COF insider transaction filings
CAPITAL ONE FINANCIAL CORP — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-16. Screen COF transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 15 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 18 legs across 14 filings by 7 insiders — 40,472 shares, $8,665,387 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 5,820 shares @ $210.02 ($1,222,316) by Raghu Ravi, filed 2026-08-03.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Cooper Matthew W — General Counsel & Corp Secy | 3 | — | 3 legs · 10,500 sh · $2,245,005 | — |
| Raghu Ravi — Pres, Software, Intl & Sm Bus | 2 | — | 4 legs · 9,776 sh · $2,051,284 | — |
| Zamsky Michael — Chief Credit & Fin'l Risk Off. | 1 | — | 1 leg · 5,473 sh · $1,193,223 | — |
| Dean Lia — Pres, Banking & Prem. Products | 2 | — | 3 legs · 4,259 sh · $920,306 | — |
| Karam Celia — Pres, Retail Bank | 2 | — | 3 legs · 3,905 sh · $841,425 | — |
| Golden Timothy P — SVP, Chief Accounting Officer | 1 | — | 1 leg · 3,487 sh · $735,757 | — |
| Mouadeb Mark Daniel — President, Card | 3 | — | 3 legs · 3,072 sh · $678,385 | — |
| Hanson Jason P. — Pres.- Global Payment Network | 1 | — | — | 3 |
Recent Form 4 filings — CAPITAL ONE FINANCIAL CORP
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | Dean Lia — Pres, Banking & Prem. Products | Sale (S): 2,066 @ $206.07 | EDGAR |
| 2026-09-16 | 4 | Karam Celia — Pres, Retail Bank | Sale (S): 2,017 @ $206.07 | EDGAR |
| 2026-09-02 | 4 | Cooper Matthew W — General Counsel & Corp Secy | Sale (S): 3,500 @ $214.10 | EDGAR |
| 2026-08-18 | 4 | Karam Celia — Pres, Retail Bank | Sale (S): 1,887 @ $225.52 · Sale (S): 1 @ $225.92 | EDGAR |
| 2026-08-18 | 4 | Dean Lia — Pres, Banking & Prem. Products | Sale (S): 2,192 @ $225.52 · Sale (S): 1 @ $225.92 | EDGAR |
| 2026-08-17 | 4 | Mouadeb Mark Daniel — President, Card | Sale (S): 1,199 @ $225 | EDGAR |
| 2026-08-11 | 4 | Zamsky Michael — Chief Credit & Fin'l Risk Off. | Sale (S): 5,473 @ $218.02 | EDGAR |
| 2026-08-10 | 4 | Raghu Ravi — Pres, Software, Intl & Sm Bus | Sale (S): 50 @ $218.49 | EDGAR |
| 2026-08-05 | 4 | Cooper Matthew W — General Counsel & Corp Secy | Sale (S): 3,500 @ $219.33 | EDGAR |
| 2026-08-05 | 4 | Mouadeb Mark Daniel — President, Card | Sale (S): 1,183 @ $220 | EDGAR |
| 2026-08-04 | 4 | Hanson Jason P. — Pres.- Global Payment Network | Option exercise (M): 2,014 · Tax withholding (F): 893 @ $209.01 · Option exercise (M): 2,014 (derivative) @ $0 | EDGAR |
| 2026-08-04 | 4 | Mouadeb Mark Daniel — President, Card | Sale (S): 690 @ $215 | EDGAR |
| 2026-08-03 | 4 | Raghu Ravi — Pres, Software, Intl & Sm Bus | Sale (S): 3,462 @ $209.27 · Sale (S): 5,820 @ $210.02 · Sale (S): 444 @ $210.70 | EDGAR |
| 2026-07-30 | 4 | Golden Timothy P — SVP, Chief Accounting Officer | Sale (S): 3,487 @ $211 | EDGAR |
| 2026-07-08 | 4 | Cooper Matthew W — General Counsel & Corp Secy | Sale (S): 3,500 @ $208 | EDGAR |
| 2026-06-03 | 4 | Cooper Matthew W — General Counsel & Corp Secy | Sale (S): 3,500 @ $183.36 | EDGAR |
| 2026-05-14 | 4 | Haggerty Kaitlin — Chief Human Resources Officer | Sale (S): 1,307 @ $183.93 · Sale (S): 119 @ $182.59 | EDGAR |
| 2026-05-14 | 4 | Cooper Matthew W — General Counsel & Corp Secy | Sale (S): 3,500 @ $183.93 | EDGAR |
| 2026-05-12 | 4 | Harford Suni P — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | williams craig a. — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | Archibong Ime — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | Serra Eileen — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | SHEPHERD MICHAEL — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | Wong Jennifer L. — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | Killalea Peter Thomas — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | Detrick Christine Rose — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | Leenaars Cornelis PAJ — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | Locoh-Donou Francois — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | RASKIND PETER E — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-12 | 4 | SHATTUCK MAYO A III — Director | Grant/award (A): 1,294 @ $0 | EDGAR |
