EFC insider transaction filings
Ellington Financial Inc. — 31 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-10. Screen EFC transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 5 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Dannhauser Stephen J — Director | 1 | — | — | 1 |
| Mumford Lisa — Director | 1 | — | — | 1 |
| Resendez Edward — Director | 1 | — | — | 1 |
| SIMON RONALD I — Director | 1 | — | — | 1 |
| Vranos Michael W — Co-Chief Investment Officer | 1 | — | — | 1 |
Recent Form 4 filings — Ellington Financial Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-10 | 4 | Mumford Lisa — Director | Grant/award (A): 10,181 @ $0 | EDGAR |
| 2026-09-10 | 4 | Dannhauser Stephen J — Director | Grant/award (A): 10,181 (derivative) @ $0 | EDGAR |
| 2026-09-10 | 4 | Resendez Edward — Director | Grant/award (A): 10,181 (derivative) @ $0 | EDGAR |
| 2026-09-10 | 4 | SIMON RONALD I — Director | Grant/award (A): 10,181 @ $0 | EDGAR |
| 2026-08-06 | 4 | Vranos Michael W — Co-Chief Investment Officer | Other (J): 6,794 @ $0 | EDGAR |
| 2026-05-13 | 4 | Vranos Michael W — Co-Chief Investment Officer | Other (J): 161,934 @ $0 | EDGAR |
| 2026-01-05 | 4 | Mumford Lisa — Director | Grant/award (A): 7,657 @ $0 · Option exercise (M): 7,657 (derivative) @ $0 | EDGAR |
| 2025-12-19 | 4 | Smernoff Chris — Chief Accounting Officer | Grant/award (A): 18,209 (derivative) @ $0 | EDGAR |
| 2025-12-19 | 4 | Herlihy John — Chief Financial Officer | Grant/award (A): 36,417 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | Resendez Edward — Director | Grant/award (A): 9,198 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | Dannhauser Stephen J — Director | Grant/award (A): 9,198 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | Mumford Lisa — Director | Grant/award (A): 9,198 @ $0 | EDGAR |
| 2025-10-02 | 4 | SIMON RONALD I — Director | Grant/award (A): 9,198 @ $0 · Purchase (P): 5,544 @ $13.56 | EDGAR |
| 2025-05-22 | 4 | Vranos Michael W — Co-Chief Investment Officer | Other (J): 33,877 @ $0 | EDGAR |
| 2024-12-30 | 4 | Mumford Lisa — Director | Grant/award (A): 8,378 @ $0 · Other (J): 8,378 (derivative) @ $0 | EDGAR |
| 2024-12-30 | 4 | SIMON RONALD I — Director | Grant/award (A): 8,378 @ $0 · Other (J): 8,378 (derivative) @ $0 | EDGAR |
| 2024-12-20 | 4 | Smernoff Chris — Chief Accounting Officer | Grant/award (A): 14,992 (derivative) @ $0 | EDGAR |
| 2024-12-20 | 4 | Herlihy John — Chief Financial Officer | Grant/award (A): 26,945 (derivative) @ $0 | EDGAR |
| 2024-10-16 | 4 | Vranos Michael W — Co-Chief Investment Officer | Sale (S): 14,000 @ $12.48 · Sale (S): 14,361 @ $12.58 | EDGAR |
| 2024-09-13 | 4 | Resendez Edward — Director | Grant/award (A): 8,378 (derivative) @ $0 | EDGAR |
| 2024-09-13 | 4 | Dannhauser Stephen J — Director | Grant/award (A): 8,378 (derivative) @ $0 | EDGAR |
| 2024-09-13 | 4 | Mumford Lisa — Director | Grant/award (A): 8,378 (derivative) @ $0 | EDGAR |
| 2024-09-13 | 4 | SIMON RONALD I — Director | Option exercise (M): 7,657 @ $0 · Grant/award (A): 8,378 (derivative) @ $0 · Option exercise (M): 7,657 (derivative) @ $0 | EDGAR |
| 2024-07-03 | 4 | Vranos Michael W — Co-Chief Investment Officer | Sale (S): 5,900 @ $12.12 | EDGAR |
| 2024-06-18 | 4 | Vranos Michael W — Co-Chief Investment Officer | Sale (S): 8,300 @ $12.11 · Sale (S): 8,300 @ $12.15 | EDGAR |
| 2023-12-18 | 4 | Dannhauser Stephen J — Director | Grant/award (A): 7,657 (derivative) @ $0 | EDGAR |
| 2023-12-18 | 4 | Herlihy John — Chief Financial Officer | Grant/award (A): 23,833 (derivative) @ $0 | EDGAR |
| 2023-12-18 | 4 | Smernoff Chris — Chief Accounting Officer | Grant/award (A): 11,245 (derivative) @ $0 | EDGAR |
| 2023-12-18 | 4 | Resendez Edward — Director | Grant/award (A): 7,657 (derivative) @ $0 | EDGAR |
| 2023-12-18 | 4 | Mumford Lisa — Director | Option exercise (M): 84,720 @ $0 · Sale (S): 21,180 @ $13.06 · Option exercise (M): 84,720 (derivative) @ $0 · Grant/award (A): 7,657 (derivative) @ $0 | EDGAR |
| 2023-12-18 | 4 | SIMON RONALD I — Director | Option exercise (M): 6,199 @ $0 · Option exercise (M): 6,199 (derivative) @ $0 · Grant/award (A): 7,657 (derivative) @ $0 | EDGAR |
Recent 8-K events — Ellington Financial Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-17 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-14 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-14 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-08 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-24 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-10 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-07 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-23 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-08 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-25 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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