LITE insider transaction filings
Lumentum Holdings Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-18. Screen LITE transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 34 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 61 legs across 15 filings by 4 insiders — 71,647 shares, $61,703,291 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 44.
- Largest priced transaction: sale of 4,676 shares @ $856.71 ($4,005,971) by Retort Vincent, filed 2026-08-27.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Retort Vincent — SEE REMARKS | 4 | — | 20 legs · 44,329 sh · $37,913,927 | 6 |
| Kim Jae — SVP, GENERAL COUNSEL | 4 | — | 19 legs · 15,270 sh · $13,049,466 | 7 |
| Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | 10 | — | 21 legs · 11,500 sh · $10,214,552 | 7 |
| HURLSTON MICHAEL E. — President and CEO, Director | 4 | — | 1 leg · 548 sh · $525,346 | 4 |
| Ali Wajid — EVP & CHIEF FINANCIAL OFFICER | 4 | — | — | 7 |
| Harris Isaac Hosojiro — Director | 1 | — | — | 6 |
| Chang Eric — SEE REMARKS | 1 | — | — | 1 |
| Fletcher Pamela — Director | 1 | — | — | 1 |
| HERSCHER PENNY — Director | 1 | — | — | 1 |
| Johnson Julia Suzanne — Director | 1 | — | — | 1 |
+3 more insiders in the window, not shown — every filing appears in the table below.
Recent Form 4 filings — Lumentum Holdings Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-18 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Sale (S): 500 @ $856.83 · Sale (S): 500 @ $933.45 · Sale (S): 500 @ $920 | EDGAR |
| 2026-09-15 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Sale (S): 500 @ $944.41 · Sale (S): 500 @ $862.14 · Sale (S): 500 @ $841.51 | EDGAR |
| 2026-09-10 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Sale (S): 500 @ $895.99 · Sale (S): 500 @ $978.54 · Sale (S): 500 @ $961.44 | EDGAR |
| 2026-09-04 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Sale (S): 500 @ $864.49 · Sale (S): 500 @ $870.01 · Sale (S): 500 @ $860 | EDGAR |
| 2026-09-01 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Sale (S): 500 @ $940.95 · Sale (S): 500 @ $895 · Sale (S): 500 @ $901.04 | EDGAR |
| 2026-08-27 | 4 | HURLSTON MICHAEL E. — President and CEO, Director | Grant/award (A): 7,941 @ $0 · Sale (S): 548 @ $958.66 | EDGAR |
| 2026-08-27 | 4 | Kim Jae — SVP, GENERAL COUNSEL | Sale (S): 205 @ $842.39 · Sale (S): 280 @ $843.68 · Sale (S): 360 @ $844.66 · Sale (S): 570 @ $845.96 · Sale (S): 456 @ $847.00 · Sale (S): 491 @ $847.94 · +12 more | EDGAR |
| 2026-08-27 | 4 | Retort Vincent — SEE REMARKS | Sale (S): 360 @ $842.22 · Sale (S): 1,213 @ $843.60 · Sale (S): 1,053 @ $844.61 · Sale (S): 631 @ $845.63 · Sale (S): 2,073 @ $846.44 · Sale (S): 2,121 @ $847.52 · +12 more | EDGAR |
| 2026-08-27 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Grant/award (A): 5,138 @ $0 · Sale (S): 500 @ $958.66 | EDGAR |
| 2026-08-27 | 4 | HURLSTON MICHAEL E. — President and CEO, Director | Grant/award (A): 66,764 @ $0 | EDGAR |
| 2026-08-27 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Grant/award (A): 22,760 @ $0 | EDGAR |
