CDT insider transaction filings
CDT Equity Inc. — 36 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-02. Screen CDT transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 1 Form 4 filing. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing by 1 insider — 290 shares.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Regan Andrew — Chief Executive Officer, Director | 1 | — | 1 leg · 290 sh | 3 |
Recent Form 4 filings — CDT Equity Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-02 | 4 | Regan Andrew — Chief Executive Officer, Director | Other (J): 5,436,830 · Sale (S): 290 · Other (J): 5,436,830 (derivative) @ $0.00 · Option exercise/expiry (X): 5,436,830 (derivative) @ $0.00 | EDGAR |
| 2026-06-23 | 4 | Taylor Mark Andrew — 10% owner Prospect Capital Securities Ltd — 10% owner Prospect Finance Ltd — 10% owner | Sale (S): 5,000 @ $0.71 · Sale (S): 1,464,711 @ $1.44 · Sale (S): 5,000 @ $0.75 · Sale (S): 593,289 @ $1.40 | EDGAR |
| 2026-05-14 | 4 | Regan Andrew — Chief Executive Officer, Director | Grant/award (A): 147,401 · Grant/award (A): 100,000 @ $1.90 · Conversion (C): 147,401 (derivative) @ $0.00 | EDGAR |
| 2026-03-30 | 4 | Taylor Mark Andrew — 10% owner Prospect Capital Securities Ltd — 10% owner Prospect Finance Ltd — 10% owner | Other (J): 46,902 @ $0 · Other (J): 51,420,358 @ $0 · Other (J): 9,968,931 (derivative) @ $0 · Other (J): 51,161,318 (derivative) @ $0 | EDGAR |
| 2026-02-23 | 4 | Farley Chele Chiavacci — Director | Grant/award (A): 10,553 @ $1.04 · Grant/award (A): 1,940,804 (derivative) @ $1.04 | EDGAR |
| 2025-12-22 | 4 | Regan Andrew — Chief Executive Officer, Director, 10% owner Corvus Capital Ltd. — 10% owner | Grant/award (A): 224,800 @ $1.79 · Grant/award (A): 3,685,815 (derivative) @ $0.00 | EDGAR |
| 2025-09-22 | 4 | Regan Andrew — Chief Executive Officer, Director, 10% owner | Grant/award (A): 1,120,000 @ $0.69 | EDGAR |
| 2025-09-19 | 4 | Bligh James — CFO, Director | Grant/award (A): 480,000 @ $0 | EDGAR |
| 2025-08-26 | 4 | Farley Chele Chiavacci — Director | Grant/award (A): 35,000 @ $0 · Grant/award (A): 15,000 (derivative) @ $0 | EDGAR |
| 2025-08-26 | 4 | Fry Simon Jeremy — Director | Grant/award (A): 35,000 @ $0 · Grant/award (A): 15,000 (derivative) @ $0 | EDGAR |
| 2025-08-26 | 4 | Lewis-Hall Freda C — Director | Grant/award (A): 35,000 @ $0 · Grant/award (A): 15,000 (derivative) @ $0 | EDGAR |
| 2025-06-13 | 4 | Regan Andrew — Chief Executive Officer, Director, 10% owner Corvus Capital Ltd. — 10% owner | Grant/award (A): 154,799 @ $3.23 | EDGAR |
| 2025-04-17 | 4 | Charles Faith L. — Director | Grant/award (A): 115,194 @ $0.87 | EDGAR |
| 2025-04-01 | 4 | Fry Simon Jeremy — Director | Grant/award (A): 29,354 @ $0.89 | EDGAR |
| 2025-04-01 | 4 | Farley Chele Chiavacci — Director | Grant/award (A): 32,022 @ $0.89 | EDGAR |
| 2025-04-01 | 4 | Charles Faith L. — Director | Grant/award (A): 46,629 @ $0.89 | EDGAR |
| 2025-04-01 | 4 | Lewis-Hall Freda C — Director | Grant/award (A): 47,612 @ $0.89 | EDGAR |
| 2024-12-20 | 4 | Farley Chele Chiavacci — Director | Grant/award (A): 420,000 (derivative) @ $0.07 | EDGAR |
| 2024-12-20 | 4 | Fry Simon Jeremy — Director | Grant/award (A): 420,000 (derivative) @ $0.07 | EDGAR |
