CDZI insider transaction filings
CADIZ INC — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-11. Screen CDZI transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 9 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Dreyfus Maria S. — Director | 1 | — | — | 2 |
| Hernandez Jacinto J — Chief Financial Officer | 1 | — | — | 2 |
| Lloyd Barbara A — Director | 1 | — | — | 2 |
| O'Hara David Mark — Director | 1 | — | — | 2 |
| COURTER STEPHEN E — Director | 1 | — | — | 1 |
| Echaveste Maria — Director | 1 | — | — | 1 |
| Hickox Winston H — Director | 1 | — | — | 1 |
| Lombard Kenneth T — Director | 1 | — | — | 1 |
| Polanco Richard Garcia — Director | 1 | — | — | 1 |
Recent Form 4 filings — CADIZ INC
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-11 | 4 | Hernandez Jacinto J — Chief Financial Officer | Grant/award (A): 800,000 @ $0 · Grant/award (A): 800,000 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | O'Hara David Mark — Director | Grant/award (A): 3,052 @ $4.10 · Grant/award (A): 4,464 @ $4.20 | EDGAR |
| 2026-07-02 | 4 | Echaveste Maria — Director | Grant/award (A): 6,103 @ $4.10 | EDGAR |
| 2026-07-02 | 4 | Dreyfus Maria S. — Director | Grant/award (A): 6,103 @ $4.10 · Grant/award (A): 4,464 @ $4.20 | EDGAR |
| 2026-07-02 | 4 | Lloyd Barbara A — Director | Grant/award (A): 6,103 @ $4.10 · Grant/award (A): 1,116 @ $4.20 | EDGAR |
| 2026-07-02 | 4 | Polanco Richard Garcia — Director | Grant/award (A): 6,103 @ $4.10 | EDGAR |
| 2026-07-02 | 4 | Lombard Kenneth T — Director | Grant/award (A): 6,103 @ $4.10 | EDGAR |
| 2026-07-02 | 4 | Hickox Winston H — Director | Grant/award (A): 6,103 @ $4.10 | EDGAR |
| 2026-07-02 | 4 | COURTER STEPHEN E — Director | Grant/award (A): 6,103 @ $4.10 | EDGAR |
| 2026-06-03 | 4 | Rivera Cathryn — Chief Operating Officer | Sale (S): 2,500 @ $4.33 | EDGAR |
| 2026-05-28 | 4 | O'Hara David Mark — Director | Purchase (P): 110,865 @ $4.58 | EDGAR |
| 2026-04-10 | 4 | Rivera Cathryn — Chief Operating Officer | Grant/award (A): 10,000 @ $0 | EDGAR |
| 2026-04-10 | 4 | Kennedy Susan P — Chief Executive Officer, Director | Grant/award (A): 125,000 @ $0 · Option exercise (M): 50,000 @ $0 · Disposition to issuer (D): 150,500 (derivative) · Option exercise (M): 50,000 (derivative) | EDGAR |
| 2026-04-10 | 4 | SPEER STANLEY E — Chief Financial Officer | Grant/award (A): 25,075 @ $0 · Option exercise (M): 13,425 @ $0 · Option exercise (M): 25,000 (derivative) | EDGAR |
| 2026-04-03 | 4 | O'Hara David Mark — Director | Grant/award (A): 3,267 @ $5.74 · Grant/award (A): 3,709 @ $5.05 | EDGAR |
| 2026-04-03 | 4 | Dreyfus Maria S. — Director | Grant/award (A): 3,709 @ $5.05 | EDGAR |
| 2026-04-03 | 4 | Lloyd Barbara A — Director | Grant/award (A): 927 @ $5.05 | EDGAR |
| 2026-01-06 | 4 | Dreyfus Maria S. — Director | Grant/award (A): 3,267 @ $5.74 | EDGAR |
| 2026-01-06 | 4 | Lloyd Barbara A — Director | Grant/award (A): 817 @ $5.74 | EDGAR |
| 2025-10-08 | 4 | SPEER STANLEY E — CFO | Grant/award (A): 141,600 @ $0 · Grant/award (A): 285,000 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | Dreyfus Maria S. — Director | Grant/award (A): 4,223 @ $4.44 | EDGAR |
| 2025-10-02 | 4 | Lloyd Barbara A — Director | Grant/award (A): 1,056 @ $4.44 | EDGAR |
| 2025-07-01 | 4 | Dreyfus Maria S. — Director | Grant/award (A): 8,212 @ $3.04 · Grant/award (A): 6,209 @ $3.02 | EDGAR |
| 2025-07-01 | 4 | Lloyd Barbara A — Director | Grant/award (A): 8,212 @ $3.04 · Grant/award (A): 1,552 @ $3.02 | EDGAR |
