CDMO insider transaction filings
Avid Bioservices, Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2025-02-07. Screen CDMO transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for CDMO between 2026-06-24 and 2026-09-22. The table below lists the most recent filings on record.
Recent Form 4 filings — Avid Bioservices, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-07 | 4 | Richieri Richard A. — Chief Operations Officer | Disposition to issuer (D): 49,535 · Disposition to issuer (D): 8,785 · Disposition to issuer (D): 56,250 (derivative) · Disposition to issuer (D): 48,498 (derivative) · Disposition to issuer (D): 59,212 (derivative) · Disposition to issuer (D): 107,137 (derivative) · +4 more | EDGAR |
| 2025-02-07 | 4 | Kwietniak Matthew R. — Chief Commercial Officer | Disposition to issuer (D): 50,796 · Disposition to issuer (D): 7,794 (derivative) · Disposition to issuer (D): 58,018 (derivative) · Disposition to issuer (D): 881 (derivative) · Disposition to issuer (D): 77,454 (derivative) | EDGAR |
| 2025-02-07 | 4 | Alegria Esther M. — Director | Disposition to issuer (D): 37,746 · Disposition to issuer (D): 8,376 (derivative) · Disposition to issuer (D): 8,147 (derivative) | EDGAR |
| 2025-02-07 | 4 | Thoma Jeanne — Director | Disposition to issuer (D): 45,611 · Disposition to issuer (D): 19,403 (derivative) · Disposition to issuer (D): 8,147 (derivative) | EDGAR |
| 2025-02-07 | 4 | Green Nicholas Stewart — President & CEO, Director | Disposition to issuer (D): 159,375 · Disposition to issuer (D): 75,000 (derivative) · Disposition to issuer (D): 54,455 (derivative) · Disposition to issuer (D): 308,486 (derivative) · Disposition to issuer (D): 11,755 (derivative) · Disposition to issuer (D): 455,512 (derivative) | EDGAR |
| 2025-02-07 | 4 | Hancock Richard B — Director | Disposition to issuer (D): 124,191 · Disposition to issuer (D): 34,271 (derivative) · Disposition to issuer (D): 19,600 (derivative) · Disposition to issuer (D): 11,623 (derivative) · Disposition to issuer (D): 102,730 (derivative) · Disposition to issuer (D): 10,030 (derivative) · +2 more | EDGAR |
| 2025-02-07 | 4 | MACKEY CATHERINE J — Director | Disposition to issuer (D): 43,379 · Disposition to issuer (D): 32,100 (derivative) · Disposition to issuer (D): 19,675 (derivative) · Disposition to issuer (D): 10,030 (derivative) · Disposition to issuer (D): 8,147 (derivative) | EDGAR |
| 2025-02-07 | 4 | Ziebell Mark R — V. P., General Counsel | Disposition to issuer (D): 66,799 · Disposition to issuer (D): 14,286 (derivative) · Disposition to issuer (D): 21,429 (derivative) · Disposition to issuer (D): 98,120 (derivative) · Disposition to issuer (D): 55,310 (derivative) · Disposition to issuer (D): 17,679 (derivative) · +3 more | EDGAR |
| 2025-02-07 | 4 | Hart Daniel R — Chief Financial Officer | Disposition to issuer (D): 112,735 · Disposition to issuer (D): 104,000 (derivative) · Disposition to issuer (D): 54,760 (derivative) · Disposition to issuer (D): 71,120 (derivative) · Disposition to issuer (D): 30,635 (derivative) · Disposition to issuer (D): 92,461 (derivative) · +2 more | EDGAR |
| 2025-02-07 | 4 | SARGEN GREGORY — Director | Disposition to issuer (D): 36,368 · Disposition to issuer (D): 75,000 (derivative) · Disposition to issuer (D): 19,600 (derivative) · Disposition to issuer (D): 19,675 (derivative) · Disposition to issuer (D): 10,030 (derivative) · Disposition to issuer (D): 8,147 (derivative) | EDGAR |
| 2025-02-07 | 4 | Carleone Joseph — Director | Disposition to issuer (D): 130,324 · Disposition to issuer (D): 75,000 (derivative) · Disposition to issuer (D): 19,600 (derivative) · Disposition to issuer (D): 19,675 (derivative) · Disposition to issuer (D): 10,030 (derivative) · Disposition to issuer (D): 8,147 (derivative) | EDGAR |
| 2025-01-29 | 4 | Hancock Richard B — Director | Gift (G): 20,128 @ $0 | EDGAR |