| 2024-12-20 | 4 | Charles Faith L. — Director | Grant/award (A): 420,000 (derivative) @ $0.07 | EDGAR |
| 2024-12-20 | 4 | Lewis-Hall Freda C — Director | Grant/award (A): 420,000 (derivative) @ $0.07 | EDGAR |
| 2024-11-20 | 4 | Tapolczay David — Chief Executive Officer, Director | Grant/award (A): 840,000 (derivative) @ $0.09 | EDGAR |
| 2024-11-20 | 4 | Farley Chele Chiavacci — Director | Grant/award (A): 299,238 @ $0.09 | EDGAR |
| 2024-11-20 | 4 | Bligh James — Interim CFO, Director | Grant/award (A): 1,890,000 (derivative) @ $0.09 | EDGAR |
| 2024-11-20 | 4 | Charles Faith L. — Director | Grant/award (A): 75,000 · Grant/award (A): 266,594 @ $0.09 | EDGAR |
| 2024-11-20 | 4 | Lewis-Hall Freda C — Director | Grant/award (A): 437,976 @ $0.09 | EDGAR |
| 2024-10-07 | 4 | Nirland Ltd — 10% owner Stockton Ltd — 10% owner Rowland Master Trust — 10% owner Dovet Ltd — 10% owner | Sale (S): 1,500,000 @ $0.10 · Sale (S): 1,368,991 @ $0.10 · Sale (S): 939,009 @ $0.10 | EDGAR |
| 2024-10-02 | 4 | Nirland Ltd — 10% owner Stockton Ltd — 10% owner Rowland Master Trust — 10% owner Dovet Ltd — 10% owner | Sale (S): 1,016,823 @ $0.12 · Sale (S): 1,250,000 @ $0.11 · Sale (S): 333,177 @ $0.10 | EDGAR |
| 2024-09-19 | 4 | Regan Andrew — Director, 10% owner Corvus Capital Ltd. — 10% owner Algo Holdings, Inc. — 10% owner | Other (J): 1,100,000 · Other (J): 1,100,000 · Sale (S): 1,000 @ $0.64 · Sale (S): 35,923 @ $0.51 · Sale (S): 77,681 @ $0.44 · Sale (S): 150,000 @ $0.33 · +6 more | EDGAR |
| 2024-06-11 | 4 | Farley Chele Chiavacci — Director | Grant/award (A): 37,272 | EDGAR |
| 2024-06-11 | 4 | Bligh James — Interim CFO, Director | Grant/award (A): 37,272 | EDGAR |
| 2024-05-15 | 4 | Sragovicz Adam — Chief Financial Officer | Disposition to issuer (D): 74,545 @ $0 | EDGAR |
| 2024-05-15 | 4 | McNealey Jennifer Isacoff — Director | Disposition to issuer (D): 65,000 (derivative) @ $5.51 | EDGAR |
| 2024-04-24 | 4 | Farley Chele Chiavacci — Director | Grant/award (A): 3,000 (derivative) · Purchase (P): 200,332 (derivative) | EDGAR |
| 2024-04-24 | 4 | Tapolczay David — Chief Executive Officer, Director | Grant/award (A): 400,664 (derivative) · Sale (S): 200,332 (derivative) | EDGAR |
| 2024-04-24 | 4 | Lewis-Hall Freda C — Director Intelmed LLC | Grant/award (A): 400,664 (derivative) · Grant/award (A): 103,397 (derivative) | EDGAR |
Recent 8-K events — CDT Equity Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-18 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-04 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-01 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-01 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-08-21 | 8-K/A | 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-21 | 8-K/A | 2.01 — Completion of Acquisition or Disposition of Assets 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-06 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-03 | 8-K/A | 2.01 — Completion of Acquisition or Disposition of Assets 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-31 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-29 | 8-K | 3.02 — Unregistered Sales of Equity Securities | EDGAR |
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