CSWC insider transaction filings
CAPITAL SOUTHWEST CORP — 46 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-12. Screen CSWC transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 6 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing by 1 insider — 211 shares, $5,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
- Largest priced transaction: purchase of 211 shares @ $23.70 ($5,000) by Rogers-Windsor Ramona Lynn, filed 2026-06-30.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Rogers-Windsor Ramona Lynn — Director | 2 | 1 leg · 211 sh · $5,000 | — | 1 |
| BATTIST CHRISTINE — Director | 1 | — | — | 1 |
| Brooks David R — Director | 1 | — | — | 1 |
| FURST JACK D — Director | 1 | — | — | 1 |
| Thomas William R III — Director | 1 | — | — | 1 |
Recent Form 4 filings — CAPITAL SOUTHWEST CORP
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-12 | 4 | Thomas William R III — Director | Grant/award (A): 1,989 @ $0 | EDGAR |
| 2026-08-11 | 4 | FURST JACK D — Director | Grant/award (A): 1,989 @ $0 | EDGAR |
| 2026-08-11 | 4 | Rogers-Windsor Ramona Lynn — Director | Grant/award (A): 1,989 @ $0 | EDGAR |
| 2026-08-11 | 4 | Brooks David R — Director | Grant/award (A): 1,989 @ $0 | EDGAR |
| 2026-08-11 | 4 | BATTIST CHRISTINE — Director | Grant/award (A): 1,989 @ $0 | EDGAR |
| 2026-06-30 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 210.96 @ $23.70 | EDGAR |
| 2026-06-18 | 4 | BATTIST CHRISTINE — Director | Purchase (P): 860 @ $23.23 | EDGAR |
| 2026-06-10 | 4 | Weinstein Joshua S. — Senior Managing Director & CIO | Tax withholding (F): 11,349 @ $23.28 · Grant/award (A): 100,000 @ $0 · Tax withholding (F): 9,588 @ $23.54 | EDGAR |
| 2026-06-10 | 4 | Rehberger Chris — Chief Financial Officer | Tax withholding (F): 4,492 @ $23.28 · Grant/award (A): 75,000 @ $0 · Tax withholding (F): 3,688 @ $23.54 | EDGAR |
| 2026-06-10 | 4 | Sarner Michael Scott — President and CEO, Director | Tax withholding (F): 13,765 @ $23.28 · Grant/award (A): 140,000 @ $0 · Tax withholding (F): 11,705 @ $23.54 | EDGAR |
| 2026-06-05 | 4 | Thomas William R III — Director | Sale (S): 4,661 @ $23.29 · Purchase (P): 5,000 @ $23.40 | EDGAR |
| 2026-06-01 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 213 @ $23.42 | EDGAR |
| 2026-03-02 | 4 | Sarner Michael Scott — President and CEO, Director | Purchase (P): 2,694.64 @ $21.90 | EDGAR |
| 2026-02-09 | 4 | BATTIST CHRISTINE — Director | Purchase (P): 600 @ $23.16 | EDGAR |
| 2025-10-01 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 463 @ $21.55 | EDGAR |
| 2025-08-21 | 4 | BATTIST CHRISTINE — Director | Purchase (P): 667 @ $22.45 | EDGAR |
| 2025-08-14 | 4 | FURST JACK D — Director | Grant/award (A): 2,193 @ $0 | EDGAR |
| 2025-08-13 | 4 | Rogers-Windsor Ramona Lynn — Director | Grant/award (A): 2,193 @ $0 | EDGAR |
| 2025-08-13 | 4 | Brooks David R — Director | Grant/award (A): 2,193 @ $0 | EDGAR |
| 2025-08-13 | 4 | BATTIST CHRISTINE — Director | Grant/award (A): 2,193 @ $0 | EDGAR |
| 2025-08-13 | 4 | Thomas William R III — Director | Grant/award (A): 2,193 @ $0 | EDGAR |
| 2025-06-23 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 471 @ $21.19 | EDGAR |
| 2025-06-11 | 4 | Weinstein Joshua S. — Senior Managing Director & CIO | Tax withholding (F): 3,127 @ $21.06 · Grant/award (A): 65,000 @ $0 · Tax withholding (F): 12,041 @ $21.35 | EDGAR |