| 2026-08-27 | 4 | Ali Wajid — EVP & CHIEF FINANCIAL OFFICER | Grant/award (A): 5,005 @ $0 | EDGAR |
| 2026-08-27 | 4 | Chang Eric — SEE REMARKS | Grant/award (A): 900 @ $0 | EDGAR |
| 2026-08-27 | 4 | Kim Jae — SVP, GENERAL COUNSEL | Grant/award (A): 11,634 @ $0 | EDGAR |
| 2026-08-27 | 4 | Retort Vincent — SEE REMARKS | Grant/award (A): 15,174 @ $0 | EDGAR |
| 2026-08-27 | 4 | Ali Wajid — EVP & CHIEF FINANCIAL OFFICER | Grant/award (A): 22,760 @ $0 | EDGAR |
| 2026-08-26 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Sale (S): 500 @ $824.24 · Sale (S): 500 @ $856.64 · Sale (S): 500 @ $882.15 | EDGAR |
| 2026-08-21 | 4 | Retort Vincent — SEE REMARKS | Tax withholding (F): 2,574 @ $827.60 · Sale (S): 2,483 @ $827.82 · Tax withholding (F): 7,509 @ $866.71 | EDGAR |
| 2026-08-21 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Tax withholding (F): 3,860 @ $827.60 · Sale (S): 1,500 @ $827.82 · Tax withholding (F): 6,705 @ $866.71 · Sale (S): 500 @ $898.15 | EDGAR |
| 2026-08-21 | 4 | Kim Jae — SVP, GENERAL COUNSEL | Tax withholding (F): 1,973 @ $827.60 · Sale (S): 1,904 @ $827.82 · Tax withholding (F): 3,926 @ $866.71 | EDGAR |
| 2026-08-21 | 4 | Ali Wajid — EVP & CHIEF FINANCIAL OFFICER | Tax withholding (F): 4,093 @ $827.60 · Tax withholding (F): 6,635 @ $866.71 | EDGAR |
| 2026-08-21 | 4 | HURLSTON MICHAEL E. — President and CEO, Director | Tax withholding (F): 6,185 @ $827.60 | EDGAR |
| 2026-08-18 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Tax withholding (F): 3,741 @ $926.14 · Grant/award (A): 57,103 @ $0 · Tax withholding (F): 29,056 @ $968.90 | EDGAR |
| 2026-08-18 | 4 | Retort Vincent — SEE REMARKS | Tax withholding (F): 3,299 @ $926.14 · Grant/award (A): 63,956 @ $0 · Tax withholding (F): 32,542 @ $968.90 · Sale (S): 3,183 @ $909.43 | EDGAR |
| 2026-08-18 | 4 | HURLSTON MICHAEL E. — President and CEO, Director | Tax withholding (F): 5,438 @ $926.14 | EDGAR |
| 2026-08-18 | 4 | Kim Jae — SVP, GENERAL COUNSEL | Tax withholding (F): 1,416 @ $926.14 · Grant/award (A): 33,433 @ $0 · Tax withholding (F): 17,011 @ $968.90 · Sale (S): 1,366 @ $909.43 | EDGAR |
| 2026-08-18 | 4 | Ali Wajid — EVP & CHIEF FINANCIAL OFFICER | Tax withholding (F): 2,914 @ $926.14 · Grant/award (A): 53,296 @ $0 · Tax withholding (F): 28,754 @ $968.90 | EDGAR |
| 2026-07-16 | 4 | Johnson Julia Suzanne — Director | Grant/award (A): 108 @ $0 | EDGAR |
| 2026-07-16 | 4 | Small Ian — Director | Grant/award (A): 108 @ $0 | EDGAR |
| 2026-07-16 | 4 | Fletcher Pamela — Director | Grant/award (A): 108 @ $0 | EDGAR |
| 2026-07-16 | 4 | Lillie Brian — Director | Grant/award (A): 108 @ $0 | EDGAR |
| 2026-07-16 | 4 | Thad Trent — Director | Grant/award (A): 108 @ $0 | EDGAR |
| 2026-07-16 | 4 | HERSCHER PENNY — Director | Grant/award (A): 108 @ $0 | EDGAR |
| 2026-07-07 | 4 | Harris Isaac Hosojiro — Director | Grant/award (A): 374 @ $0 · Tax withholding (F): 125 @ $702.76 · Grant/award (A): 320 @ $0 · Tax withholding (F): 145 @ $902.32 · Grant/award (A): 258 @ $0 · Tax withholding (F): 125 @ $854.96 | EDGAR |
