LUNA insider transaction filings
LUNA INNOVATIONS INC — 32 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2025-01-03. Screen LUNA transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for LUNA between 2026-06-24 and 2026-09-22. The table below lists the most recent filings on record.
Recent Form 4 filings — LUNA INNOVATIONS INC
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2025-01-03 | 4 | ANDERSON N LEIGH — Director | Option exercise (M): 1,344 @ $0 · Option exercise (M): 1,518 @ $0 · Option exercise (M): 11,819 @ $0 · Option exercise (M): 2,338 @ $0 · Option exercise (M): 2,850 @ $0 · Option exercise (M): 1,344.56 (derivative) @ $0 · +4 more | EDGAR |
| 2025-01-03 | 4 | SPIEGEL GARY — Director | Option exercise (M): 745 @ $0 · Option exercise (M): 946 @ $0 · Option exercise (M): 7,102 @ $0 · Option exercise (M): 740 @ $0 · Option exercise (M): 1,139 @ $0 · Option exercise (M): 745.28 (derivative) @ $0 · +4 more | EDGAR |
| 2024-12-26 | 4 | Coe Pamela L — Director | Option exercise (M): 13,372 @ $0 · Option exercise (M): 13,372 (derivative) @ $0 | EDGAR |
| 2024-10-29 | 4 | Chanley David — Director | Option exercise (M): 3,000 (derivative) · Option exercise (M): 3,000 (derivative) | EDGAR |
| 2024-10-21 | 4 | Phelan William Lawrence — Chief Financial Officer | Grant/award (A): 150,000 @ $0 | EDGAR |
| 2024-10-03 | 4 | PHELPS BARRY — Director | Grant/award (A): 7,394.37 (derivative) @ $0 · Grant/award (A): 2,004.33 (derivative) @ $0 · Grant/award (A): 1,760.56 (derivative) @ $0 | EDGAR |
| 2024-10-03 | 4 | VITALE MARY BETH — Director | Grant/award (A): 4,929.58 (derivative) @ $0 · Grant/award (A): 1,291.08 (derivative) @ $0 · Grant/award (A): 586.85 (derivative) @ $0 | EDGAR |
| 2024-10-03 | 4 | SPIEGEL GARY — Director | Grant/award (A): 1,971.83 (derivative) @ $0 · Grant/award (A): 704.23 (derivative) @ $0 · Grant/award (A): 234.74 (derivative) @ $0 | EDGAR |
| 2024-07-01 | 4 | PHELPS BARRY — Director | Grant/award (A): 18,313.95 (derivative) @ $0 · Grant/award (A): 3,559.32 (derivative) @ $0 · Grant/award (A): 1,271.19 (derivative) @ $0 · Grant/award (A): 423.73 (derivative) @ $0 | EDGAR |
| 2024-07-01 | 4 | Coe Pamela L — Director | Grant/award (A): 18,313.95 (derivative) @ $0 | EDGAR |
| 2024-07-01 | 4 | ANDERSON N LEIGH — Director | Grant/award (A): 18,313.95 (derivative) @ $0 | EDGAR |
| 2024-07-01 | 4 | VITALE MARY BETH — Director | Grant/award (A): 23,837.21 (derivative) @ $0 · Grant/award (A): 4,491.53 (derivative) @ $0 · Grant/award (A): 932.20 (derivative) @ $0 · Grant/award (A): 423.73 (derivative) @ $0 | EDGAR |
| 2024-07-01 | 4 | SPIEGEL GARY — Director | Grant/award (A): 18,313.95 (derivative) @ $0 · Grant/award (A): 1,423.73 (derivative) @ $0 · Grant/award (A): 508.47 (derivative) @ $0 · Grant/award (A): 169.49 (derivative) @ $0 | EDGAR |
| 2024-04-05 | 4 | Soller Brian — Chief Technology Officer | Option exercise (M): 100,000 @ $1.49 · Option exercise (M): 100,000 (derivative) @ $0 | EDGAR |
| 2024-04-03 | 4 | PHELPS BARRY — Director | Grant/award (A): 3,465.35 (derivative) @ $0 · Grant/award (A): 1,237.62 (derivative) @ $0 · Grant/award (A): 907.59 (derivative) @ $0 · Grant/award (A): 412.54 (derivative) @ $0 · Grant/award (A): 412.54 (derivative) @ $0 | EDGAR |
| 2024-04-03 | 4 | VITALE MARY BETH — Director | Grant/award (A): 4,372.94 (derivative) @ $0 · Grant/award (A): 907.59 (derivative) @ $0 · Grant/award (A): 412.54 (derivative) @ $0 · Grant/award (A): 412.54 (derivative) @ $0 | EDGAR |
