NYMT insider transaction filings
NEW YORK MORTGAGE TRUST, INC. — 35 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2025-06-13. Screen NYMT transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for NYMT between 2026-06-24 and 2026-09-22. The table below lists the most recent filings on record.
Recent Form 4 filings — NEW YORK MORTGAGE TRUST, INC.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2025-06-13 | 4 | Norcutt Steven G — Director | Grant/award (A): 18,678 (derivative) @ $0 | EDGAR |
| 2025-06-13 | 4 | Clement Michael B. — Director | Option exercise (M): 18,462 · Option exercise (M): 18,462 (derivative) @ $0 · Grant/award (A): 18,678 (derivative) @ $0 | EDGAR |
| 2025-06-13 | 4 | Cheng Gena — Director | Grant/award (A): 18,678 (derivative) @ $0 | EDGAR |
| 2025-06-13 | 4 | Mumma Steven R — Director | Grant/award (A): 18,678 (derivative) @ $0 | EDGAR |
| 2025-06-13 | 4 | Greenberg Audrey — Director | Grant/award (A): 18,678 (derivative) @ $0 | EDGAR |
| 2025-06-13 | 4 | Pendergast Lisa A — Director | Grant/award (A): 18,678 (derivative) @ $0 | EDGAR |
| 2025-01-29 | 4 | Mah Nicholas — President | Tax withholding (F): 7,684 @ $6.05 | EDGAR |
| 2025-01-29 | 4 | Mumma Steven R — Director | Tax withholding (F): 9,628 @ $6.05 | EDGAR |
| 2025-01-29 | 4 | Serrano Jason T — Chief Executive Officer, Director | Tax withholding (F): 11,841 @ $6.05 | EDGAR |
| 2025-01-24 | 4 | Mah Nicholas — President | Grant/award (A): 146,842 (derivative) @ $0 | EDGAR |
| 2025-01-24 | 4 | Nario-Eng Kristine Rimando — Chief Financial Officer | Grant/award (A): 72,368 (derivative) @ $0 | EDGAR |
| 2025-01-24 | 4 | Serrano Jason T — Chief Executive Officer, Director | Grant/award (A): 254,211 (derivative) @ $0 | EDGAR |
| 2025-01-02 | 4 | Nario-Eng Kristine Rimando — Chief Financial Officer | Option exercise (M): 4,200 @ $0 · Tax withholding (F): 2,204 @ $6.06 · Option exercise (M): 9,766 @ $0 · Tax withholding (F): 5,656 @ $6.06 · Option exercise (M): 12,310 @ $0 · Tax withholding (F): 7,133 @ $6.06 · +3 more | EDGAR |
| 2025-01-02 | 4 | Serrano Jason T — Chief Executive Officer, Director | Option exercise (M): 12,320 @ $0 · Tax withholding (F): 6,316 @ $6.06 · Option exercise (M): 34,180 @ $0 · Tax withholding (F): 17,635 @ $6.06 · Option exercise (M): 41,032 @ $0 · Tax withholding (F): 20,536 @ $6.06 · +3 more | EDGAR |
| 2025-01-02 | 4 | Mah Nicholas — President | Option exercise (M): 7,467 @ $0 · Tax withholding (F): 4,118 @ $6.06 · Option exercise (M): 24,414 @ $0 · Tax withholding (F): 14,002 @ $6.06 · Option exercise (M): 32,122 @ $0 · Tax withholding (F): 17,009 @ $6.06 · +3 more | EDGAR |
| 2024-08-26 | 4 | Cheng Gena — Director | Grant/award (A): 18,462 (derivative) @ $0 | EDGAR |
| 2024-08-26 | 4 | Greenberg Audrey — Director | Grant/award (A): 18,462 (derivative) @ $0 | EDGAR |
| 2024-08-26 | 4 | Pendergast Lisa A — Director | Grant/award (A): 18,462 (derivative) @ $0 | EDGAR |
| 2024-08-26 | 4 | Norcutt Steven G — Director | Grant/award (A): 18,462 (derivative) @ $0 | EDGAR |
| 2024-08-26 | 4 | Clement Michael B. — Director | Grant/award (A): 18,462 (derivative) @ $0 | EDGAR |
