HRZN insider transaction filings
Horizon Technology Finance Corp — 16 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-06-11. Screen HRZN transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for HRZN between 2026-06-24 and 2026-09-22. The table below lists the most recent filings on record.
Recent Form 4 filings — Horizon Technology Finance Corp
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-11 | 4 | O'Connor Kimberley Ann — Director | Purchase (P): 10,000 @ $4.37 | EDGAR |
| 2026-06-11 | 4/A | ALLISON THOMAS J. — Director | Purchase (P): 6,000 @ $4.36 | EDGAR |
| 2026-06-10 | 4 | Goodman Jonathan Joseph — Director | Purchase (P): 6,000 @ $4.33 | EDGAR |
| 2026-06-10 | 4 | Trolio Daniel R. — Executive VP and CFO | Purchase (P): 11,500 @ $4.34 | EDGAR |
| 2026-06-10 | 4 | Seitz Paul G — Chief Investment Officer | Purchase (P): 11,477 @ $4.35 | EDGAR |
| 2026-06-10 | 4 | Balkin Michael — Chief Executive Officer, Director | Grant/award (A): 93,527 · Purchase (P): 100,000 @ $4.34 | EDGAR |
| 2026-06-10 | 4 | ALLISON THOMAS J. — Director | Purchase (P): 6,000 @ $4.36 | EDGAR |
| 2026-04-14 | 4 | Seitz Paul G — Chief Investment Officer | Grant/award (A): 142 | EDGAR |
| 2026-04-14 | 4 | Balkin Michael — Chief Executive Officer, Director | Grant/award (A): 93,527 | EDGAR |
| 2026-04-14 | 4 | ALLISON THOMAS J. — Director | Grant/award (A): 49,926 | EDGAR |
| 2024-12-17 | 4 | Balkin Michael — Director | Purchase (P): 20,000 @ $8.53 | EDGAR |
| 2024-12-02 | 4 | Michaud Gerald A. — President, Director | Purchase (P): 8,000 @ $9.31 | EDGAR |
| 2024-11-14 | 4 | SAVAGE JOSEPH J — Director | Purchase (P): 5,000 @ $9.35 · Purchase (P): 4,500 @ $9.20 | EDGAR |
| 2024-08-05 | 4 | Goodman Jonathan Joseph — Director | Purchase (P): 2,313 @ $10.81 | EDGAR |
| 2024-08-05 | 4 | Balkin Michael — Director | Purchase (P): 10,000 @ $10.58 | EDGAR |
| 2024-03-11 | 4 | Michaud Gerald A. — President, Director | Purchase (P): 3,650 @ $11.77 | EDGAR |
Recent 8-K events — Horizon Technology Finance Corp
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-09 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-04 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-04 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-26 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-14 | 8-K | 4.01 — Changes in Registrant's Certifying Accountant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-05 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-14 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-19 | 8-K | 1.01 — Entry into a Material Definitive Agreement 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-16 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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