GEG insider transaction filings
Great Elm Group, Inc. — 46 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-07-14. Screen GEG transaction legs live →
Insider transaction summary — last 90 days
2026-06-25 to 2026-09-23, from the filings listed below: 1 Form 4 filing. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 4.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Northern Right Capital Management, L.P. — 10% owner & Northern Right Capital (QP), L.P. — 10% owner & Northern Right Long Only Master Fund LP — 10% owner & Northern Right Fund GP LLC — 10% owner & BC Advisors LLC — 10% owner | 1 | — | — | 4 |
Recent Form 4 filings — Great Elm Group, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-14 | 4 | Northern Right Capital Management, L.P. — 10% owner Northern Right Capital (QP), L.P. — 10% owner Northern Right Long Only Master Fund LP — 10% owner Northern Right Fund GP LLC — 10% owner BC Advisors LLC — 10% owner | Other (J): 7,887 @ $2.18 · Other (J): 7,887 @ $2.18 · Other (J) @ $100 · Other (J) @ $100 | EDGAR |
| 2026-06-01 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Gift (G): 99,637 @ $0 | EDGAR |
| 2026-03-05 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Grant/award (A): 27,022 @ $0 | EDGAR |
| 2026-01-12 | 4 | Nathan Lloyd — Director | Grant/award (A): 26,531 @ $0 | EDGAR |
| 2026-01-12 | 4 | Matter David — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 30,612 @ $0 | EDGAR |
| 2026-01-12 | 4 | Schwartz David W. — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 32,877 @ $0 | EDGAR |
| 2026-01-12 | 4 | Smith Booker — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 30,612 @ $0 | EDGAR |
| 2026-01-12 | 4 | Parmelee James P — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 48,980 @ $0 | EDGAR |
| 2026-01-12 | 4 | Scheyer Eric J — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 30,612 @ $0 | EDGAR |
| 2026-01-12 | 4 | Drapkin Matthew A — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 61,224 @ $0 · Grant/award (A): 26,531 @ $0 | EDGAR |
| 2025-11-13 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Gift (G): 100,000 @ $0 | EDGAR |
| 2025-09-23 | 4 | Milz Nichole — Chief Operating Officer | Grant/award (A): 36,764 @ $0 · Tax withholding (F): 18,227 @ $2.80 | EDGAR |
| 2025-09-23 | 4 | Davis Keri — Chief Financial Officer | Grant/award (A): 9,191 @ $0 · Tax withholding (F): 5,418 @ $2.80 | EDGAR |
| 2025-09-23 | 4 | Kleinman Adam M — President | Grant/award (A): 22,977 @ $0 · Tax withholding (F): 18,313 @ $2.80 | EDGAR |
| 2025-09-23 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Grant/award (A): 183,823 @ $0 | EDGAR |
| 2025-09-09 | 4 | Smith Booker — Director | Grant/award (A): 8,535 @ $0 · Grant/award (A): 8,535 @ $0 | EDGAR |
| 2025-09-09 | 4 | Nathan Lloyd — Director | Grant/award (A): 10,220 @ $0 | EDGAR |
| 2025-08-11 | 4 | Nathan Lloyd — Director | Grant/award (A): 12,597 @ $0 | EDGAR |
| 2025-07-16 | 4 | Northern Right Capital Management, L.P. — 10% owner Northern Right Capital (QP), L.P. — 10% owner BC Advisors LLC — 10% owner Northern Right Fund GP LLC — 10% owner Northern Right Long Only Master Fund LP — 10% owner | Other (J): 207,570 @ $2.07 · Other (J): 207,570 @ $2.07 · Other (J) @ $100 · Other (J) @ $100 | EDGAR |
| 2025-06-17 | 4 | PC Elfun LLC — 10% owner | Holdings only — no transactions reported | EDGAR |
| 2025-04-04 | 4/A | Northern Right Capital Management, L.P. — 10% owner Northern Right Capital (QP), L.P. — 10% owner BC Advisors LLC — 10% owner | Other (J): 409,577 @ $1.81 · Other (J) @ $100 | EDGAR |
| 2025-01-15 | 4 | Northern Right Capital Management, L.P. — 10% owner Northern Right Capital (QP), L.P. — 10% owner BC Advisors LLC — 10% owner | Other (J): 409,577 @ $0 · Other (J) @ $0 | EDGAR |
| 2025-01-07 | 4 | Matter David — Director | Grant/award (A): 35,714 @ $0 · Grant/award (A): 41,209 @ $0 | EDGAR |
| 2025-01-07 | 4 | Parmelee James P — Director | Grant/award (A): 35,714 @ $0 · Grant/award (A): 46,704 @ $0 | EDGAR |