| 2026-06-04 | 4 | Harris Isaac Hosojiro — Director | Sale (S): 1,416 @ $1,000.08 | EDGAR |
| 2026-06-01 | 4 | Harris Isaac Hosojiro — Director | Sale (S): 4,000 @ $860 | EDGAR |
| 2026-05-22 | 4 | Small Ian — Director | Sale (S): 4,954 @ $868.07 | EDGAR |
| 2026-05-19 | 4 | Retort Vincent — SEE REMARKS | Tax withholding (F): 3,299 @ $970.70 · Sale (S): 3,183 @ $953.95 | EDGAR |
| 2026-05-19 | 4 | HURLSTON MICHAEL E. — President and CEO, Director | Tax withholding (F): 5,438 @ $970.70 | EDGAR |
| 2026-05-19 | 4 | Kim Jae — SVP, GENERAL COUNSEL | Tax withholding (F): 1,416 @ $970.70 · Sale (S): 1,422 @ $953.95 | EDGAR |
| 2026-05-19 | 4 | Ali Wajid — EVP & CHIEF FINANCIAL OFFICER | Tax withholding (F): 2,914 @ $970.70 · Sale (S): 2,487 @ $953.95 | EDGAR |
| 2026-05-19 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Tax withholding (F): 3,741 @ $970.70 · Sale (S): 3,210 @ $953.95 | EDGAR |
| 2026-05-15 | 4 | Fletcher Pamela — Director | Sale (S): 1,577 @ $1,003.38 · Sale (S): 1,578 @ $940.82 | EDGAR |
| 2026-05-12 | 4 | Small Ian — Director | Sale (S): 2,037 @ $910.72 · Sale (S): 892 @ $911.52 · Sale (S): 571 @ $912.26 | EDGAR |
| 2026-05-12 | 4 | Lillie Brian — Director | Sale (S): 49 @ $1,004.34 | EDGAR |
| 2026-05-12 | 4 | Lillie Brian — Director | Sale (S): 1,469 @ $950.99 · Sale (S): 80 @ $953.54 · Sale (S): 1,000 @ $955.01 · Sale (S): 120 @ $957.84 · Sale (S): 40 @ $962.88 · Sale (S): 239 @ $964.30 · +24 more | EDGAR |
| 2026-05-12 | 4 | Kim Jae — SVP, GENERAL COUNSEL | Sale (S): 1,933 @ $950.99 | EDGAR |
| 2026-03-03 | 4 | Harris Isaac Hosojiro — SEE REMARKS, Director | Grant/award (A): 611 @ $0 · Tax withholding (F): 220 @ $700.91 | EDGAR |
| 2026-03-02 | 4 | Ali Wajid — EVP & CHIEF FINANCIAL OFFICER | Sale (S): 200 @ $677.78 · Sale (S): 424 @ $679.95 · Sale (S): 500 @ $681.48 · Sale (S): 200 @ $685.50 · Sale (S): 160 @ $686.54 · Sale (S): 475 @ $688.42 · +7 more | EDGAR |
| 2026-02-18 | 4 | Wupen Yuen — PRESIDENT, GLOBAL BUS. UNITS | Tax withholding (F): 3,481 @ $562.74 · Sale (S): 3,157 @ $538 | EDGAR |
Recent 8-K events — Lumentum Holdings Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-11 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-30 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-06-01 | 8-K | 3.02 — Unregistered Sales of Equity Securities | EDGAR |
| 2026-05-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-08 | 8-K | 3.02 — Unregistered Sales of Equity Securities | EDGAR |
| 2026-03-02 | 8-K | 3.02 — Unregistered Sales of Equity Securities 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-03 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-05 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2025-12-22 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-15 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?ticker=LITE returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new ones to you in seconds. API docs →