| 2025-01-13 | 4 | Richieri Richard A. — Chief Operations Officer | Option exercise (M): 5,507 · Sale (S): 2,283 @ $12.37 · Option exercise (M): 464 · Sale (S): 200 @ $12.37 · Disposition to issuer (D): 506 (derivative) @ $0 · Disposition to issuer (D): 946 (derivative) @ $0 · +6 more | EDGAR |
| 2025-01-02 | 4 | Richieri Richard A. — Chief Operations Officer | Other (J): 1,755 @ $6.05 · Other (J): 1,303 @ $6.05 | EDGAR |
| 2025-01-02 | 4 | Green Nicholas Stewart — President & CEO, Director | Other (J): 1,755 @ $6.05 | EDGAR |
| 2025-01-02 | 4 | Hart Daniel R — Chief Financial Officer | Other (J): 1,755 @ $6.05 | EDGAR |
| 2024-12-27 | 4 | Richieri Richard A. — Chief Operations Officer | Option exercise (M): 10,695 · Sale (S): 3,843 @ $12.22 · Disposition to issuer (D): 5,043 (derivative) @ $0 · Disposition to issuer (D): 5,044 (derivative) @ $0 · Disposition to issuer (D): 5,652 (derivative) @ $0 · Disposition to issuer (D): 5,652 (derivative) @ $0 | EDGAR |
| 2024-12-27 | 4 | Kwietniak Matthew R. — Chief Commercial Officer | Option exercise (M): 9,300 · Option exercise (M): 29,479 · Sale (S): 3,225 @ $12.22 · Sale (S): 10,165 @ $12.22 · Disposition to issuer (D): 1,005 (derivative) @ $0 · Disposition to issuer (D): 1,893 (derivative) @ $0 · +8 more | EDGAR |
| 2024-12-27 | 4 | Green Nicholas Stewart — President & CEO, Director | Option exercise (M): 119,973 · Option exercise (M): 183,558 · Sale (S): 57,675 @ $12.22 · Sale (S): 88,236 @ $12.22 · Disposition to issuer (D): 16,721 (derivative) @ $0 · Disposition to issuer (D): 26,479 (derivative) @ $0 · +8 more | EDGAR |
| 2024-12-27 | 4 | Hart Daniel R — Chief Financial Officer | Option exercise (M): 4,279 · Option exercise (M): 45,328 · Sale (S): 1,968 @ $12.22 · Sale (S): 20,845 @ $12.22 · Disposition to issuer (D): 4,279 (derivative) @ $0 · Disposition to issuer (D): 11,208 (derivative) @ $0 · +5 more | EDGAR |
| 2024-12-26 | 4 | Green Nicholas Stewart — President & CEO, Director | Sale (S): 75,000 @ $12.31 · Sale (S): 100,000 @ $12.28 · Sale (S): 51,653 @ $12.27 | EDGAR |
| 2024-12-17 | 4 | Alegria Esther M. — Director | Option exercise (M): 26,756 · Option exercise (M): 26,756 (derivative) @ $0 · Grant/award (A): 8,147 (derivative) @ $0 | EDGAR |
| 2024-12-17 | 4 | Thoma Jeanne — Director | Option exercise (M): 26,756 · Option exercise (M): 26,756 (derivative) @ $0 · Grant/award (A): 8,147 (derivative) @ $0 | EDGAR |
| 2024-12-17 | 4 | Hancock Richard B — Director | Option exercise (M): 26,756 · Option exercise (M): 26,756 (derivative) @ $0 · Grant/award (A): 8,147 (derivative) @ $0 | EDGAR |
| 2024-12-17 | 4 | MACKEY CATHERINE J — Director | Option exercise (M): 26,756 · Option exercise (M): 26,756 (derivative) @ $0 · Grant/award (A): 8,147 (derivative) @ $0 | EDGAR |
| 2024-12-17 | 4 | SARGEN GREGORY — Director | Option exercise (M): 26,756 · Option exercise (M): 26,756 (derivative) @ $0 · Grant/award (A): 8,147 (derivative) @ $0 | EDGAR |
| 2024-12-17 | 4 | Carleone Joseph — Director | Option exercise (M): 26,756 · Option exercise (M): 26,756 (derivative) @ $0 · Grant/award (A): 8,147 (derivative) @ $0 | EDGAR |
| 2024-10-15 | 4 | Kwietniak Matthew R. — Chief Commercial Officer | Option exercise (M): 335 · Sale (S): 119 @ $10.15 · Option exercise (M): 335 (derivative) @ $0 | EDGAR |
| 2024-10-11 | 4 | Richieri Richard A. — Chief Operations Officer | Option exercise (M): 5,506 · Sale (S): 2,031 @ $10.05 · Option exercise (M): 462 · Sale (S): 201 @ $10.05 · Disposition to issuer (D): 507 (derivative) @ $0 · Disposition to issuer (D): 945 (derivative) @ $0 · +6 more | EDGAR |
| 2024-10-11 | 4 | Kwietniak Matthew R. — Chief Commercial Officer | Option exercise (M): 2,763 · Sale (S): 982 @ $10.05 · Disposition to issuer (D): 630 (derivative) @ $0 · Disposition to issuer (D): 636 (derivative) @ $0 · Disposition to issuer (D): 1,497 (derivative) @ $0 | EDGAR |
| 2024-10-11 | 4 | Green Nicholas Stewart — President & CEO, Director | Option exercise (M): 31,512 · Sale (S): 17,173 @ $10.05 · Disposition to issuer (D): 5,573 (derivative) @ $0 · Disposition to issuer (D): 8,826 (derivative) @ $0 · Disposition to issuer (D): 17,113 (derivative) @ $0 | EDGAR |
