LIEN insider transaction filings
Chicago Atlantic BDC, Inc. — 25 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-01. Screen LIEN transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 9 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 18 legs across 9 filings by 5 insiders — 127,966 shares, $1,224,149 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 60,000 shares @ $9.44 ($566,400) by Mazarakis John, filed 2026-08-19.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Gordon Scott — Co-Chief Investment Officer, Director | 4 | 10 legs · 61,166 sh · $590,940 | — | — |
| Mazarakis John — 10% owner | 1 | 1 leg · 60,000 sh · $566,400 | — | — |
| Mahajan Umesh — Secretary; Co-CIO | 1 | 1 leg · 4,000 sh · $38,400 | — | — |
| Colonna Bernardino — President | 2 | 5 legs · 2,600 sh · $26,500 | — | — |
| Fazio Gianni James Lezziere — Chief Accounting Officer | 1 | 1 leg · 200 sh · $1,910 | — | — |
Recent Form 4 filings — Chicago Atlantic BDC, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-01 | 4 | Gordon Scott — Co-Chief Investment Officer, Director | Purchase (P): 134 @ $10.22 | EDGAR |
| 2026-09-01 | 4 | Colonna Bernardino — President | Purchase (P): 250 @ $10.18 · Purchase (P): 750 @ $10.25 | EDGAR |
| 2026-08-27 | 4 | Colonna Bernardino — President | Purchase (P): 400 @ $10.18 · Purchase (P): 600 @ $10.16 · Purchase (P): 600 @ $10.18 | EDGAR |
| 2026-08-27 | 4 | Gordon Scott — Co-Chief Investment Officer, Director | Purchase (P): 250 @ $10.12 · Purchase (P): 2,483 @ $10.15 · Purchase (P): 5,000 @ $10.19 | EDGAR |
| 2026-08-24 | 4 | Gordon Scott — Co-Chief Investment Officer, Director | Purchase (P): 7,500 @ $9.70 · Purchase (P): 195 @ $9.95 · Purchase (P): 1,520 @ $10.11 | EDGAR |
| 2026-08-19 | 4 | Mazarakis John — 10% owner | Purchase (P): 60,000 @ $9.44 | EDGAR |
| 2026-08-19 | 4 | Gordon Scott — Co-Chief Investment Officer, Director | Purchase (P): 18,300 @ $9.54 · Purchase (P): 17,584 @ $9.54 · Purchase (P): 8,200 @ $9.57 | EDGAR |
| 2026-08-19 | 4 | Mahajan Umesh — Secretary; Co-CIO | Purchase (P): 4,000 @ $9.60 | EDGAR |
| 2026-08-19 | 4 | Fazio Gianni James Lezziere — Chief Accounting Officer | Purchase (P): 200 @ $9.55 | EDGAR |
| 2025-09-22 | 4 | Sack Peter — Chief Executive Officer, Director | Purchase (P): 450 @ $11.23 | EDGAR |
| 2025-07-17 | 4 | Sack Peter — Chief Executive Officer, Director | Purchase (P): 1,000 @ $10.47 | EDGAR |
| 2025-06-09 | 4 | Mahajan Umesh — Secretary; Co-CIO | Purchase (P): 900 @ $10.25 · Purchase (P): 212 @ $10.17 · Purchase (P): 1,000 @ $10.30 | EDGAR |
| 2025-06-02 | 4 | Sack Peter — Chief Executive Officer | Purchase (P): 500 @ $10.29 | EDGAR |
| 2025-05-30 | 4 | Colonna Bernardino — President | Purchase (P): 1,000 @ $10.21 | EDGAR |
| 2025-05-22 | 4 | Sack Peter — Chief Executive Officer | Purchase (P): 500 @ $10.42 | EDGAR |
| 2025-05-21 | 4 | Chicago Atlantic BDC Advisers, LLC — 10% owner Silver Spike Holdings, LP — 10% owner Silver Spike Holdings GP, LLC — 10% owner | Other (J): 214,286 @ $0 · Other (J): 714,286 @ $0 | EDGAR |
| 2025-05-21 | 4 | Gordon Scott — Co-Chief Investment Officer, Director, 10% owner | Other (J): 214,286 @ $0 · Other (J): 714,286 @ $0 | EDGAR |
| 2025-04-18 | 4 | Sack Peter — Chief Executive Officer | Purchase (P): 50 @ $10.50 | EDGAR |
| 2025-04-14 | 4 | Mahajan Umesh — Secretary; Co-CIO | Purchase (P): 500 @ $10.73 · Purchase (P): 100 @ $10.78 | EDGAR |
| 2025-04-10 | 4 | Sack Peter — Chief Executive Officer | Purchase (P): 100 @ $10.98 · Other (J): 3,118 @ $0 · Purchase (P): 100 @ $10.82 | EDGAR |
| 2025-04-08 | 4 | Sack Peter — Chief Executive Officer | Purchase (P): 100 @ $10.70 | EDGAR |
| 2024-12-20 | 4 | Silver Spike Capital, LLC — 10% owner Silver Spike Holdings, LP — 10% owner Silver Spike Holdings GP, LLC — 10% owner | Other (J): 684,611 @ $0 | EDGAR |
| 2024-12-20 | 4 | Gordon Scott — Co-Chief Investment Officer, Director, 10% owner | Other (J): 684,611 @ $0 | EDGAR |
| 2024-12-20 | 4/A | Gordon Scott — Chief Executive Officer, Director, 10% owner | Purchase (P): 35,024 @ $14 | EDGAR |
| 2024-10-15 | 4 | Chicago Atlantic Loan Portfolio, LLC — 10% owner | Other (J): 1,510,593 @ $0 | EDGAR |
Recent 8-K events — Chicago Atlantic BDC, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-13 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-25 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-18 | 8-K | 1.01 — Entry into a Material Definitive Agreement 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-14 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-14 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-19 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-19 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-01 | 8-K | 8.01 — Other Events | EDGAR |
| 2025-11-13 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-14 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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