HGBL insider transaction filings
Heritage Global Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-02. Screen HGBL transaction legs live →
Insider transaction summary — last 90 days
2026-06-25 to 2026-09-23, from the filings listed below: 4 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings by 3 insiders — 90,000 shares, $99,335 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing by 1 insider — 2,500 shares, $3,175 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 60,000 shares @ $1.10 ($65,940) by Dove Nicholas Kirk, filed 2026-08-17.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Dove Nicholas Kirk — President, Industrial Assets | 1 | 1 leg · 60,000 sh · $65,940 | — | — |
| COBB BRIAN J. — CFO | 1 | 1 leg · 20,000 sh · $22,000 | — | — |
| Hounsell Bruce Kenneth — President, Heritage DebtX LLC | 1 | 1 leg · 10,000 sh · $11,395 | — | — |
| Sklar James Edward — EVP, Gen Counsel & Secretary | 1 | — | 1 leg · 2,500 sh · $3,175 | — |
Recent Form 4 filings — Heritage Global Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-02 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 2,500 @ $1.27 | EDGAR |
| 2026-08-20 | 4 | COBB BRIAN J. — CFO | Purchase (P): 20,000 @ $1.10 | EDGAR |
| 2026-08-17 | 4 | Hounsell Bruce Kenneth — President, Heritage DebtX LLC | Purchase (P): 10,000 @ $1.14 | EDGAR |
| 2026-08-17 | 4 | Dove Nicholas Kirk — President, Industrial Assets | Purchase (P): 60,000 @ $1.10 | EDGAR |
| 2026-05-27 | 4 | Dove Nicholas Kirk — President, Industrial Assets | Purchase (P): 26,000 @ $1.22 | EDGAR |
| 2026-05-18 | 4 | Ludwig Thomas Van — President, NLEX | Option exercise (M): 31,875 @ $0.70 · Tax withholding (F): 23,919 @ $1.22 · Option exercise (M): 31,875 (derivative) @ $0 | EDGAR |
| 2026-05-08 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.33 | EDGAR |
| 2026-04-02 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.35 | EDGAR |
| 2026-03-27 | 4 | Sharpe Kelly S — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2026-03-26 | 4 | Sinsley Barbara A — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2026-03-26 | 4 | Hexner Michael — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2026-03-26 | 4 | SHIMER SAMUEL L — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2026-03-26 | 4 | Burnham William L — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2026-03-03 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.30 | EDGAR |
| 2026-02-03 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.37 | EDGAR |
| 2026-01-05 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.23 | EDGAR |
| 2025-12-02 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.31 | EDGAR |
| 2025-11-04 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.43 | EDGAR |
| 2025-10-02 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 7,468 @ $1.63 | EDGAR |
| 2025-03-28 | 4/A | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $1.61 | EDGAR |
| 2025-03-26 | 4 | COBB BRIAN J. — CFO | Tax withholding (F): 6,408 @ $2.11 | EDGAR |
| 2025-03-26 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Tax withholding (F): 4,727 @ $2.11 | EDGAR |
| 2025-03-26 | 4 | DOVE ROSS — CEO, Director | Tax withholding (F): 25,094 @ $2.11 | EDGAR |
| 2025-03-12 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 7,000 @ $1.97 | EDGAR |
| 2025-03-10 | 4 | COBB BRIAN J. — CFO | Grant/award (A): 11,848 @ $0 | EDGAR |
| 2025-03-10 | 4 | Sharpe Kelly S — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-03-10 | 4 | Sinsley Barbara A — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-03-10 | 4 | Hexner Michael — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-03-10 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Grant/award (A): 11,848 @ $0 | EDGAR |
| 2025-03-10 | 4 | SHIMER SAMUEL L — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-03-10 | 4 | Burnham William L — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-03-10 | 4 | DOVE ROSS — CEO, Director | Grant/award (A): 44,355 @ $0 | EDGAR |
| 2025-03-07 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.07 | EDGAR |
| 2025-03-05 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.05 | EDGAR |
| 2025-02-27 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.02 | EDGAR |
| 2025-02-20 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.24 | EDGAR |
| 2025-02-13 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.24 | EDGAR |
| 2025-01-30 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.13 | EDGAR |
| 2025-01-16 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.07 | EDGAR |
| 2025-01-13 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $1.99 | EDGAR |
| 2025-01-03 | 4 | COBB BRIAN J. — CFO | Grant/award (A): 125,000 @ $0 | EDGAR |
| 2024-12-20 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $1.75 | EDGAR |
| 2024-12-06 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $1.76 | EDGAR |
| 2024-12-04 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $1.77 | EDGAR |
| 2024-11-25 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $1.63 | EDGAR |
| 2024-11-20 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $1.61 | EDGAR |
| 2024-03-20 | 4 | DOVE ROSS — CEO, Director | Purchase (P): 7,297 @ $2.75 | EDGAR |
| 2024-03-19 | 4 | COBB BRIAN J. — CFO | Tax withholding (F): 13,638 @ $2.93 | EDGAR |
| 2024-03-19 | 4 | Dove Nicholas Kirk — President, Industrial Assets | Purchase (P): 5,000 @ $2.88 | EDGAR |
| 2024-03-19 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Tax withholding (F): 11,830 @ $2.93 | EDGAR |
Recent 8-K events — Heritage Global Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-22 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | EDGAR |
| 2026-08-03 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-31 | 8-K | ? 2.06 — Material Impairments 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-04 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-01-12 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-06-09 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2025-02-12 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | EDGAR |
| 2025-01-03 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2024-09-16 | 8-K | 8.01 — Other Events | EDGAR |
| 2024-06-07 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?ticker=HGBL returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new ones to you in seconds. API docs →