GUG insider transaction filings
Guggenheim Active Allocation Fund — 9 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-03-09. Screen GUG transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for GUG between 2026-06-24 and 2026-09-22. The table below lists the most recent filings on record.
Recent Form 4 filings — Guggenheim Active Allocation Fund
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-09 | 4 | Barnes Randall C — Director | Sale (S): 3,000 @ $15.85 | EDGAR |
| 2025-12-19 | 4 | NYBERG RONALD — Director | Purchase (P): 321 @ $15.53 | EDGAR |
| 2025-05-08 | 4 | NYBERG RONALD — Director | Purchase (P): 1,305 @ $15.15 | EDGAR |
| 2025-04-01 | 4 | TOUPIN RONALD E JR — Director | Purchase (P): 1,500 @ $15.10 | EDGAR |
| 2024-10-04 | 4 | Barnes Randall C — Director | Sale (S): 500 @ $16.45 | EDGAR |
| 2024-09-03 | 4 | Brock-Kyle Angela — Director | Purchase (P): 907 @ $15.94 · Purchase (P): 2 @ $15.93 · Purchase (P): 0.43 @ $15.99 | EDGAR |
| 2024-04-01 | 4 | TOUPIN RONALD E JR — Director | Purchase (P): 194 @ $14.65 | EDGAR |
| 2024-01-30 | 4 | Barnes Randall C — Director | Purchase (P): 385 @ $14.50 | EDGAR |
| 2023-12-29 | 4 | TOUPIN RONALD E JR — Director | Purchase (P): 200 @ $14.66 | EDGAR |
Recent 8-K events — Guggenheim Active Allocation Fund
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2025-12-15 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
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