ETD insider transaction filings
ETHAN ALLEN INTERIORS INC — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-11. Screen ETD transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 14 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing by 1 insider — 1,000 shares, $24,610 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 5 legs across 1 filing by 1 insider — 23,874 shares, $597,805 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 22.
- Largest priced transaction: sale of 22,811 shares @ $25.04 ($571,187) by KATHWARI M FAROOQ, filed 2026-09-02.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| KATHWARI M FAROOQ — Chairman, President & CEO, Director | 4 | — | 5 legs · 23,874 sh · $597,805 | 6 |
| Tsai Cynthia Ekberg — Director | 1 | 1 leg · 1,000 sh · $24,610 | — | 1 |
| McNulty Matthew J — SVP, CFO | 3 | — | — | 6 |
| Phillips Amy — EVP, Retail Division | 3 | — | — | 6 |
| Casar Perez Maria Eugenia — Director | 1 | — | — | 1 |
| Sable David M. — Director | 1 | — | — | 1 |
| Stacom Tara I. — Director | 1 | — | — | 1 |
Recent Form 4 filings — ETHAN ALLEN INTERIORS INC
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-11 | 4 | Phillips Amy — EVP, Retail Division | Option exercise (M): 990 @ $21.93 · Tax withholding (F): 354 @ $21.93 | EDGAR |
| 2026-09-11 | 4 | McNulty Matthew J — SVP, CFO | Option exercise (M): 677 @ $21.93 · Tax withholding (F): 169 @ $21.93 | EDGAR |
| 2026-09-11 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director | Option exercise (M): 7,973 @ $21.93 · Tax withholding (F): 7,204 @ $21.93 | EDGAR |
| 2026-09-02 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director | Sale (S): 22,811 @ $25.04 · Sale (S): 266 @ $25.04 · Sale (S): 266 @ $25.04 · Sale (S): 265 @ $25.04 · Sale (S): 266 @ $25.04 | EDGAR |
| 2026-08-10 | 4 | McNulty Matthew J — SVP, CFO | Tax withholding (F): 239 @ $23.51 | EDGAR |
| 2026-08-10 | 4 | Phillips Amy — EVP, Retail Division | Tax withholding (F): 417 @ $23.51 | EDGAR |
| 2026-08-10 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director | Tax withholding (F): 3,272 @ $23.51 | EDGAR |
| 2026-08-07 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director | Grant/award (A): 16,223 @ $0 · Tax withholding (F): 3,948 @ $23.51 · Tax withholding (F): 3,890 @ $23.71 | EDGAR |
| 2026-08-07 | 4 | Phillips Amy — EVP, Retail Division | Grant/award (A): 7,837 @ $0 · Tax withholding (F): 504 @ $23.51 · Tax withholding (F): 496 @ $23.71 | EDGAR |
| 2026-08-07 | 4 | McNulty Matthew J — SVP, CFO | Grant/award (A): 6,426 @ $0 · Tax withholding (F): 288 @ $23.51 · Tax withholding (F): 284 @ $23.71 | EDGAR |
| 2026-08-07 | 4 | Tsai Cynthia Ekberg — Director | Purchase (P): 1,000 @ $24.61 · Grant/award (A): 1,306 | EDGAR |
| 2026-08-07 | 4 | Sable David M. — Director | Grant/award (A): 1,306 | EDGAR |
| 2026-08-07 | 4 | Stacom Tara I. — Director | Grant/award (A): 1,306 | EDGAR |
| 2026-08-07 | 4 | Casar Perez Maria Eugenia — Director | Grant/award (A): 1,306 | EDGAR |
| 2026-01-23 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director | Sale (S): 2,168 @ $25.01 · Sale (S): 25 @ $25.01 · Sale (S): 25 @ $25.01 · Sale (S): 27 @ $25.01 · Sale (S): 25 @ $25.01 | EDGAR |
| 2025-12-17 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director | Sale (S): 303 @ $25.05 · Sale (S): 3 @ $25.05 · Sale (S): 3 @ $25.05 · Sale (S): 6 @ $25.05 · Sale (S): 3 @ $25.05 | EDGAR |
| 2025-12-12 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director | Sale (S): 15,000 @ $25.01 · Sale (S): 175 @ $25.01 · Sale (S): 175 @ $25.01 · Sale (S): 175 @ $25.01 · Sale (S): 175 @ $25.01 | EDGAR |
| 2025-12-05 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director | Gift (G): 82,953 @ $24.11 | EDGAR |
| 2025-10-15 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director | Sale (S): 15,000 @ $28.01 · Sale (S): 175 @ $28.01 · Sale (S): 175 @ $28.01 · Sale (S): 175 @ $28.01 · Sale (S): 175 @ $28.01 | EDGAR |
| 2025-09-15 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 15,000 @ $29.37 · Sale (S): 175 @ $29.37 · Sale (S): 175 @ $29.37 · Sale (S): 175 @ $29.37 · Sale (S): 175 @ $29.37 | EDGAR |
| 2025-08-29 | 4 | McNulty Matthew J — SVP, CFO | Option exercise (M): 2,124 @ $29.51 · Tax withholding (F): 894 @ $29.51 | EDGAR |
| 2025-08-29 | 4 | Phillips Amy — EVP, Retail Division | Option exercise (M): 2,786 @ $29.51 · Tax withholding (F): 973 @ $29.51 | EDGAR |
| 2025-08-29 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Option exercise (M): 45,569 @ $29.51 · Tax withholding (F): 44,111 @ $29.51 | EDGAR |
