NAIFX insider transaction filings
Nomura Alternative Income Fund — 11 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-20. Screen NAIFX transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 1 Form 4 filing. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing by 1 insider — 1,422 shares, $13,750 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 1,422 shares @ $9.67 ($13,750) by Rosa Katherine Quick, filed 2026-08-20.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Rosa Katherine Quick | 1 | 1 leg · 1,422 sh · $13,750 | — | — |
Recent Form 4 filings — Nomura Alternative Income Fund
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-20 | 4 | Rosa Katherine Quick | Purchase (P): 1,421.92 @ $9.67 | EDGAR |
| 2026-05-14 | 4 | Rosa Katherine Quick | Purchase (P): 1,413.15 @ $9.73 | EDGAR |
| 2026-02-13 | 4 | Rosa Katherine Quick | Purchase (P): 1,404.49 @ $9.79 | EDGAR |
| 2025-11-17 | 4 | Rosa Katherine Quick | Purchase (P): 1,410.26 @ $9.75 | EDGAR |
| 2025-08-15 | 4 | Rosa Katherine Quick | Purchase (P): 887.42 @ $9.86 | EDGAR |
| 2025-08-15 | 4 | Rosa Katherine Quick | Purchase (P): 885.63 @ $9.88 | EDGAR |
| 2025-06-04 | 4 | Rosa Katherine Quick | Purchase (P): 885.63 @ $9.88 | EDGAR |
| 2025-05-22 | 4 | Brigstocke David HC | Purchase (P): 12,651.82 @ $9.88 | EDGAR |
| 2025-02-14 | 4 | Rosa Katherine Quick | Purchase (P): 882.95 @ $9.91 | EDGAR |
| 2024-11-14 | 4 | Rosa Katherine Quick | Purchase (P): 871.51 @ $10.04 | EDGAR |
| 2024-02-13 | 4 | Falcon Michael I. | Purchase (P): 24,900.40 @ $10.04 | EDGAR |
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