| 2025-06-10 | 4 | Rehberger Chris — Chief Financial Officer | Tax withholding (F): 1,126 @ $21.06 · Grant/award (A): 45,000 @ $0 · Tax withholding (F): 3,041 @ $21.35 | EDGAR |
| 2025-06-10 | 4 | Sarner Michael Scott — President and CEO, Director | Tax withholding (F): 3,648 @ $21.06 · Grant/award (A): 80,000 @ $0 · Tax withholding (F): 15,319 @ $21.35 | EDGAR |
| 2025-05-28 | 4 | BATTIST CHRISTINE — Director | Purchase (P): 476 @ $20.87 | EDGAR |
| 2025-03-26 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 450 @ $22.52 | EDGAR |
| 2024-12-12 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 250 @ $22.67 | EDGAR |
| 2024-11-08 | 4 | BATTIST CHRISTINE — Director | Purchase (P): 256 @ $23.13 | EDGAR |
| 2024-11-07 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 500 @ $23.07 | EDGAR |
| 2024-09-16 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 250 @ $25.03 | EDGAR |
| 2024-08-13 | 4 | Rogers-Windsor Ramona Lynn — Director | Grant/award (A): 2,090 @ $0 | EDGAR |
| 2024-08-13 | 4 | Thomas William R III — Director | Grant/award (A): 2,090 @ $0 | EDGAR |
| 2024-08-12 | 4 | Brooks David R — Director | Grant/award (A): 2,090 @ $0 | EDGAR |
| 2024-08-12 | 4 | BATTIST CHRISTINE — Director | Grant/award (A): 2,090 @ $0 | EDGAR |
| 2024-08-12 | 4 | FURST JACK D — Director | Grant/award (A): 2,090 @ $0 | EDGAR |
| 2024-08-09 | 4 | BATTIST CHRISTINE — Director | Purchase (P): 406 @ $23.94 | EDGAR |
| 2024-06-28 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 200 @ $26.13 | EDGAR |
| 2024-06-24 | 4 | BATTIST CHRISTINE — Director | Purchase (P): 197 @ $24.96 | EDGAR |
| 2024-06-11 | 4 | Weinstein Joshua S. — Senior Managing Director | Tax withholding (F): 3,560 @ $26.13 · Tax withholding (F): 10,117 @ $26.13 · Grant/award (A): 60,000 @ $0 | EDGAR |
| 2024-06-11 | 4 | Sarner Michael Scott — Chief Financial Officer | Tax withholding (F): 4,723 @ $26.13 · Tax withholding (F): 13,607 @ $26.13 · Grant/award (A): 75,000 @ $0 | EDGAR |
| 2024-06-11 | 4 | DIEHL BOWEN S — President and CEO, Director | Tax withholding (F): 8,422 @ $26.13 · Tax withholding (F): 17,282 @ $26.13 · Grant/award (A): 95,000 @ $0 | EDGAR |
| 2024-06-04 | 4 | Thomas William R III — Director | Gift (G): 8,217 @ $0 · Purchase (P): 9,400 @ $25.87 | EDGAR |
| 2024-05-30 | 4 | BATTIST CHRISTINE — Director | Purchase (P): 192 @ $25.25 | EDGAR |
| 2024-05-23 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 500 @ $25.65 | EDGAR |
| 2023-12-21 | 4 | Rogers-Windsor Ramona Lynn — Director | Purchase (P): 500 @ $23.29 | EDGAR |
Recent 8-K events — CAPITAL SOUTHWEST CORP
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-15 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-02 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-01 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.07 — Submission of Matters to a Vote of Security Holders 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-27 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-07 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-03 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-22 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-07-16 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-27 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-19 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
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