CAI insider transaction filings
Caris Life Sciences, Inc. — 49 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-17. Screen CAI transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 11 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing by 1 insider — 68,000 shares, $990,080 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 4 legs across 2 filings by 2 insiders — 997,212 shares, $26,966,187 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: sale of 400,000 shares @ $30.33 ($12,132,080) by Brille Brian J, filed 2026-09-17.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Spetzler David Baxley — President | 1 | — | 3 legs · 597,212 sh · $14,834,107 | 4 |
| Brille Brian J — See Remarks, Director | 1 | — | 1 leg · 400,000 sh · $12,132,080 | 2 |
| HALBERT JON — Director | 2 | 1 leg · 68,000 sh · $990,080 | — | 1 |
| CASTLEMAN PETER M — Director | 1 | — | — | 1 |
| Fredrickson David Paul — Director | 1 | — | — | 1 |
| Gilliam Joseph E — Director | 1 | — | — | 1 |
| JOHANSEN LAURA I — Director | 1 | — | — | 1 |
| Minor Lloyd — Director | 1 | — | — | 1 |
| PHILLIPS T DANNY — Director | 1 | — | — | 1 |
| Vacirca Jeff L — Director | 1 | — | — | 1 |
Recent Form 4 filings — Caris Life Sciences, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-17 | 4 | Brille Brian J — See Remarks, Director | Option exercise (M): 400,000 @ $2.44 · Sale (S): 400,000 @ $30.33 · Option exercise (M): 400,000 (derivative) @ $0 | EDGAR |
| 2026-09-04 | 4 | Spetzler David Baxley — President | Option exercise (M): 1,000,000 @ $2.44 · Sale (S): 393,100 @ $24.76 · Sale (S): 84,900 @ $25.32 · Option exercise (M): 250,000 @ $2.44 · Sale (S): 119,212 @ $24.76 · Option exercise (M): 1,000,000 (derivative) @ $0 · +1 more | EDGAR |
| 2026-08-14 | 4 | PHILLIPS T DANNY — Director | Grant/award (A): 13,192 @ $0 | EDGAR |
| 2026-08-14 | 4 | CASTLEMAN PETER M — Director | Grant/award (A): 13,192 @ $0 | EDGAR |
| 2026-08-14 | 4 | Fredrickson David Paul — Director | Grant/award (A): 13,192 @ $0 | EDGAR |
| 2026-08-14 | 4 | Gilliam Joseph E — Director | Grant/award (A): 13,192 @ $0 | EDGAR |
| 2026-08-14 | 4 | Minor Lloyd — Director | Grant/award (A): 13,192 @ $0 | EDGAR |
| 2026-08-14 | 4 | HALBERT JON — Director | Grant/award (A): 13,192 @ $0 | EDGAR |
| 2026-08-14 | 4 | JOHANSEN LAURA I — Director | Grant/award (A): 13,192 @ $0 | EDGAR |
| 2026-08-14 | 4 | Vacirca Jeff L — Director | Grant/award (A): 13,192 @ $0 | EDGAR |
| 2026-07-13 | 4 | HALBERT JON — Director | Purchase (P): 68,000 @ $14.56 | EDGAR |
| 2026-06-02 | 4 | Knowles Jonathan Kenneth Charles — Director | Grant/award (A): 1,600 @ $15.62 | EDGAR |
| 2026-06-02 | 4 | POSTE GEORGE — Director | Grant/award (A): 1,600 @ $15.62 | EDGAR |
| 2026-05-18 | 4 | Power Luke Thomas — See Remarks | Tax withholding (F): 9,771 @ $15.25 | EDGAR |
| 2026-05-18 | 4 | Brille Brian J — See Remarks, Director | Tax withholding (F): 13,987 @ $15.25 | EDGAR |
| 2026-05-18 | 4 | Spetzler David Baxley — President | Tax withholding (F): 13,856 @ $15.25 | EDGAR |
| 2026-05-18 | 4 | Denton John Russel — See Remarks | Tax withholding (F): 6,047 @ $15.25 | EDGAR |
| 2026-05-18 | 4 | HALBERT DAVID D — See Remarks, Director, 10% owner | Tax withholding (F): 40,712 @ $15.25 | EDGAR |
| 2026-05-12 | 4 | Vacirca Jeff L — Director | Purchase (P): 31,050 @ $16.15 | EDGAR |
| 2026-03-10 | 4 | Power Luke Thomas — See Remarks | Grant/award (A): 63,971 @ $0 | EDGAR |
| 2026-03-10 | 4 | Brille Brian J — See Remarks, Director | Grant/award (A): 83,162 @ $0 | EDGAR |
| 2026-03-10 | 4 | Spetzler David Baxley — President | Grant/award (A): 83,162 @ $0 | EDGAR |
| 2026-03-10 | 4 | Denton John Russel — See Remarks | Grant/award (A): 63,971 @ $0 | EDGAR |
| 2026-03-10 | 4 | HALBERT DAVID D — See Remarks, Director, 10% owner | Grant/award (A): 320,112 @ $0 | EDGAR |
| 2026-03-02 | 4 | Minor Lloyd — Director | Grant/award (A): 2,492 @ $20.06 | EDGAR |
| 2026-02-27 | 4 | Fredrickson David Paul — Director | Grant/award (A): 2,492 @ $20.06 | EDGAR |
| 2026-02-27 | 4 | Vacirca Jeff L — Director | Grant/award (A): 2,492 @ $20.06 | EDGAR |
| 2026-02-27 | 4 | PHILLIPS T DANNY — Director | Grant/award (A): 3,739 @ $20.06 | EDGAR |
| 2026-02-27 | 4 | CASTLEMAN PETER M — Director | Grant/award (A): 5,509 @ $20.06 | EDGAR |
