LOB insider transaction filings
Live Oak Bancshares, Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-11. Screen LOB transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 22 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 23 legs across 16 filings by 6 insiders — 146,454 shares, $5,965,965 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
- Largest priced transaction: sale of 10,000 shares @ $43.10 ($430,973) by MAHAN JAMES S III, filed 2026-08-14.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | 6 | — | 12 legs · 100,000 sh · $4,039,190 | — |
| WILLIAMS WILLIAM L. III — Director | 5 | — | 6 legs · 33,600 sh · $1,384,446 | — |
| Moroz Mark Michael — Chief Banking Officer | 1 | — | 1 leg · 6,100 sh · $256,670 | — |
| LUCHT DAVID G — Director | 2 | — | 2 legs · 5,000 sh · $215,117 | — |
| Bradford Tonya Williams — Director | 1 | — | 1 leg · 1,600 sh · $63,824 | — |
| Spencer Courtney — Chief Experience Officer | 1 | — | 1 leg · 154 sh · $6,718 | — |
| Losch William C III — President | 2 | — | — | 6 |
| Cairns Michael — Chief Credit Officer | 1 | — | — | 3 |
| Derraik Renato — Chief Info./Digital Off., Bank | 1 | — | — | 3 |
| Phifer Walter J — Chief Financial Officer | 1 | — | — | 3 |
+1 more insider in the window, not shown — every filing appears in the table below.
Recent Form 4 filings — Live Oak Bancshares, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-11 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $38.63 · Sale (S): 10,000 @ $38.75 | EDGAR |
| 2026-09-08 | 4 | Bradford Tonya Williams — Director | Sale (S): 1,600 @ $39.89 | EDGAR |
| 2026-09-08 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $39.75 | EDGAR |
| 2026-09-08 | 4 | WILLIAMS WILLIAM L. III — Director | Sale (S): 6,590 @ $40.09 | EDGAR |
| 2026-09-03 | 4 | WILLIAMS WILLIAM L. III — Director | Sale (S): 1,810 @ $40.00 | EDGAR |
| 2026-09-03 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 9,742 @ $39.53 · Sale (S): 258 @ $39.88 | EDGAR |
| 2026-08-28 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $39.99 · Sale (S): 10,000 @ $39.66 | EDGAR |
| 2026-08-26 | 4 | Losch William C III — President | Option exercise (M): 50,000 · Tax withholding (F): 22,221 @ $39.99 · Option exercise (M): 50,000 (derivative) @ $0 | EDGAR |
| 2026-08-21 | 4 | Cairns Michael — Chief Credit Officer | Option exercise (M): 2,420 · Tax withholding (F): 1,076 @ $40.89 · Option exercise (M): 2,420 (derivative) @ $0 | EDGAR |
| 2026-08-21 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 8,002 @ $41.05 · Sale (S): 1,998 @ $41.97 · Sale (S): 10,000 @ $40.53 | EDGAR |
| 2026-08-19 | 4 | Diffley Matthew S — Chief Accounting Officer | Grant/award (A): 4,620 (derivative) @ $0 | EDGAR |
| 2026-08-19 | 4 | Phifer Walter J — Chief Financial Officer | Option exercise (M): 2,916 · Tax withholding (F): 1,296 @ $42.60 · Option exercise (M): 2,916 (derivative) @ $0 | EDGAR |
| 2026-08-14 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $42.75 · Sale (S): 10,000 @ $43.10 | EDGAR |
| 2026-08-12 | 4 | Losch William C III — President | Option exercise (M): 42,000 · Tax withholding (F): 18,665 @ $42.23 · Option exercise (M): 42,000 (derivative) @ $0 | EDGAR |
| 2026-08-12 | 4 | Derraik Renato — Chief Info./Digital Off., Bank | Option exercise (M): 25,000 · Tax withholding (F): 11,111 @ $42.23 · Option exercise (M): 25,000 (derivative) @ $0 | EDGAR |
| 2026-08-05 | 4 | LUCHT DAVID G — Director | Sale (S): 2,000 @ $44.36 | EDGAR |
| 2026-08-05 | 4 | Spencer Courtney — Chief Experience Officer | Sale (S): 153.80 @ $43.68 | EDGAR |
| 2026-08-05 | 4 | WILLIAMS WILLIAM L. III — Director | Sale (S): 8,400 @ $43.08 | EDGAR |
| 2026-07-29 | 4 | Moroz Mark Michael — Chief Banking Officer | Sale (S): 6,100 @ $42.08 | EDGAR |
| 2026-07-29 | 4 | LUCHT DAVID G — Director | Sale (S): 3,000 @ $42.13 | EDGAR |
| 2026-07-06 | 4 | WILLIAMS WILLIAM L. III — Director | Sale (S): 2,604 @ $41.23 · Sale (S): 5,796 @ $41.78 | EDGAR |
| 2026-06-25 | 4 | WILLIAMS WILLIAM L. III — Director | Sale (S): 8,400 @ $40.05 | EDGAR |