| 2025-06-30 | 4 | Echaveste Maria — Director | Grant/award (A): 8,212 @ $3.04 | EDGAR |
| 2025-06-30 | 4 | Polanco Richard Garcia — Director | Grant/award (A): 8,212 @ $3.04 | EDGAR |
| 2025-06-30 | 4 | Lombard Kenneth T — Director | Grant/award (A): 8,212 @ $3.04 | EDGAR |
| 2025-06-30 | 4 | Hickox Winston H — Director | Grant/award (A): 8,212 @ $3.04 | EDGAR |
| 2025-06-30 | 4 | COURTER STEPHEN E — Director | Grant/award (A): 8,212 @ $3.04 | EDGAR |
| 2025-04-03 | 4 | Kennedy Susan P — Chief Executive Officer, Director | Disposition to issuer (D): 10,000 (derivative) · Disposition to issuer (D): 125,000 (derivative) | EDGAR |
| 2025-04-03 | 4 | Dreyfus Maria S. — Director | Grant/award (A): 6,562 @ $2.92 | EDGAR |
| 2025-04-03 | 4 | Lloyd Barbara A — Director | Grant/award (A): 1,608 @ $2.92 | EDGAR |
| 2025-03-06 | 4 | Kennedy Susan P — CEO, Director | Disposition to issuer (D): 175,000 (derivative) | EDGAR |
| 2025-02-26 | 4 | SPEER STANLEY E — CFO | Grant/award (A): 37,477 @ $0 | EDGAR |
| 2025-01-06 | 4 | Dreyfus Maria S. — Director | Grant/award (A): 3,585 @ $5.23 | EDGAR |
| 2025-01-06 | 4 | Lloyd Barbara A — Director | Grant/award (A): 896 @ $5.23 | EDGAR |
| 2024-11-06 | 4 | Heerema International Group Services SA — 10% owner | Purchase (P): 2,070,000 @ $3.34 | EDGAR |
| 2024-10-11 | 4 | Rivera Cathryn — Chief Operating Officer | Grant/award (A): 137,500 @ $0 · Grant/award (A): 137,500 (derivative) @ $0 | EDGAR |
| 2024-10-03 | 4 | Lloyd Barbara A — Director | Grant/award (A): 1,589 @ $2.95 | EDGAR |
| 2024-10-02 | 4 | Dreyfus Maria S. — Director | Grant/award (A): 6,356 @ $2.95 | EDGAR |
| 2024-07-03 | 4 | Echaveste Maria — Director | Grant/award (A): 8,174 @ $3.06 | EDGAR |
| 2024-07-03 | 4 | Webb de Macias Carolyn D — Director | Grant/award (A): 8,174 @ $3.06 | EDGAR |
| 2024-07-03 | 4 | Dreyfus Maria S. — Director | Grant/award (A): 8,174 @ $3.06 · Grant/award (A): 6,112 @ $3.07 | EDGAR |
| 2024-07-03 | 4 | Lloyd Barbara A — Director | Grant/award (A): 4,087 @ $3.06 · Grant/award (A): 1,528 @ $3.07 | EDGAR |
| 2024-07-03 | 4 | Polanco Richard Garcia — Director | Grant/award (A): 8,174 @ $3.06 | EDGAR |
| 2024-07-03 | 4 | Lombard Kenneth T — Director | Grant/award (A): 8,174 @ $3.06 | EDGAR |
| 2024-07-03 | 4 | Hickox Winston H — Director | Grant/award (A): 8,174 @ $3.06 | EDGAR |
| 2024-07-03 | 4 | COURTER STEPHEN E — Director | Grant/award (A): 8,174 @ $3.06 | EDGAR |
| 2024-06-26 | 4 | Dreyfus Maria S. — Director | Grant/award (A): 6,579 @ $2.85 | EDGAR |
| 2024-04-19 | 4 | Kennedy Susan P — CEO, Director | Purchase (P): 25,000 @ $2.25 | EDGAR |
Recent 8-K events — CADIZ INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-07-28 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-27 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-15 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-06-23 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-20 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-04 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2025-10-28 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 7.01 — Regulation FD Disclosure 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-09-26 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-07 | 8-K | 8.01 — Other Events | EDGAR |
| 2025-06-20 | 8-K | 7.01 — Regulation FD Disclosure 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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