CFG insider transaction filings
CITIZENS FINANCIAL GROUP INC/RI — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-03. Screen CFG transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 13 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 1 filing by 1 insider — 30 shares, $1,116 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing by 1 insider — 129,369 shares, $9,323,624 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: sale of 129,369 shares @ $72.07 ($9,323,624) by VAN SAUN BRUCE, filed 2026-07-28.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| VAN SAUN BRUCE — Chairman and CEO, Director | 1 | — | 1 leg · 129,369 sh · $9,323,624 | 2 |
| Swift Christopher — Director | 1 | 2 legs · 30 sh · $1,116 | — | 1 |
| Alexander Lee — Director | 1 | — | — | 1 |
| Atkinson Tracy A — Director | 1 | — | — | 1 |
| Boss Matthew — Head of Consumer Banking | 1 | — | — | 1 |
| Cumming Christine M — Director | 1 | — | — | 1 |
| Cummings Kevin — Director | 1 | — | — | 1 |
| KELLY EDWARD J III — Director | 1 | — | — | 1 |
| Leary Robert G — Director | 1 | — | — | 1 |
| Lillis Terrance — Director | 1 | — | — | 1 |
+3 more insiders in the window, not shown — every filing appears in the table below.
Recent Form 4 filings — CITIZENS FINANCIAL GROUP INC/RI
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-03 | 4 | Boss Matthew — Head of Consumer Banking | Tax withholding (F): 10,778 @ $68.87 | EDGAR |
| 2026-08-17 | 4 | Cummings Kevin — Director | Grant/award (A): 134.49 @ $0 | EDGAR |
| 2026-08-17 | 4 | Atkinson Tracy A — Director | Grant/award (A): 78.44 @ $0 | EDGAR |
| 2026-08-17 | 4 | Alexander Lee — Director | Grant/award (A): 162.17 @ $0 | EDGAR |
| 2026-08-17 | 4 | Lillis Terrance — Director | Grant/award (A): 246.18 @ $0 | EDGAR |
| 2026-08-17 | 4 | Wade Claude E. — Director | Grant/award (A): 47.21 @ $0 | EDGAR |
| 2026-08-17 | 4 | ZURAITIS MARITA — Director | Grant/award (A): 268.75 @ $0 | EDGAR |
| 2026-08-17 | 4 | Swift Christopher — Director | Grant/award (A): 162.17 @ $0 · Purchase (P): 10 @ $31.47 · Purchase (P): 20 @ $40.06 | EDGAR |
| 2026-08-17 | 4 | KELLY EDWARD J III — Director | Grant/award (A): 246.18 @ $0 | EDGAR |
| 2026-08-17 | 4 | Leary Robert G — Director | Grant/award (A): 208.39 @ $0 | EDGAR |
| 2026-08-17 | 4 | SIEKERKA MICHELE N — Director | Grant/award (A): 134.49 @ $0 | EDGAR |
| 2026-08-17 | 4 | Cumming Christine M — Director | Grant/award (A): 268.75 @ $0 | EDGAR |
| 2026-07-28 | 4 | VAN SAUN BRUCE — Chairman and CEO, Director | Sale (S): 129,369 @ $72.07 · Gift (G): 20,850 @ $0 · Gift (G): 17,500 @ $0 | EDGAR |
| 2026-06-16 | 4 | Stein Richard L. — Chief Risk Officer | Tax withholding (F): 4,913 @ $67.65 | EDGAR |
| 2026-05-15 | 4 | Wade Claude E. — Director | Grant/award (A): 56.76 @ $0 | EDGAR |
| 2026-05-15 | 4 | Alexander Lee — Director | Grant/award (A): 194.97 @ $0 | EDGAR |
| 2026-05-15 | 4 | Cumming Christine M — Director | Grant/award (A): 323.12 @ $0 | EDGAR |
| 2026-05-15 | 4 | Lillis Terrance — Director | Grant/award (A): 295.99 @ $0 | EDGAR |
| 2026-05-15 | 4 | Leary Robert G — Director | Grant/award (A): 250.55 @ $0 | EDGAR |
| 2026-05-15 | 4 | SIEKERKA MICHELE N — Director | Grant/award (A): 161.70 @ $0 | EDGAR |
| 2026-05-15 | 4 | Swift Christopher — Director | Grant/award (A): 194.97 @ $0 | EDGAR |
| 2026-05-15 | 4 | Cummings Kevin — Director | Grant/award (A): 161.70 @ $0 | EDGAR |
| 2026-05-15 | 4 | Atkinson Tracy A — Director | Grant/award (A): 94.31 @ $0 | EDGAR |
| 2026-05-15 | 4 | ZURAITIS MARITA — Director | Grant/award (A): 323.12 @ $0 | EDGAR |