| 2024-08-26 | 4 | Mumma Steven R — Director | Grant/award (A): 18,462 (derivative) @ $0 | EDGAR |
| 2024-04-11 | 4 | Serrano Jason T — Chief Executive Officer, Director | Grant/award (A): 123,095 (derivative) @ $0 | EDGAR |
| 2024-04-11 | 4 | Mah Nicholas — President | Grant/award (A): 96,366 (derivative) @ $0 | EDGAR |
| 2024-04-11 | 4 | Nario-Eng Kristine Rimando — Chief Financial Officer | Grant/award (A): 36,928 (derivative) @ $0 | EDGAR |
| 2024-01-29 | 4 | Serrano Jason T — Chief Executive Officer, Director | Tax withholding (F): 17,328 @ $8.38 | EDGAR |
| 2024-01-29 | 4 | Nario-Eng Kristine Rimando — Chief Financial Officer | Tax withholding (F): 4,727 @ $8.38 | EDGAR |
| 2024-01-29 | 4 | Mumma Steven R — Director | Tax withholding (F): 14,289 @ $8.38 | EDGAR |
| 2024-01-29 | 4 | Mah Nicholas — President | Tax withholding (F): 11,177 @ $8.38 | EDGAR |
| 2024-01-25 | 4 | Nario-Eng Kristine Rimando — Chief Financial Officer | Grant/award (A): 32,181 @ $0 · Tax withholding (F): 17,447 @ $8.23 | EDGAR |
| 2024-01-25 | 4 | Mumma Steven R — Director | Grant/award (A): 102,980 @ $0 · Tax withholding (F): 52,062 @ $8.23 | EDGAR |
| 2024-01-25 | 4 | Mah Nicholas — President | Grant/award (A): 57,212 @ $0 · Tax withholding (F): 30,992 @ $8.23 | EDGAR |
| 2024-01-25 | 4 | Serrano Jason T — Chief Executive Officer, Director | Grant/award (A): 85,817 @ $0 · Tax withholding (F): 43,884 @ $8.23 | EDGAR |
| 2024-01-03 | 4 | Mah Nicholas — President | Option exercise (M): 7,527 @ $0 · Tax withholding (F): 4,259 @ $8.53 · Option exercise (M): 7,467 @ $0 · Tax withholding (F): 4,206 @ $8.53 · Option exercise (M): 24,414 @ $0 · Tax withholding (F): 13,179 @ $8.53 · +3 more | EDGAR |
| 2024-01-03 | 4 | Serrano Jason T — Chief Executive Officer, Director | Option exercise (M): 11,291 @ $0 · Tax withholding (F): 5,923 @ $8.53 · Option exercise (M): 12,321 @ $0 · Tax withholding (F): 6,265 @ $8.53 · Option exercise (M): 34,180 @ $0 · Tax withholding (F): 17,156 @ $8.53 · +3 more | EDGAR |
| 2024-01-03 | 4 | Nario-Eng Kristine Rimando — Chief Financial Officer | Option exercise (M): 4,234 @ $0 · Tax withholding (F): 2,162 @ $8.53 · Option exercise (M): 4,200 @ $0 · Tax withholding (F): 2,143 @ $8.53 · Option exercise (M): 9,766 @ $0 · Tax withholding (F): 5,279 @ $8.53 · +3 more | EDGAR |
Recent 8-K events — NEW YORK MORTGAGE TRUST, INC.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-10 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-14 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-12 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-11 | 8-K | 7.01 — Regulation FD Disclosure 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-29 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-12 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-11 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-29 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-19 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-18 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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