HNNA insider transaction filings
HENNESSY ADVISORS INC — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-16. Screen HNNA transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 1 Form 4 filing. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 1 filing by 1 insider — 792 shares, $8,188 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 593 shares @ $10.34 ($6,129) by Newton Kiera, filed 2026-09-16.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Newton Kiera — Director | 1 | — | 2 legs · 792 sh · $8,188 | — |
Recent Form 4 filings — HENNESSY ADVISORS INC
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | Newton Kiera — Director | Sale (S): 593 @ $10.34 · Sale (S): 199 @ $10.35 | EDGAR |
| 2026-05-12 | 4 | Fahy Kathryn — SVP and CFO | Sale (S): 10,000 @ $10 | EDGAR |
| 2025-12-31 | 4 | Newton Kiera — Director | Sale (S): 571 @ $9.35 | EDGAR |
| 2025-12-29 | 4 | STEADMAN DANIEL B — Executive VP | Gift (G): 750 @ $0 | EDGAR |
| 2025-12-22 | 4 | HENNESSY BRIAN A — Director | Gift (G): 4,900 @ $0 | EDGAR |
| 2025-12-11 | 4 | Fahy Kathryn — SVP and CFO | Gift (G): 2,000 @ $0 | EDGAR |
| 2025-12-09 | 4 | STEADMAN DANIEL B — Executive VP | Gift (G): 500 @ $0 · Gift (G): 500 @ $0 | EDGAR |
| 2025-09-29 | 4 | Newton Kiera — Director | Sale (S): 390 @ $10.73 | EDGAR |
| 2025-09-25 | 4 | Newton Kiera — Director | Sale (S): 3 @ $11 | EDGAR |
| 2025-09-19 | 4 | HENNESSY NEIL J — CEO, Director, 10% owner | Grant/award (A): 19,700 @ $0 · Tax withholding (F): 9,000 @ $11.08 | EDGAR |
| 2025-09-19 | 4 | NILSEN TERESA M — President, COO and Secretary, Director | Grant/award (A): 19,700 @ $0 · Tax withholding (F): 9,000 @ $11.08 | EDGAR |
| 2025-09-19 | 4 | STEADMAN DANIEL B — Executive VP | Grant/award (A): 9,400 @ $0 · Tax withholding (F): 3,008 @ $11.08 | EDGAR |
| 2025-09-19 | 4 | Fahy Kathryn — SVP and CFO | Grant/award (A): 12,500 @ $0 · Tax withholding (F): 4,022 @ $11.08 | EDGAR |
| 2025-09-19 | 4 | HANSEL HENRY — Director | Grant/award (A): 5,600 @ $0 | EDGAR |
| 2025-09-19 | 4 | HENNESSY BRIAN A — Director | Grant/award (A): 5,600 @ $0 | EDGAR |
| 2025-09-19 | 4 | Pomilia Susan Weber — Director | Grant/award (A): 5,600 @ $0 | EDGAR |
| 2025-09-19 | 4 | SEAVEY THOMAS L — Director | Grant/award (A): 5,600 @ $0 | EDGAR |
| 2025-09-19 | 4 | Knight ORiordan Lydia D — Director | Grant/award (A): 5,600 @ $0 | EDGAR |
| 2025-09-19 | 4 | Newton Kiera — Director | Grant/award (A): 5,600 @ $0 | EDGAR |
| 2025-09-19 | 4 | LIBARLE DANIEL G | Grant/award (A): 2,800 @ $0 | EDGAR |
| 2025-09-19 | 4 | OFFENBACH RODGER | Grant/award (A): 2,800 @ $0 | EDGAR |
| 2025-09-03 | 4 | STEADMAN DANIEL B — Executive VP | Gift (G): 2,000 @ $0 | EDGAR |
| 2025-08-18 | 4 | SEAVEY THOMAS L — Director | Sale (S): 2,698 @ $10.70 · Sale (S): 2,603 @ $10.63 | EDGAR |
| 2025-08-14 | 4 | SEAVEY THOMAS L — Director | Sale (S): 7,000 @ $10.85 · Sale (S): 7,704 @ $10.71 | EDGAR |
| 2025-05-14 | 4 | Fahy Kathryn — SVP and CFO | Sale (S): 10,000 @ $10.71 | EDGAR |
| 2025-03-31 | 4 | NILSEN TERESA M — President, COO and Secretary, Director | Sale (S): 4,000 @ $10.42 | EDGAR |
| 2025-03-27 | 4 | Newton Kiera — Director | Sale (S): 575 @ $10.52 | EDGAR |
