NIO insider transaction filings
NIO Inc. — 7 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-14. Screen NIO transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 4 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Qu Yu — Chief Financial Officer | 1 | — | — | 6 |
| Qin Lihong — President, Director | 1 | — | — | 3 |
| Lee Denny Ting Bun — Director | 1 | — | — | 2 |
| Zhou Xin — Executive Vice President | 1 | — | — | 2 |
Recent Form 4 filings — NIO Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-14 | 4 | Lee Denny Ting Bun — Director | Option exercise (M): 131,869 @ $0 · Option exercise (M): 131,869 (derivative) @ $0 | EDGAR |
| 2026-09-01 | 4 | Qin Lihong — President, Director | Option exercise (M): 300,000 @ $0 · Tax withholding (F): 150,000 @ $4.23 · Option exercise (M): 300,000 (derivative) @ $0 | EDGAR |
| 2026-09-01 | 4 | Qu Yu — Chief Financial Officer | Option exercise (M): 45,000 @ $0 · Option exercise (M): 200,000 @ $0 · Tax withholding (F): 22,500 @ $4.23 · Tax withholding (F): 100,000 @ $4.23 · Option exercise (M): 45,000 (derivative) @ $0 · Option exercise (M): 200,000 (derivative) @ $0 | EDGAR |
| 2026-09-01 | 4 | Zhou Xin — Executive Vice President | Option exercise (M): 200,000 @ $0 · Option exercise (M): 200,000 (derivative) @ $0 | EDGAR |
| 2026-06-01 | 4 | Qin Lihong — President, Director | Option exercise (M): 300,000 @ $0 · Tax withholding (F): 150,000 @ $5.60 · Option exercise (M): 300,000 (derivative) @ $0 | EDGAR |
| 2026-06-01 | 4 | Zhou Xin — Executive Vice President | Option exercise (M): 200,000 @ $0 · Tax withholding (F): 100,000 @ $5.60 · Option exercise (M): 200,000 (derivative) @ $0 | EDGAR |
| 2026-06-01 | 4 | Qu Yu — Chief Financial Officer | Option exercise (M): 200,000 @ $0 · Tax withholding (F): 100,000 @ $5.60 · Option exercise (M): 200,000 (derivative) @ $0 | EDGAR |
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