| 2024-04-03 | 4 | SPIEGEL GARY — Director | Grant/award (A): 1,386.14 (derivative) @ $0 · Grant/award (A): 495.05 (derivative) @ $0 · Grant/award (A): 165.02 (derivative) @ $0 · Grant/award (A): 165.02 (derivative) @ $0 · Grant/award (A): 165.02 (derivative) @ $0 | EDGAR |
| 2024-03-26 | 4 | ROEDEL RICHARD — Interim Exec Chair/President, Director | Grant/award (A): 154,639 @ $0 | EDGAR |
| 2024-01-29 | 4 | Graeff Scott A — Chief Executive Officer, Director | Tax withholding (F): 2,912 @ $7.03 | EDGAR |
| 2024-01-29 | 4 | Soller Brian — Chief Technology Officer | Tax withholding (F): 1,335 @ $7.03 | EDGAR |
| 2024-01-24 | 4 | Soller Brian — Chief Technology Officer | Grant/award (A): 14,179 (derivative) @ $0 | EDGAR |
| 2024-01-24 | 4 | Gomez-Quintero George — Chief Financial Officer | Grant/award (A): 38,806 (derivative) @ $0 | EDGAR |
| 2024-01-24 | 4 | Graeff Scott A — Chief Executive Officer, Director | Grant/award (A): 82,090 (derivative) @ $0 | EDGAR |
| 2024-01-18 | 4 | Graeff Scott A — Chief Executive Officer, Director | Tax withholding (F): 8,087 @ $6.77 | EDGAR |
| 2024-01-18 | 4 | Soller Brian — Chief Technology Officer | Tax withholding (F): 1,603 @ $6.77 | EDGAR |
| 2024-01-08 | 4 | Soller Brian — Chief Technology Officer | Tax withholding (F): 2,008 @ $6.61 | EDGAR |
| 2024-01-08 | 4 | Graeff Scott A — Chief Executive Officer, Director | Tax withholding (F): 7,963 @ $6.61 | EDGAR |
| 2024-01-03 | 4 | PHELPS BARRY — Director | Grant/award (A): 1,544.12 (derivative) @ $0 · Grant/award (A): 551.47 (derivative) @ $0 · Grant/award (A): 183.82 (derivative) @ $0 · Grant/award (A): 183.82 (derivative) @ $0 | EDGAR |
| 2024-01-03 | 4 | ROEDEL RICHARD — Director | Grant/award (A): 2,316.18 (derivative) @ $0 · Grant/award (A): 404.41 (derivative) @ $0 · Grant/award (A): 183.82 (derivative) @ $0 · Grant/award (A): 183.82 (derivative) @ $0 | EDGAR |
| 2024-01-03 | 4 | VITALE MARY BETH — Director | Grant/award (A): 1,544.12 (derivative) @ $0 · Grant/award (A): 404.41 (derivative) @ $0 · Grant/award (A): 183.82 (derivative) @ $0 · Grant/award (A): 183.82 (derivative) @ $0 | EDGAR |
| 2024-01-03 | 4 | SPIEGEL GARY — Director | Grant/award (A): 617.65 (derivative) @ $0 · Grant/award (A): 220.59 (derivative) @ $0 · Grant/award (A): 73.53 (derivative) @ $0 · Grant/award (A): 73.53 (derivative) @ $0 | EDGAR |
| 2023-12-27 | 4 | Graeff Scott A — Chief Executive Officer, Director | Gift (G): 50,000 @ $0 | EDGAR |
Recent 8-K events — LUNA INNOVATIONS INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2025-02-21 | 8-K | 4.01 — Changes in Registrant's Certifying Accountant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-01-27 | 8-K | 2.02 — Results of Operations and Financial Condition 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-01-06 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-12-27 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-11-15 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-10-29 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-10-16 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-10-07 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-08-26 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-07-23 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
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