| 2025-03-27 | 4 | NILSEN TERESA M — President, COO and Secretary, Director | Sale (S): 3,000 @ $10.55 · Sale (S): 1,000 @ $10.47 · Sale (S): 4,000 @ $10.53 · Gift (G): 4,000 @ $0 · Gift (G): 4,000 @ $0 | EDGAR |
| 2025-03-24 | 4 | NILSEN TERESA M — President, COO and Secretary, Director | Sale (S): 1,860 @ $10.46 · Sale (S): 3,000 @ $10.38 · Sale (S): 3,000 @ $10.50 | EDGAR |
| 2025-03-05 | 4 | HENNESSY BRIAN A — Director | Gift (G): 1,000 @ $0 | EDGAR |
| 2025-02-27 | 4 | Fahy Kathryn — SVP and CFO | Sale (S): 8,000 @ $11.07 | EDGAR |
| 2024-12-30 | 4 | STEADMAN DANIEL B — Executive VP | Gift (G): 750 @ $0 · Sale (S): 3,100 @ $11.80 · Sale (S): 1,000 @ $11.90 | EDGAR |
| 2024-12-30 | 4 | HENNESSY NEIL J — CEO, Director, 10% owner | Gift (G): 10,000 @ $0 | EDGAR |
| 2024-12-30 | 4 | Newton Kiera — Director | Sale (S): 330 @ $12.02 | EDGAR |
| 2024-12-26 | 4 | STEADMAN DANIEL B — Executive VP | Sale (S): 1,903 @ $12.02 · Gift (G): 250 @ $0 · Gift (G): 250 @ $0 · Sale (S): 500 @ $12 · Sale (S): 3,407 @ $11.99 | EDGAR |
| 2024-12-26 | 4 | HENNESSY BRIAN A — Director | Gift (G): 6,500 @ $0 · Gift (G): 2,500 @ $0 | EDGAR |
| 2024-12-20 | 4 | STEADMAN DANIEL B — Executive VP | Sale (S): 3,200 @ $12.19 · Sale (S): 2,900 @ $11.75 | EDGAR |
| 2024-12-20 | 4 | SEAVEY THOMAS L — Director | Sale (S): 11,074 @ $11.44 | EDGAR |
| 2024-12-19 | 4 | SEAVEY THOMAS L — Director | Sale (S): 7,269 @ $12.10 · Sale (S): 1,657 @ $11.87 | EDGAR |
| 2024-12-18 | 4 | Newton Kiera — Director | Sale (S): 367 @ $12.46 | EDGAR |
| 2024-12-18 | 4 | STEADMAN DANIEL B — Executive VP | Sale (S): 2,656 @ $13.36 · Sale (S): 2 @ $12.70 | EDGAR |
| 2024-12-17 | 4 | LIBARLE DANIEL G | Gift (G): 15,882 @ $0 | EDGAR |
| 2024-09-30 | 4 | Newton Kiera — Director | Sale (S): 520 @ $9.40 | EDGAR |
| 2024-09-27 | 4 | Pomilia Susan Weber — Director | Sale (S): 1,073 @ $9.82 · Sale (S): 9,177 @ $9.80 | EDGAR |
| 2024-09-25 | 4 | NILSEN TERESA M — President, COO and Secretary, Director | Gift (G): 5,500 @ $0 · Gift (G): 3,000 @ $0 | EDGAR |
| 2024-09-24 | 4 | Fahy Kathryn — SVP and CFO | Gift (G): 2,000 @ $0 | EDGAR |
| 2024-09-24 | 4 | STEADMAN DANIEL B — Executive VP | Gift (G): 2,000 @ $0 | EDGAR |
| 2024-09-19 | 4 | NILSEN TERESA M — President, COO and Secretary, Director | Grant/award (A): 19,700 @ $0 · Tax withholding (F): 8,482.50 @ $10.24 | EDGAR |
| 2024-09-19 | 4 | STEADMAN DANIEL B — Executive VP | Grant/award (A): 9,400 @ $0 · Tax withholding (F): 2,828 @ $10.24 | EDGAR |
| 2024-09-19 | 4 | Fahy Kathryn — SVP and CFO | Grant/award (A): 12,500 @ $0 · Tax withholding (F): 3,772 @ $10.24 | EDGAR |
Recent 8-K events — HENNESSY ADVISORS INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-05 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-28 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-05-06 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-09 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-02-05 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-03 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-29 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-06 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-05-07 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-03-14 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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