @ $5.40 ($54,000) by GOLDSTEIN PHILLIP, filed 2026-08-21.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| GOLDSTEIN PHILLIP — Director | 2 | 4 legs · 25,819 sh · $138,741 | — | — |
Recent Form 4 filings — HIGH INCOME SECURITIES FUND
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-21 | 4 | GOLDSTEIN PHILLIP — Director | Purchase (P): 10,000 @ $5.40 · Purchase (P): 10,000 @ $5.37 · Purchase (P): 5,000 @ $5.34 | EDGAR |
| 2026-08-10 | 4 | GOLDSTEIN PHILLIP — Director | Purchase (P): 819 @ $5.30 | EDGAR |
| 2026-04-09 | 4 | GOLDSTEIN PHILLIP — Director | Purchase (P): 5,088 @ $5.45 · Purchase (P): 600 @ $5.53 | EDGAR |
| 2026-03-19 | 4 | GOLDSTEIN PHILLIP — Director | Purchase (P): 17,905 @ $5.46 | EDGAR |
| 2026-02-04 | 4 | GOLDSTEIN PHILLIP — Director | Purchase (P): 7,514 @ $6.05 · Purchase (P): 10,000 @ $6.05 | EDGAR |
| 2026-01-20 | 4 | Das Rajeev P | Purchase (P): 1,628 @ $6.15 · Purchase (P): 1,628 @ $6.14 | EDGAR |
| 2025-12-18 | 4 | GOLDSTEIN PHILLIP — Director | Purchase (P): 2,487 @ $6.04 · Purchase (P): 800 @ $6.03 · Purchase (P): 2,500 @ $5.99 | EDGAR |
| 2025-04-10 | 4 | SELL MORITZ A — Director | Purchase (P): 789 @ $5.95 | EDGAR |
| 2025-04-08 | 4 | SELL MORITZ A — Director | Purchase (P): 100 @ $6.29 · Purchase (P): 1,000 @ $6.30 · Purchase (P): 2,000 @ $6.06 · Purchase (P): 2,000 @ $5.91 · Purchase (P): 487 @ $5.90 | EDGAR |
| 2025-02-26 | 4 | GOLDSTEIN PHILLIP — Director | Sale (S): 10,000 @ $6.84 · Sale (S): 9,296 @ $6.85 · Sale (S): 6,984 @ $6.85 | EDGAR |
| 2025-02-05 | 4 | Das Rajeev P — Director | Sale (S): 114 @ $6.71 · Sale (S): 236 @ $6.71 · Sale (S): 72 @ $6.71 · Sale (S): 9 @ $6.71 | EDGAR |
| 2025-01-10 | 4 | SELL MORITZ A — Director | Purchase (P): 1,624 @ $6.50 | EDGAR |
| 2024-12-30 | 4 | HELLERMAN GERALD — Director | Sale (S): 259 @ $6.47 | EDGAR |
| 2024-12-23 | 4 | HELLERMAN GERALD — Director | Purchase (P): 2,000 @ $6.34 | EDGAR |
| 2024-12-18 | 4 | HELLERMAN GERALD — Director | Purchase (P): 5,000 @ $6.69 · Purchase (P): 5,000 @ $6.63 · Purchase (P): 6,409 @ $6.50 · Purchase (P): 12,000 @ $6.60 · Purchase (P): 2,525 @ $6.50 | EDGAR |
| 2024-12-16 | 4 | DAYAN RICHARD — Director | Disposition to issuer (D): 4,851 @ $7.07 | EDGAR |
| 2024-12-16 | 4 | Dakos Andrew — President, Director | Disposition to issuer (D): 94,433 @ $7.07 | EDGAR |
| 2024-12-16 | 4 | Das Rajeev P — Director | Disposition to issuer (D): 998 @ $7.07 · Disposition to issuer (D): 2,073 @ $7.07 · Disposition to issuer (D): 632 @ $7.07 · Disposition to issuer (D): 70 @ $7.07 | EDGAR |
| 2024-12-16 | 4 | HELLERMAN GERALD — Director | Disposition to issuer (D): 38,142 @ $7.07 | EDGAR |
| 2024-12-16 | 4 | GOLDSTEIN PHILLIP — Director | Disposition to issuer (D): 233,119 @ $7.07 | EDGAR |
| 2024-12-16 | 4 | SELL MORITZ A — Director | Disposition to issuer (D): 33,699 @ $7.07 | EDGAR |
| 2024-08-19 | 4 | DAYAN RICHARD — Director | Option exercise (M): 5,200 @ $6.48 | EDGAR |
| 2024-08-19 | 4 | Dakos Andrew — President, Director | Option exercise (M): 70,092 @ $6.48 | EDGAR |
| 2024-08-19 | 4 | Das Rajeev P — Director | Option exercise (M): 1,102 @ $6.48 · Option exercise (M): 2,284 @ $6.48 · Option exercise (M): 694 @ $6.48 · Option exercise (M): 78 @ $6.48 | EDGAR |
| 2024-08-19 | 4 | HELLERMAN GERALD — Director | Option exercise (M): 2,441 @ $6.48 | EDGAR |
| 2024-08-19 | 4 | GOLDSTEIN PHILLIP — Director | Option exercise (M): 249,773 @ $6.48 | EDGAR |
| 2024-08-19 | 4 | SELL MORITZ A — Director | Option exercise (M): 19,385 @ $6.48 | EDGAR |
| 2024-07-01 | 4 | DAYAN RICHARD — Director | Purchase (P): 200 @ $6.93 | EDGAR |
| 2024-07-01 | 4 | GOLDSTEIN PHILLIP — Director | Sale (S): 60,000 @ $6.93 · Sale (S): 10,000 @ $6.92 · Sale (S): 10,000 @ $6.93 · Sale (S): 10,000 @ $6.94 | EDGAR |
| 2024-06-28 | 4 | Das Rajeev P — Director | Purchase (P): 10 @ $6.92 · Purchase (P): 25 @ $6.92 · Purchase (P): 10 @ $6.92 · Purchase (P): 1 @ $6.91 | EDGAR |
| 2024-06-28 | 4 | GOLDSTEIN PHILLIP — Director | Sale (S): 29,800 @ $6.84 · Sale (S): 200 @ $6.84 · Sale (S): 40,000 @ $6.81 · Sale (S): 10,000 @ $6.83 · Sale (S): 10,000 @ $6.81 · Sale (S): 24,600 @ $6.92 · +3 more | EDGAR |
| 2024-06-06 | 4 | HELLERMAN GERALD — Director | Purchase (P): 100 @ $6.81 | EDGAR |
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