HWBK insider transaction filings
HAWTHORN BANCSHARES, INC. — 43 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-28. Screen HWBK transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 1 Form 4 filing. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 1 filing by 1 insider — 1,300 shares, $50,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 645 shares @ $38.75 ($25,000) by Hettinger Shawna M., filed 2026-08-28.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Hettinger Shawna M. — Director | 1 | 2 legs · 1,300 sh · $50,000 | — | — |
Recent Form 4 filings — HAWTHORN BANCSHARES, INC.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-28 | 4 | Hettinger Shawna M. — Director | Purchase (P): 645.16 @ $38.75 · Purchase (P): 654.45 @ $38.20 | EDGAR |
| 2026-06-04 | 4 | Burcham James Grant — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-06-04 | 4 | Hettinger Shawna M. — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-06-04 | 4 | States Jonathan L — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-06-04 | 4 | Eden Douglas Todd — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-06-04 | 4 | Holtaway Jonathan — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-06-04 | 4 | Wetzel Gus Seitter III — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-06-04 | 4 | Burkhead Frank E. — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-06-04 | 4 | TURNER DAVID T — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-06-04 | 4 | FREEMAN PHILIP D — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-06-04 | 4 | RILEY KEVIN L — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-05-05 | 4 | GILES BRENT M — CHIEF EXECUTIVE OFFICER, Director | Grant/award (A): 6,849 @ $0 | EDGAR |
| 2025-05-05 | 4 | GILES BRENT M — CHIEF EXECUTIVE OFFICER, Director | Grant/award (A): 8,174 @ $0 | EDGAR |
| 2025-03-13 | 4 | GILES BRENT M — CHIEF EXECUTIVE OFFICER, Director | Purchase (P): 700 @ $25.84 | EDGAR |
| 2025-02-28 | 4 | Holtaway Jonathan — Director | Sale (S): 568 @ $32.05 · Sale (S): 1,158 @ $31.76 · Sale (S): 19,723 @ $31.04 | EDGAR |
| 2025-02-24 | 4 | Hafner Christopher Eugene — Sr. VP/Chief Financial Officer | Grant/award (A): 1,000 @ $0 | EDGAR |
| 2025-02-24 | 4 | Holtaway Jonathan — Director | Sale (S): 1,941 @ $33.75 · Sale (S): 702 @ $33.62 | EDGAR |
| 2025-02-12 | 4 | Holtaway Jonathan — Director | Sale (S): 2,682 @ $32.91 · Sale (S): 116 @ $32.90 | EDGAR |
| 2025-02-07 | 4 | Holtaway Jonathan — Director | Sale (S): 6,604 @ $32.97 · Sale (S): 839 @ $32.85 | EDGAR |
| 2025-02-05 | 4 | Holtaway Jonathan — Director | Sale (S): 1,761 @ $32.78 · Sale (S): 3,707 @ $32.90 | EDGAR |
| 2024-12-12 | 4 | Holtaway Jonathan — Director | Sale (S): 7,424 @ $32.05 | EDGAR |
| 2024-12-10 | 4 | Holtaway Jonathan — Director | Sale (S): 1,015 @ $32.25 · Sale (S): 389 @ $32.05 | EDGAR |
| 2024-12-06 | 4 | Holtaway Jonathan — Director | Sale (S): 1,817 @ $32.21 · Sale (S): 5,007 @ $31.99 | EDGAR |
| 2024-12-06 | 4 | Burkhead Frank E. — Director | Sale (S): 3,000 @ $31.87 | EDGAR |
| 2024-11-15 | 4 | Holtaway Jonathan — Director | Sale (S): 5,053 @ $28.57 · Sale (S): 4,617 @ $28.62 | EDGAR |
| 2024-09-17 | 4 | Hettinger Shawna M. — Director | Purchase (P): 21 @ $24.10 | EDGAR |
| 2024-08-26 | 4 | Burkhead Frank E. — Director | Purchase (P): 100 @ $21.84 | EDGAR |
| 2024-06-17 | 4 | Bexten Gregg A. — PRESIDENT, Director | Purchase (P): 1,000 @ $19.72 | EDGAR |
| 2024-05-14 | 4 | Holtaway Jonathan — Director | Purchase (P): 2,000 @ $19.72 | EDGAR |
| 2024-05-10 | 4 | Hettinger Shawna M. — Director | Purchase (P): 1,000 @ $19.64 | EDGAR |
| 2024-05-06 | 4 | Eden Douglas Todd — Director | Purchase (P): 15,000 @ $19.63 | EDGAR |
| 2024-05-01 | 4 | Holtaway Jonathan — Director | Purchase (P): 5,500 @ $19.19 · Purchase (P): 5,500 @ $18.76 | EDGAR |
| 2024-05-01 | 4 | Burkhead Frank E. — Director | Purchase (P): 500 @ $19.10 | EDGAR |
| 2024-05-01 | 4 | GILES BRENT M — CHIEF EXECUTIVE OFFICER, Director | Purchase (P): 2,000 @ $18.75 · Purchase (P): 400 @ $18.18 · Grant/award (A): 11,151 @ $0 | EDGAR |
| 2024-03-15 | 4 | Hettinger Shawna M. — Director | Purchase (P): 500 @ $19.49 | EDGAR |
| 2024-03-15 | 4 | GILES BRENT M — CHIEF EXECUTIVE OFFICER, Director | Purchase (P): 1,224 @ $19.51 · Purchase (P): 35 @ $19.57 | EDGAR |
| 2024-03-14 | 4 | Holtaway Jonathan — Director | Purchase (P): 5,500 @ $19.12 | EDGAR |
| 2024-03-11 | 4 | Eden Douglas Todd — Director | Purchase (P): 5,000 @ $20.37 | EDGAR |
| 2024-03-08 | 4 | Holtaway Jonathan — Director | Purchase (P): 7,100 @ $19.95 · Purchase (P): 2,900 @ $20.10 | EDGAR |
| 2024-03-01 | 4 | Schwartz Jason E — SR VP/CHIEF CREDIT OFFICER | Purchase (P): 1,000 @ $21.50 | EDGAR |
| 2024-03-01 | 4 | States Jonathan L — Director | Purchase (P): 1,200 @ $21.57 | EDGAR |
| 2024-02-22 | 4 | Hettinger Shawna M. — Director | Purchase (P): 700 @ $23.16 | EDGAR |
| 2024-02-16 | 4 | Eden Douglas Todd — Director | Purchase (P): 7,000 @ $22.32 | EDGAR |
Recent 8-K events — HAWTHORN BANCSHARES, INC.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-10 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-04 | 8-K | 2.01 — Completion of Acquisition or Disposition of Assets 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-29 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-14 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-06-08 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-06 | 8-K/A | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-29 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-29 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure | EDGAR |
| 2026-04-29 | 8-K | 1.01 — Entry into a Material Definitive Agreement 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-28 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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