| 2025-08-12 | 4 | Diefenbach Douglas H. — SVP, Business Development | Tax withholding (F): 164 @ $29.47 | EDGAR |
| 2025-08-12 | 4 | McNulty Matthew J — SVP, CFO | Tax withholding (F): 316 @ $29.47 | EDGAR |
| 2025-08-12 | 4 | Phillips Amy — EVP, Retail Division | Tax withholding (F): 556 @ $29.47 | EDGAR |
| 2025-08-12 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Tax withholding (F): 5,143 @ $29.47 | EDGAR |
| 2025-08-08 | 4 | Casar Perez Maria Eugenia — Director | Grant/award (A): 3,381 (derivative) @ $0 | EDGAR |
| 2025-08-08 | 4 | Stacom Tara I. — Director | Grant/award (A): 3,381 (derivative) @ $0 | EDGAR |
| 2025-08-08 | 4 | McNulty Matthew J — SVP, CFO | Grant/award (A): 3,461 @ $0 · Tax withholding (F): 287 @ $29.31 · Tax withholding (F): 242 @ $29.26 | EDGAR |
| 2025-08-08 | 4 | Sable David M. — Director | Grant/award (A): 3,381 (derivative) @ $0 | EDGAR |
| 2025-08-08 | 4 | Franks Amy — EVP, Retail Division | Grant/award (A): 4,221 @ $0 · Tax withholding (F): 500 @ $29.31 · Tax withholding (F): 421 @ $29.26 | EDGAR |
| 2025-08-08 | 4 | Tsai Cynthia Ekberg — Director | Grant/award (A): 3,381 (derivative) @ $0 | EDGAR |
| 2025-08-08 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Grant/award (A): 13,107 @ $0 · Tax withholding (F): 4,168 @ $29.31 · Tax withholding (F): 3,507 @ $29.26 | EDGAR |
| 2025-08-08 | 4 | DOONER JOHN J JR — Director | Grant/award (A): 3,381 (derivative) @ $0 | EDGAR |
| 2025-05-20 | 4 | Diefenbach Douglas H. — SVP, Business Development | Option exercise (M): 666 @ $26.19 · Sale (S): 666 @ $27.17 · Option exercise (M): 666 (derivative) | EDGAR |
| 2025-05-19 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 10,000 @ $26.85 · Sale (S): 175 @ $26.85 · Sale (S): 175 @ $26.85 · Sale (S): 175 @ $26.85 · Sale (S): 175 @ $26.85 | EDGAR |
| 2025-04-17 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 10,000 @ $26.31 · Sale (S): 175 @ $26.31 · Sale (S): 175 @ $26.31 · Sale (S): 175 @ $26.31 · Sale (S): 175 @ $26.31 | EDGAR |
| 2025-03-17 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 10,000 @ $26.70 · Sale (S): 175 @ $26.70 · Sale (S): 175 @ $26.70 · Sale (S): 175 @ $26.70 · Sale (S): 175 @ $26.70 | EDGAR |
| 2025-02-18 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 10,000 @ $29.27 · Sale (S): 175 @ $29.27 · Sale (S): 175 @ $29.27 · Sale (S): 175 @ $29.27 · Sale (S): 175 @ $29.27 | EDGAR |
| 2025-01-17 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 10,000 @ $28.67 · Sale (S): 175 @ $28.67 · Sale (S): 175 @ $28.67 · Sale (S): 175 @ $28.67 · Sale (S): 175 @ $28.67 | EDGAR |
| 2024-12-18 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 10,000 @ $29.91 · Sale (S): 175 @ $29.91 · Sale (S): 175 @ $29.91 · Sale (S): 175 @ $29.91 · Sale (S): 175 @ $29.91 | EDGAR |
| 2024-11-18 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 10,000 @ $28.77 · Sale (S): 175 @ $28.77 · Sale (S): 175 @ $28.77 · Sale (S): 175 @ $28.77 · Sale (S): 175 @ $28.77 | EDGAR |
| 2024-11-15 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Gift (G): 17,000 @ $29.16 | EDGAR |
| 2024-10-18 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 10,000 @ $30.87 · Sale (S): 175 @ $30.87 · Sale (S): 175 @ $30.87 · Sale (S): 175 @ $30.87 · Sale (S): 175 @ $30.87 | EDGAR |
| 2024-09-17 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 10,000 @ $31.74 · Sale (S): 175 @ $31.74 · Sale (S): 175 @ $31.74 · Sale (S): 175 @ $31.74 · Sale (S): 175 @ $31.74 | EDGAR |
| 2024-08-30 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Option exercise (M): 68,250 @ $31.48 · Tax withholding (F): 61,664 @ $31.48 | EDGAR |
| 2024-08-19 | 4 | KATHWARI M FAROOQ — Chairman, President & CEO, Director, 10% owner | Sale (S): 10,000 @ $30.36 · Sale (S): 175 @ $30.36 · Sale (S): 175 @ $30.36 · Sale (S): 175 @ $30.36 · Sale (S): 175 @ $30.36 | EDGAR |
| 2024-08-12 | 4 | McNulty Matthew J — SVP, CFO | Tax withholding (F): 184 @ $29.71 | EDGAR |
| 2024-08-12 | 4 | Franks Amy — EVP, Retail Network & Bus Dev | Tax withholding (F): 350 @ $29.71 | EDGAR |
Recent 8-K events — ETHAN ALLEN INTERIORS INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-21 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-28 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-05 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-07-30 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-05-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-01-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-11-06 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
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