| 2024-07-16 | 4 | Richieri Richard A. — Chief Operations Officer | Option exercise (M): 1,469 · Sale (S): 530 @ $8.36 · Option exercise (M): 1,469 (derivative) @ $0 | EDGAR |
| 2024-07-16 | 4 | Kwietniak Matthew R. — Chief Commercial Officer | Option exercise (M): 881 · Sale (S): 307 @ $8.36 · Option exercise (M): 881 (derivative) @ $0 | EDGAR |
| 2024-07-15 | 4 | Kwietniak Matthew R. — Chief Commercial Officer | Option exercise (M): 335 · Sale (S): 119 @ $8.05 · Option exercise (M): 335 (derivative) @ $0 | EDGAR |
| 2024-07-12 | 4 | Richieri Richard A. — Chief Operations Officer | Option exercise (M): 4,047 · Sale (S): 1,456 @ $7.54 · Option exercise (M): 135 · Sale (S): 59 @ $7.54 · Option exercise (M): 4,047 (derivative) @ $0 · Option exercise (M): 135 (derivative) @ $0 | EDGAR |
| 2024-07-11 | 4 | Richieri Richard A. — Chief Operations Officer | Option exercise (M): 2,512 · Sale (S): 910 @ $7.54 · Option exercise (M): 255 · Sale (S): 115 @ $7.54 · Option exercise (M): 95,833 (derivative) @ $0 · Option exercise (M): 47,916 (derivative) @ $0 · +7 more | EDGAR |
| 2024-07-11 | 4 | Kwietniak Matthew R. — Chief Commercial Officer | Option exercise (M): 1,267 · Sale (S): 444 @ $7.54 · Option exercise (M): 95,833 (derivative) @ $0 · Option exercise (M): 47,916 (derivative) @ $0 · Disposition to issuer (D): 636 (derivative) @ $0 · Disposition to issuer (D): 631 (derivative) @ $0 | EDGAR |
| 2024-07-11 | 4 | Alegria Esther M. — Director | Option exercise (M): 689 · Option exercise (M): 689 (derivative) @ $0 | EDGAR |
| 2024-07-11 | 4 | Green Nicholas Stewart — President & CEO, Director | Option exercise (M): 14,400 · Sale (S): 7,657 @ $7.54 · Option exercise (M): 547,622 (derivative) @ $0 · Option exercise (M): 273,811 (derivative) @ $0 · Disposition to issuer (D): 8,826 (derivative) @ $0 · Disposition to issuer (D): 5,574 (derivative) @ $0 | EDGAR |
| 2024-07-11 | 4 | Ziebell Mark R — V. P., General Counsel | Option exercise (M): 68,452 (derivative) @ $0 · Option exercise (M): 34,226 (derivative) @ $0 | EDGAR |
| 2024-07-11 | 4 | Hart Daniel R — Chief Financial Officer | Option exercise (M): 136,905 (derivative) @ $0 · Option exercise (M): 68,452 (derivative) @ $0 | EDGAR |
| 2024-07-02 | 4 | Richieri Richard A. — Chief Operations Officer | Other (J): 1,965 @ $5.41 · Other (J): 1,388 @ $5.41 | EDGAR |
| 2024-07-02 | 4 | Green Nicholas Stewart — President & CEO, Director | Other (J): 1,965 @ $5.41 | EDGAR |
| 2024-07-02 | 4 | Ziebell Mark R — V. P., General Counsel | Other (J): 1,965 @ $5.41 | EDGAR |
| 2024-07-02 | 4 | Hart Daniel R — Chief Financial Officer | Other (J): 1,965 @ $5.41 | EDGAR |
| 2024-05-02 | 4 | Richieri Richard A. — Chief Operations Officer | Sale (S): 1,005 @ $7.40 · Sale (S): 109 @ $7.40 | EDGAR |
| 2024-05-02 | 4 | Kwietniak Matthew R. — Chief Commercial Officer | Sale (S): 1,233 @ $7.40 | EDGAR |
| 2024-05-02 | 4 | Green Nicholas Stewart — President & CEO, Director | Sale (S): 11,762 @ $7.40 | EDGAR |
| 2024-05-02 | 4 | Ziebell Mark R — V. P., General Counsel | Sale (S): 1,643 @ $7.40 | EDGAR |
| 2024-05-02 | 4 | Hart Daniel R — Chief Financial Officer | Sale (S): 2,826 @ $7.40 | EDGAR |
Recent 8-K events — Avid Bioservices, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2025-02-05 | 8-K/A | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-02-05 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-01-30 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-12-10 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-11-07 | 8-K | 1.01 — Entry into a Material Definitive Agreement 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-10-17 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2024-09-09 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-08-29 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-07-02 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-04-25 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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