| 2025-01-07 | 4 | Scheyer Eric J — Director | Grant/award (A): 35,714 @ $0 · Grant/award (A): 46,704 @ $0 | EDGAR |
| 2025-01-07 | 4 | Hugar James H — Director | Grant/award (A): 35,714 @ $0 | EDGAR |
| 2025-01-07 | 4 | Drapkin Matthew A — Director, 10% owner | Grant/award (A): 35,714 @ $0 · Grant/award (A): 82,418 @ $0 · Grant/award (A): 35,714 @ $0 | EDGAR |
| 2024-10-22 | 4 | Northern Right Capital Management, L.P. — 10% owner Northern Right Capital (QP), L.P. — 10% owner BC Advisors LLC — 10% owner | Purchase (P): 24,984 @ $1.77 · Purchase (P): 20,001 @ $1.76 · Purchase (P): 5,015 @ $1.75 | EDGAR |
| 2024-09-24 | 4 | Milz Nichole — Chief Operating Officer | Grant/award (A): 55,339 @ $0 | EDGAR |
| 2024-09-24 | 4 | Davis Keri — Chief Financial Officer | Grant/award (A): 27,344 @ $0 | EDGAR |
| 2024-09-24 | 4 | Kleinman Adam M — President | Grant/award (A): 32,552 @ $0 | EDGAR |
| 2024-09-24 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Grant/award (A): 130,208 @ $0 | EDGAR |
| 2024-05-23 | 4 | Drapkin Matthew A — Director, 10% owner | Purchase (P): 24,984 @ $1.77 · Purchase (P): 20,001 @ $1.76 · Purchase (P): 5,015 @ $1.75 | EDGAR |
| 2024-05-23 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Purchase (P): 24,984 @ $1.77 · Purchase (P): 20,001 @ $1.76 · Purchase (P): 5,015 @ $1.75 | EDGAR |
| 2024-05-21 | 4 | Hugar James H — Director | Purchase (P): 678 @ $1.76 · Purchase (P): 970 @ $1.78 · Purchase (P): 5,100 @ $1.76 · Purchase (P): 1,256 @ $1.77 | EDGAR |
| 2024-05-15 | 4 | Hugar James H — Director | Purchase (P): 393 @ $1.81 · Purchase (P): 4,400 @ $1.82 · Purchase (P): 16 @ $1.81 | EDGAR |
| 2024-03-18 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Purchase (P): 3,254 @ $1.98 · Purchase (P): 7,843 @ $2 | EDGAR |
| 2024-03-13 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Purchase (P): 806 @ $1.90 · Purchase (P): 2,500 @ $1.90 · Purchase (P): 16,200 @ $1.94 | EDGAR |
| 2024-03-07 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Purchase (P): 5,137 @ $1.93 · Purchase (P): 4,389 @ $1.96 · Purchase (P): 5,081 @ $1.96 | EDGAR |
| 2024-02-29 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Purchase (P): 120,000 @ $1.92 · Purchase (P): 4,090 @ $1.99 | EDGAR |
| 2024-02-21 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Purchase (P): 4,237 @ $1.92 · Purchase (P): 6,307 @ $1.98 · Purchase (P): 2,989 @ $1.95 | EDGAR |
| 2024-01-04 | 4 | Matter David — Director | Grant/award (A): 34,759 @ $0 · Grant/award (A): 40,107 @ $0 | EDGAR |
| 2024-01-04 | 4 | Parmelee James P — Director | Grant/award (A): 34,759 @ $0 · Grant/award (A): 45,455 @ $0 | EDGAR |
| 2024-01-04 | 4 | Scheyer Eric J — Director | Grant/award (A): 34,759 @ $0 · Grant/award (A): 45,455 @ $0 | EDGAR |
| 2024-01-04 | 4 | Hugar James H — Director | Grant/award (A): 34,759 @ $0 | EDGAR |
| 2024-01-04 | 4 | Drapkin Matthew A — Director, 10% owner | Grant/award (A): 34,759 @ $0 · Grant/award (A): 80,214 @ $0 · Grant/award (A): 34,759 @ $0 | EDGAR |
Recent 8-K events — Great Elm Group, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-26 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-04 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-07 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-05 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-12 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-17 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2025-09-02 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-27 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.02 — Unregistered Sales of Equity Securities 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-07-31 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.02 — Results of Operations and Financial Condition 3.02 — Unregistered Sales of Equity Securities 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?ticker=GEG returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new ones to you in seconds. API docs →