| 2026-05-15 | 4 | KELLY EDWARD J III — Director | Grant/award (A): 295.99 @ $0 | EDGAR |
| 2026-05-14 | 4 | Moosally Michelle — Chief Legal Officer | Sale (S): 6,050 @ $62.16 | EDGAR |
| 2026-04-24 | 4 | Wade Claude E. — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-04-24 | 4 | Alexander Lee — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-04-24 | 4 | Cumming Christine M — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-04-24 | 4 | Lillis Terrance — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-04-24 | 4 | Leary Robert G — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-04-24 | 4 | SIEKERKA MICHELE N — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-04-24 | 4 | Swift Christopher — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-04-24 | 4 | Cummings Kevin — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-04-24 | 4 | Atkinson Tracy A — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-04-24 | 4 | ZURAITIS MARITA — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-04-24 | 4 | KELLY EDWARD J III — Director | Grant/award (A): 2,608 @ $0 | EDGAR |
| 2026-03-12 | 4 | LaMonica Susan — Chief Human Resources Officer | Sale (S): 13,258 @ $58.04 | EDGAR |
| 2026-03-03 | 4 | Swimmer Theodore C — Head of Commercial Banking | Grant/award (A): 20,383 @ $0 · Tax withholding (F): 18,677 @ $60.19 | EDGAR |
| 2026-03-03 | 4 | Moosally Michelle — Chief Legal Officer | Grant/award (A): 7,060 @ $0 · Tax withholding (F): 5,194 @ $60.19 | EDGAR |
| 2026-03-03 | 4 | Schnirel Christopher J — Chief Accounting Officer | Grant/award (A): 5,814 @ $0 · Tax withholding (F): 1,514 @ $60.19 | EDGAR |
| 2026-03-03 | 4 | Ruttledge Michael — Chief Information Officer | Grant/award (A): 11,879 @ $0 · Tax withholding (F): 10,995 @ $60.19 | EDGAR |
| 2026-03-03 | 4 | Stein Richard L. — Chief Risk Officer | Grant/award (A): 12,958 @ $0 · Tax withholding (F): 12,295 @ $60.19 | EDGAR |
| 2026-03-03 | 4 | LaMonica Susan — Chief Human Resources Officer | Grant/award (A): 12,149 @ $0 · Tax withholding (F): 13,071 @ $60.19 | EDGAR |
| 2026-03-03 | 4 | Coughlin Brendan — President | Grant/award (A): 26,499 @ $0 · Tax withholding (F): 22,659 @ $60.19 | EDGAR |
| 2026-03-03 | 4 | BANERJEE AUNOY — Chief Financial Officer | Grant/award (A): 12,335 @ $0 | EDGAR |
| 2026-03-03 | 4 | VAN SAUN BRUCE — Chairman and CEO, Director | Grant/award (A): 51,916 @ $0 · Tax withholding (F): 79,315 @ $60.19 | EDGAR |
| 2026-03-03 | 4 | MCCREE DONALD H III — Chair of the Commercial Bank | Grant/award (A): 52,334 @ $0 · Tax withholding (F): 31,099 @ $60.19 | EDGAR |
| 2026-02-19 | 4 | ZURAITIS MARITA — Director | Grant/award (A): 283.49 @ $0 | EDGAR |
| 2026-02-19 | 4 | KELLY EDWARD J III — Director | Grant/award (A): 258.15 @ $0 | EDGAR |
Recent 8-K events — CITIZENS FINANCIAL GROUP INC/RI
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-07-31 | 8-K | 3.03 — Material Modification to Rights of Security Holders 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-21 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-16 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-24 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-04-16 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-29 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-22 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-21 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-15 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-07 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
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