BLMH insider transaction filings
BLUM HOLDINGS, INC. — 15 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-01-27. Screen BLMH transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for BLMH between 2026-06-24 and 2026-09-22. The table below lists the most recent filings on record.
Recent Form 4 filings — BLUM HOLDINGS, INC.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-27 | 4 | ROSENBERG DOUGLAS — 10% owner | Option exercise (M): 3,238,547 @ $0.98 · Disposition to issuer (D): 75,472 (derivative) @ $0.53 · Disposition to issuer (D): 122,642 (derivative) @ $0.53 | EDGAR |
| 2026-01-27 | 4 | Miller James — Director | Grant/award (A): 191,327 @ $0.98 | EDGAR |
| 2026-01-27 | 4 | HIRSCH BRADLEY LAURENCE — Director | Grant/award (A): 64,082 @ $0.98 | EDGAR |
| 2026-01-27 | 4 | Barron Matthew T — Director | Grant/award (A): 194,183 @ $0.98 | EDGAR |
| 2026-01-27 | 4 | Chan Patty — Chief Financial Officer | Grant/award (A): 30,612 @ $0.98 | EDGAR |
| 2026-01-27 | 4 | Carrillo Sabas D — Chief Executive Officer, Director, 10% owner | Grant/award (A): 2,551,020 @ $0.98 | EDGAR |
| 2025-11-17 | 4 | Carrillo Sabas D — Chief Executive Officer, Director, 10% owner | Other (J): 1,530,612 @ $0.98 · Other (J): 2,482,308 @ $0.98 | EDGAR |
| 2025-06-04 | 4 | Carrillo Sabas D — Chief Executive Officer, Director, 10% owner | Purchase (P): 100 @ $0.77 · Purchase (P): 200 @ $0.84 · Purchase (P): 200 @ $0.67 · Purchase (P): 192 @ $0.70 | EDGAR |
| 2025-05-29 | 4 | Carrillo Sabas D — Chief Executive Officer, Director, 10% owner | Purchase (P): 250 @ $0.72 · Purchase (P): 250 @ $0.76 · Purchase (P): 400 @ $0.70 | EDGAR |
| 2025-05-21 | 4 | Carrillo Sabas D — Chief Executive Officer, Director, 10% owner | Purchase (P): 500 @ $0.83 · Purchase (P): 1,170 @ $0.84 · Purchase (P): 520 @ $0.82 · Purchase (P): 420 @ $0.84 · Purchase (P): 100 @ $0.80 · Purchase (P): 100 @ $0.84 · +1 more | EDGAR |
| 2024-12-18 | 4 | Carrillo Sabas D — Chief Executive Officer, Director, 10% owner | Purchase (P): 475 @ $0.47 · Purchase (P): 200 @ $0.48 · Purchase (P): 200 @ $0.52 · Purchase (P): 200 @ $0.54 | EDGAR |
| 2024-12-12 | 4 | Carrillo Sabas D — Chief Executive Officer, Director, 10% owner | Purchase (P): 1,050 @ $0.45 · Purchase (P): 500 @ $0.48 · Purchase (P): 1,000 @ $0.50 · Purchase (P): 100 @ $0.38 · Purchase (P): 100 @ $0.46 · Purchase (P): 200 @ $0.48 · +4 more | EDGAR |
| 2024-12-06 | 4 | Carrillo Sabas D — Chief Executive Officer, Director, 10% owner | Purchase (P): 2,500 @ $0.36 · Purchase (P): 2,500 @ $0.38 · Purchase (P): 5,000 @ $0.38 · Purchase (P): 2,500 @ $0.48 · Purchase (P): 2,500 @ $0.49 | EDGAR |
| 2024-11-29 | 4 | Carrillo Sabas D — CEO, Director, 10% owner | Purchase (P): 9,370 @ $0.20 · Purchase (P): 2,500 @ $0.41 · Purchase (P): 2,500 @ $0.43 · Purchase (P): 2,500 @ $0.39 · Purchase (P): 2,500 @ $0.38 | EDGAR |
| 2024-11-21 | 4 | Carrillo Sabas D — Chief Executive Officer, Director, 10% owner | Purchase (P): 5,000 @ $0.14 · Purchase (P): 12,737 @ $0.18 · Purchase (P): 10,000 @ $0.18 · Purchase (P): 5,000 @ $0.16 · Purchase (P): 15,000 @ $0.16 | EDGAR |
Recent 8-K events — BLUM HOLDINGS, INC.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-01-07 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.02 — Unregistered Sales of Equity Securities 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-18 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-05 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-20 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-14 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-09-22 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-09-19 | 8-K/A | 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-29 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-14 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-07-03 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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