| 2026-06-12 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 9,085 @ $38.68 · Sale (S): 915 @ $39.20 · Sale (S): 10,000 @ $38.19 | EDGAR |
| 2026-06-05 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 9,363 @ $36.42 · Sale (S): 637 @ $37.14 · Sale (S): 9,921 @ $37.26 · Sale (S): 79 @ $37.65 | EDGAR |
| 2026-05-29 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $37.65 · Sale (S): 10,000 @ $37.25 | EDGAR |
| 2026-05-26 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 6,612 @ $36.92 · Sale (S): 3,388 @ $37.42 | EDGAR |
| 2026-05-21 | 4 | McHenry Patrick Timothy — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Moroz Mark Michael — Chief Banking Officer | Option exercise (M): 7,117 · Tax withholding (F): 3,163 @ $36.20 · Option exercise (M): 7,117 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Bradford Tonya Williams — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Petty Miltom Emmett — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Valine Yousef A. — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Cameron William Henderson — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Lunsford Jeffrey W — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | LUCHT DAVID G — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 9,645 @ $36.83 · Sale (S): 355 @ $37.15 | EDGAR |
| 2026-05-18 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $36.23 | EDGAR |
| 2026-05-15 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $35.96 | EDGAR |
| 2026-05-05 | 4 | McHenry Patrick Timothy — Director | Option exercise (M): 3,080 · Option exercise (M): 3,080 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Bradford Tonya Williams — Director | Option exercise (M): 2,946 · Option exercise (M): 2,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Petty Miltom Emmett — Director | Option exercise (M): 2,946 · Option exercise (M): 2,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Valine Yousef A. — Director | Option exercise (M): 2,946 · Option exercise (M): 2,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Cameron William Henderson — Director | Option exercise (M): 2,946 · Option exercise (M): 2,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | LUCHT DAVID G — Director | Option exercise (M): 2,946 · Option exercise (M): 2,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Lunsford Jeffrey W — Director | Option exercise (M): 1,890 · Option exercise (M): 1,890 (derivative) @ $0 | EDGAR |
| 2026-05-04 | 4 | Derraik Renato — Chief Info./Digital Off., Bank | Sale (S): 75,000 @ $37.83 | EDGAR |
| 2026-03-13 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $32.83 · Sale (S): 10,000 @ $32.50 | EDGAR |
| 2026-03-06 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $36.69 · Sale (S): 8,861 @ $35.37 · Sale (S): 1,139 @ $35.89 | EDGAR |
| 2026-03-04 | 4 | Phifer Walter J — Chief Financial Officer | Sale (S): 4,712 @ $36.58 | EDGAR |
| 2026-03-04 | 4 | Seward Gregory W — General Counsel | Sale (S): 3,000 @ $36.70 | EDGAR |
| 2026-02-27 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 7,463 @ $39.21 · Sale (S): 2,537 @ $39.65 · Sale (S): 8,754 @ $39.29 · Sale (S): 1,246 @ $40.00 | EDGAR |
Recent 8-K events — Live Oak Bancshares, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-28 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-08-18 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-07-22 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-02 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-06-18 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-05-22 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-19 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-04-22 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-19 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-02-13 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?ticker=LOB returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new ones to you in seconds. API docs →