CDIX insider transaction filings
Cardiff Lexington Corp — 19 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-15. Screen CDIX transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 3 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Johnson Gillard B. III — Director | 1 | — | — | 1 |
| Pennington Catherine B. — Director | 1 | — | — | 1 |
| Staley Louis Jack Sr. — Director | 1 | — | — | 1 |
Recent Form 4 filings — Cardiff Lexington Corp
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-15 | 4 | Staley Louis Jack Sr. — Director | Grant/award (A): 500,000 (derivative) @ $0 | EDGAR |
| 2026-09-15 | 4 | Johnson Gillard B. III — Director | Grant/award (A): 500,000 (derivative) @ $0 | EDGAR |
| 2026-09-15 | 4 | Pennington Catherine B. — Director | Grant/award (A): 500,000 (derivative) @ $0 | EDGAR |
| 2026-04-03 | 4 | Pennington Catherine B. — Director | Grant/award (A): 5,000 @ $0 | EDGAR |
| 2026-04-03 | 4 | Staley Louis Jack Sr. — Director | Grant/award (A): 5,000 @ $0 | EDGAR |
| 2026-04-03 | 4 | Johnson Gillard B. III — Director | Grant/award (A): 5,000 @ $0 | EDGAR |
| 2026-02-02 | 4 | Cunningham Alex H. — Chief Executive Officer, Director, 10% owner | Other (J): 556,528 @ $0 | EDGAR |
| 2026-01-16 | 4 | Shafer Matthew T — Chief Financial Officer | Grant/award (A): 62,500 @ $0 | EDGAR |
| 2025-12-15 | 4 | Pennington Catherine B. — Director | Grant/award (A): 5,000 @ $0 · Grant/award (A): 5,000 @ $0 · Grant/award (A): 50,000 (derivative) @ $0 | EDGAR |
| 2025-12-15 | 4 | Staley Louis Jack Sr. — Director | Grant/award (A): 5,000 @ $0 · Grant/award (A): 5,000 @ $0 · Grant/award (A): 50,000 (derivative) @ $0 | EDGAR |
| 2025-12-15 | 4 | Johnson Gillard B. III — Director | Grant/award (A): 5,000 @ $0 · Grant/award (A): 5,000 @ $0 · Grant/award (A): 50,000 (derivative) @ $0 | EDGAR |
| 2025-12-15 | 4 | Cunningham Alex H. — Chief Executive Officer, Director, 10% owner | Conversion (C): 1,050,000 @ $0 · Conversion (C): 270,000 @ $0 · Conversion (C): 154,000 @ $0 · Other (J): 2,496,834 @ $0 · Other (J): 2,496,834 @ $0 · Conversion (C): 10,073,092 @ $0 · +8 more | EDGAR |
| 2025-12-15 | 4 | Shafer Matthew T — Chief Financial Officer | Conversion (C): 10,000 @ $0 · Grant/award (A): 25,000 @ $0 · Conversion (C): 5,000 (derivative) @ $0 | EDGAR |
| 2025-12-15 | 4 | THOMPSON DANIEL — Chairman of the Board, Director, 10% owner | Conversion (C): 26,124 @ $0 · Conversion (C): 10,000 @ $0 · Conversion (C): 1,050,000 @ $0 · Conversion (C): 270,000 @ $0 · Conversion (C): 154,000 @ $0 · Conversion (C): 9,192,092 @ $0 · +14 more | EDGAR |
| 2024-12-04 | 4 | Cunningham Alex H. — President and CEO, Director, 10% owner | Conversion (C): 12,500 @ $2 · Conversion (C): 10,000 @ $10,000 · Conversion (C): 6,250 (derivative) @ $0 · Conversion (C): 1 (derivative) @ $0 · Other (J): 510,704 (derivative) @ $0 · Other (J): 375,000 (derivative) @ $0 · +2 more | EDGAR |
| 2024-03-06 | 4 | Shafer Matthew T — Chief Financial Officer | Other (J): 5,000 (derivative) @ $0 | EDGAR |
| 2024-02-27 | 4 | Cunningham Alex H. — President and CEO, Director, 10% owner | Other (J): 62,500 (derivative) @ $0 | EDGAR |
| 2024-02-27 | 4 | Choe Zia — Chief Accounting Officer | Other (J): 2,500 (derivative) @ $0 | EDGAR |
| 2024-02-27 | 4 | Choe Zia — Interim CFO | Other (J): 3,150 (derivative) @ $0 | EDGAR |
Recent 8-K events — Cardiff Lexington Corp
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-04 | 8-K | 3.03 — Material Modification to Rights of Security Holders 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-11 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-03 | 8-K | 3.03 — Material Modification to Rights of Security Holders 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-05 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2025-08-14 | 8-K | 4.02 — Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | EDGAR |
| 2024-12-04 | 8-K | 3.03 — Material Modification to Rights of Security Holders 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-10-17 | 8-K | 4.02 — Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | EDGAR |
| 2024-09-19 | 8-K | 4.01 — Changes in Registrant's Certifying Accountant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-06-11 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-06-10 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
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