| 2026-02-27 | 4 | HALBERT JON — Director | Grant/award (A): 2,492 @ $20.06 | EDGAR |
| 2026-01-13 | 4 | CASTLEMAN PETER M — Director | Option exercise (M): 2,500 @ $18.60 · Option exercise (M): 2,500 (derivative) @ $0 | EDGAR |
| 2025-12-12 | 4 | Power Luke Thomas — See Remarks | Option exercise (M): 24,750 @ $2.44 · Option exercise (M): 37,500 @ $2.44 · Sale (S): 60,850 @ $26.56 · Sale (S): 1,400 @ $27.16 · Option exercise (M): 24,750 (derivative) @ $0 · Option exercise (M): 37,500 (derivative) @ $0 | EDGAR |
| 2025-12-12 | 4 | Brille Brian J — See Remarks, Director | Gift (G): 650 @ $0 · Gift (G): 650 @ $0 | EDGAR |
| 2025-11-10 | 4 | Spetzler David Baxley — President | Purchase (P): 400 @ $23.85 | EDGAR |
| 2025-11-10 | 4 | Denton John Russel — See Remarks | Purchase (P): 4,184 @ $24.09 | EDGAR |
| 2025-09-12 | 4 | PHILLIPS T DANNY — Director | Option exercise (M): 100,000 @ $2.44 · Option exercise (M): 100,000 (derivative) @ $0 | EDGAR |
| 2025-08-13 | 4 | Spetzler David Baxley — President | Tax withholding (F): 63,509 @ $29.75 | EDGAR |
| 2025-08-13 | 4 | POSTE GEORGE — Director | Option exercise (M): 125,000 @ $2.44 · Tax withholding (F): 48,022 @ $29.75 · Tax withholding (F): 91,495 @ $29.75 · Option exercise (M): 125,000 (derivative) @ $0 | EDGAR |
| 2025-08-13 | 4 | HALBERT DAVID D — See Remarks, Director, 10% owner | Tax withholding (F): 141,956 @ $29.75 | EDGAR |
| 2025-06-23 | 4 | Spetzler David Baxley — President | Disposition to issuer (D): 700,509 @ $18.60 · Grant/award (A): 132,428 @ $0 · Option exercise (M): 75,000 @ $2.44 · Tax withholding (F): 34,782 @ $27.25 · Grant/award (A): 750,000 (derivative) @ $0 · Option exercise (M): 75,000 (derivative) @ $0 | EDGAR |
| 2025-06-23 | 4 | Power Luke Thomas — See Remarks | Grant/award (A): 99,321 @ $0 | EDGAR |
| 2025-06-23 | 4 | Denton John Russel — See Remarks | Disposition to issuer (D): 238,230 @ $18.60 · Grant/award (A): 99,321 @ $0 · Purchase (P): 7,500 @ $21 · Grant/award (A): 255,000 (derivative) @ $0 | EDGAR |
| 2025-06-23 | 4 | ADAPT I Ltd. — 10% owner Carisome I, L.P. — 10% owner | Conversion (C): 3,500,003 @ $0 · Conversion (C): 14,000,000 (derivative) | EDGAR |
| 2025-06-23 | 4 | Brille Brian J — See Remarks, Director | Grant/award (A): 132,428 @ $0 · Purchase (P): 30,000 @ $21 | EDGAR |
| 2025-06-23 | 4 | TSSP Sub-Fund HoldCo LLC Waxman Alan | Conversion (C): 1,721,015 · Conversion (C): 3,881,988 · Conversion (C): 3,493,789 · Conversion (C): 478,779 · Conversion (C): 531,746 · Conversion (C): 10,103,175 · +14 more | EDGAR |
| 2025-06-23 | 4 | J H Whitney VI L P — 10% owner J. H. Whitney Equity Partners VI, LLC — 10% owner VIGANO PAUL R — 10% owner WILLIAMS ROBERT M JR — 10% owner | Conversion (C): 12,516,834 · Conversion (C): 50,067,334 (derivative) @ $0 | EDGAR |
| 2025-06-23 | 4 | CASTLEMAN PETER M — Director | Grant/award (A): 16,129 @ $0 · Conversion (C): 10,245,906 @ $0 · Grant/award (A): 2,500 (derivative) @ $0 · Conversion (C): 40,983,607 (derivative) | EDGAR |
| 2025-06-23 | 4 | HALBERT JON — Director | Grant/award (A): 16,129 @ $0 · Conversion (C): 1,250,000 @ $0 · Conversion (C): 5,000,000 (derivative) | EDGAR |
| 2025-06-23 | 4 | HALBERT DAVID D — See Remarks, Director, 10% owner Caris Halbert, L.P. — Director, 10% owner | Grant/award (A): 360,750 @ $0 · Grant/award (A): 413,839 @ $0 · Conversion (C): 104,761,535 @ $0 · Conversion (C): 389,416,484 (derivative) · Conversion (C): 29,629,630 (derivative) | EDGAR |
Recent 8-K events — Caris Life Sciences, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-14 | 8-K | 7.01 — Regulation FD Disclosure | EDGAR |
| 2026-08-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-05 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-07 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-02 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | EDGAR |
| 2026-02-26 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-12 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-30 | 8-K | 3.03 — Material Modification to Rights of Security Holders 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-12 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
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