OPY insider transaction filings
OPPENHEIMER HOLDINGS INC — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-05-11. Screen OPY transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for OPY between 2026-06-24 and 2026-09-22. The table below lists the most recent filings on record.
Recent Form 4 filings — OPPENHEIMER HOLDINGS INC
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-11 | 4 | Watkins Brad M — CFO | Other (J): 2,000 (derivative) | EDGAR |
| 2026-05-11 | 4 | Lowenthal Robert S — CEO, Director | Other (J): 100,000 (derivative) · Other (J): 100,000 (derivative) | EDGAR |
| 2026-05-11 | 4 | McNAMARA DENNIS P — Secretary | Other (J): 2,000 (derivative) | EDGAR |
| 2026-05-11 | 4 | LOWENTHAL ALBERT G — Chairman, Director, 10% owner | Other (J): 40,000 (derivative) | EDGAR |
| 2026-03-03 | 4 | Glasser Teresa — Director | Other (J): 1,400 | EDGAR |
| 2026-03-03 | 4 | McNAMARA DENNIS P — Secretary | Sale (S): 4,673 @ $90.67 | EDGAR |
| 2026-03-03 | 4 | ROTH R LAWRENCE — Director | Other (J): 1,400 | EDGAR |
| 2026-02-27 | 4 | Spaulding Suzanne — Director | Other (J): 1,400 | EDGAR |
| 2026-02-27 | 4 | Kanter Stacy J. — Director | Other (J): 1,400 | EDGAR |
| 2026-02-27 | 4 | Friedman Paul M — Director | Other (J): 1,400 | EDGAR |
| 2026-02-27 | 4 | BEHRENS EVAN — Director | Other (J): 1,400 | EDGAR |
| 2026-02-27 | 4 | Dwyer Timothy Martin — Director | Other (J): 1,400 | EDGAR |
| 2026-01-29 | 4 | Spaulding Suzanne — Director | Other (J): 3,000 | EDGAR |
| 2026-01-29 | 4 | Lowenthal Robert S — Director | Other (J): 35,505 · Other (J): 75,000 (derivative) | EDGAR |
| 2026-01-29 | 4 | McNAMARA DENNIS P — Secretary | Other (J): 3,084 · Other (J): 5,000 (derivative) | EDGAR |
| 2026-01-29 | 4 | LOWENTHAL ALBERT G — CEO, Director, 10% owner | Other (J): 55,725 · Other (J): 110,000 (derivative) | EDGAR |
| 2025-08-06 | 4 | McNAMARA DENNIS P — Secretary | Sale (S): 2,000 @ $73.81 | EDGAR |
| 2025-06-10 | 4 | Friedman Paul M — Director | Sale (S): 3,500 @ $63.32 · Sale (S): 3,500 @ $63.31 | EDGAR |
| 2025-06-09 | 4 | Friedman Paul M — Director | Sale (S): 3,000 @ $63.11 | EDGAR |
| 2025-01-31 | 4 | Spaulding Suzanne — Director | Other (J): 1,500 | EDGAR |
| 2025-01-31 | 4 | Kanter Stacy J. — Director | Other (J): 1,500 | EDGAR |
| 2025-01-31 | 4 | Glasser Teresa — Director | Other (J): 1,500 | EDGAR |
| 2025-01-31 | 4 | Friedman Paul M — Director | Other (J): 1,500 | EDGAR |
| 2025-01-31 | 4 | BEHRENS EVAN — Director | Other (J): 1,500 | EDGAR |
| 2025-01-31 | 4 | Dwyer Timothy Martin — Director | Other (J): 1,500 | EDGAR |
| 2025-01-31 | 4 | ROTH R LAWRENCE — Director | Other (J): 1,500 | EDGAR |
| 2025-01-30 | 4 | Watkins Brad M — CFO | Other (J): 2,000 (derivative) | EDGAR |
| 2025-01-30 | 4 | Lowenthal Robert S — Director | Other (J): 19,308 · Other (J): 38,500 (derivative) · Other (J): 15,000 (derivative) | EDGAR |
| 2025-01-30 | 4 | McNAMARA DENNIS P — Secretary | Other (J): 3,085 · Other (J): 5,000 (derivative) · Other (J): 2,000 (derivative) | EDGAR |
| 2025-01-30 | 4 | LOWENTHAL ALBERT G — CEO, Director, 10% owner | Other (J): 39,689 · Other (J): 77,000 (derivative) · Other (J): 32,500 (derivative) | EDGAR |
| 2024-08-19 | 4 | BEHRENS EVAN — Director | Sale (S): 750 @ $50.78 | EDGAR |
| 2024-08-01 | 4 | McNAMARA DENNIS P — Secretary | Sale (S): 6,000 @ $51.28 | EDGAR |
| 2024-05-10 | 4 | BEHRENS EVAN — Director | Sale (S): 4,125 @ $43.65 | EDGAR |
| 2024-02-01 | 4 | Lowenthal Robert S — Director | Other (J): 11,257 · Other (J): 18,868 (derivative) | EDGAR |
| 2024-02-01 | 4/A | EHRHARDT WILLIAM — Director | Other (J): 3,000 | EDGAR |
| 2024-02-01 | 4 | McNAMARA DENNIS P — Secretary | Other (J): 2,357 · Other (J): 4,000 (derivative) | EDGAR |
| 2024-02-01 | 4/A | OUGHTRED A WINN — Director | Other (J): 3,000 | EDGAR |
| 2024-02-01 | 4 | LOWENTHAL ALBERT G — CEO, Director, 10% owner | Other (J): 40,683 · Other (J): 75,472 (derivative) | EDGAR |
| 2024-01-29 | 4 | Watkins Brad M — CFO | Other (J): 3,500 (derivative) | EDGAR |
| 2024-01-29 | 4 | Kanter Stacy J. — Director | Grant/award (A): 3,000 | EDGAR |
| 2024-01-29 | 4 | Glasser Teresa — Director | Grant/award (A): 3,000 | EDGAR |
| 2024-01-29 | 4 | Friedman Paul M — Director | Grant/award (A): 3,000 | EDGAR |
| 2024-01-29 | 4 | Lowenthal Robert S — Director | Other (J): 20,000 (derivative) | EDGAR |
| 2024-01-29 | 4 | BEHRENS EVAN — Director | Grant/award (A): 3,000 | EDGAR |
| 2024-01-29 | 4 | EHRHARDT WILLIAM — Director | Grant/award (A): 3,000 | EDGAR |
| 2024-01-29 | 4 | McNAMARA DENNIS P — Secretary | Other (J): 2,500 (derivative) | EDGAR |
| 2024-01-29 | 4 | Dwyer Timothy Martin — Director | Grant/award (A): 3,000 | EDGAR |
| 2024-01-29 | 4 | OUGHTRED A WINN — Director | Grant/award (A): 3,000 | EDGAR |
| 2024-01-29 | 4 | ROTH R LAWRENCE — Director | Grant/award (A): 3,000 | EDGAR |
| 2024-01-29 | 4 | LOWENTHAL ALBERT G — CEO, Director, 10% owner | Other (J): 40,000 (derivative) | EDGAR |
Recent 8-K events — OPPENHEIMER HOLDINGS INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-03 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-31 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-05 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-04 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-01 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-27 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-02 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-30 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-12 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-03 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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