| 2026-05-04 | 4 | Karam Celia — Pres, Retail Bank | Sale (S): 1,749 @ $192.58 | EDGAR |
| 2026-04-09 | 4 | LaPrade,III Frank G. — Chief Enterprise Srvcs Officer | Grant/award (A): 11,041 @ $0 | EDGAR |
| 2026-04-03 | 4 | Karam Celia — Pres, Retail Bank | Sale (S): 1,099 @ $185.61 | EDGAR |
| 2026-04-03 | 4 | Dean Lia — Pres, Banking & Prem. Products | Sale (S): 1,692 @ $185.61 | EDGAR |
| 2026-03-11 | 4 | West Kara — Chief Enterprise Risk Officer | Grant/award (A): 4,477 @ $0 · Tax withholding (F): 2,020 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Zamsky Michael — Chief Credit & Fin'l Risk Off. | Grant/award (A): 6,047 @ $0 · Tax withholding (F): 2,728 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Raghu Ravi — Pres, Software, Intl & Sm Bus | Grant/award (A): 4,834 @ $0 · Tax withholding (F): 1,903 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Mouadeb Mark Daniel — President, Card | Grant/award (A): 5,142 @ $0 · Tax withholding (F): 2,320 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Blinde Neal — President, Commercial Banking | Grant/award (A): 8,342 @ $0 · Tax withholding (F): 3,624 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Haggerty Kaitlin — Chief Human Resources Officer | Grant/award (A): 5,316 @ $0 · Tax withholding (F): 2,398 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Young Andrew M — Chief Financial Officer | Grant/award (A): 7,656 @ $0 · Tax withholding (F): 3,453 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Karam Celia — Pres, Retail Bank | Grant/award (A): 7,429 @ $0 · Tax withholding (F): 3,351 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Dean Lia — Pres, Banking & Prem. Products | Grant/award (A): 8,094 @ $0 · Tax withholding (F): 4,056 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Cooper Matthew W — General Counsel & Corp Secy | Grant/award (A): 8,094 @ $0 · Tax withholding (F): 3,651 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | LaPrade,III Frank G. — Chief Enterprise Srvcs Officer | Grant/award (A): 12,154 @ $0 · Tax withholding (F): 5,482 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Sanjiv Yajnik — President, Financial Services | Grant/award (A): 9,922 @ $0 · Tax withholding (F): 4,475 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | Alexander Robert M. — Chief Information Officer | Grant/award (A): 9,957 @ $0 · Tax withholding (F): 4,491 @ $185.73 | EDGAR |
| 2026-03-11 | 4 | FAIRBANK RICHARD D — Chairman and CEO, Director | Grant/award (A): 55,638 @ $0 · Tax withholding (F): 25,093 @ $185.73 · Grant/award (A): 66,901 @ $0 · Tax withholding (F): 30,173 @ $185.73 | EDGAR |
| 2026-03-03 | 4 | Karam Celia — Pres, Retail Bank | Sale (S): 1,636 @ $191 | EDGAR |
| 2026-03-03 | 4 | Dean Lia — Pres, Banking & Prem. Products | Sale (S): 3,284 @ $191 | EDGAR |
Recent 8-K events — CAPITAL ONE FINANCIAL CORP
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-15 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-15 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-15 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-01 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-20 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-17 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-21 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-21 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-15 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-09 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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