BATL insider transaction filings
BATTALION OIL CORP — 42 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-28. Screen BATL transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 8 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings by 2 insiders — 84,400 shares, $110,032 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing by 1 insider — 6,479 shares, $8,436 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
- Largest priced transaction: purchase of 70,000 shares @ $1.30 ($91,168) by ROGERS WILLIAM D, filed 2026-08-28.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| ROGERS WILLIAM D — Director | 1 | 1 leg · 70,000 sh · $91,168 | — | — |
| Hinds Gregory S. — Director | 1 | 1 leg · 14,400 sh · $18,864 | — | — |
| Mayer Walter R — SVP, General Counsel | 2 | — | 1 leg · 6,479 sh · $8,436 | 2 |
| Gen IV Investment Opportunities, LLC — 10% owner & LSP Generation IV, LLC — 10% owner & LSP Investment Advisors, LLC — 10% owner & Segal Paul — 10% owner | 1 | — | — | 10 |
| Rohling Daniel P — Chief Operating Officer | 1 | — | — | 2 |
| Martin Charles E — VP, Controller | 1 | — | — | 1 |
| Steele Matthew — Chief Executive Officer | 1 | — | — | 1 |
Recent Form 4 filings — BATTALION OIL CORP
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-28 | 4 | Hinds Gregory S. — Director | Purchase (P): 14,400 @ $1.31 | EDGAR |
| 2026-08-28 | 4 | Mayer Walter R — SVP, General Counsel | Sale (S): 6,479 @ $1.30 | EDGAR |
| 2026-08-28 | 4 | ROGERS WILLIAM D — Director | Purchase (P): 70,000 @ $1.30 | EDGAR |
| 2026-08-07 | 4 | Gen IV Investment Opportunities, LLC — 10% owner LSP Generation IV, LLC — 10% owner LSP Investment Advisors, LLC — 10% owner Segal Paul — 10% owner | Conversion (C): 253,815 @ $0 · Conversion (C): 1,607,845 @ $0 · Conversion (C): 799,216 @ $0 · Conversion (C): 833,383 @ $0 · Sale (S): 5,138 (derivative) · Sale (S): 6,578.11 (derivative) · +4 more | EDGAR |
| 2026-07-17 | 4 | Rohling Daniel P — Chief Operating Officer | Tax withholding (F): 6,468 @ $1.20 · Grant/award (A): 256,887 (derivative) @ $0 | EDGAR |
| 2026-07-17 | 4 | Steele Matthew — Chief Executive Officer | Grant/award (A): 283,100 (derivative) @ $0 | EDGAR |
| 2026-07-17 | 4 | Mayer Walter R — SVP, General Counsel | Tax withholding (F): 2,376 @ $1.20 · Grant/award (A): 83,880 (derivative) @ $0 | EDGAR |
| 2026-07-17 | 4 | Martin Charles E — VP, Controller | Grant/award (A): 68,154 (derivative) @ $0 | EDGAR |
| 2026-06-23 | 4 | Rohling Daniel P — Chief Operating Officer | Option exercise (M): 26,564 @ $0 · Option exercise (M): 26,564 (derivative) @ $0 | EDGAR |
| 2026-06-23 | 4 | Mayer Walter R — SVP, General Counsel | Option exercise (M): 8,855 @ $0 · Option exercise (M): 8,855 (derivative) @ $0 | EDGAR |
| 2026-05-26 | 4 | LUMINUS MANAGEMENT LLC — 10% owner Luminus Energy Partners Master Fund, Ltd. — 10% owner Barrett Jonathan Dan — Director, 10% owner | Other (J): 14,003 @ $0 · Other (J): 148,286 @ $0 · Other (J): 2,372 @ $0 · Other (J): 8,551 @ $0 · Other (J): 384,282 @ $0 | EDGAR |
| 2026-05-26 | 4/A | LUMINUS MANAGEMENT LLC — 10% owner Luminus Energy Partners Master Fund, Ltd. — 10% owner Barrett Jonathan Dan — Director, 10% owner | Other (J): 379,559 @ $0 | EDGAR |
| 2026-05-26 | 4/A | LUMINUS MANAGEMENT LLC — 10% owner Luminus Energy Partners Master Fund, Ltd. — 10% owner Barrett Jonathan Dan — Director, 10% owner | Sale (S): 681,105 @ $5.59 · Conversion (C): 1,800,000 @ $0 · Sale (S): 872,586 @ $3.85 · Sale (S): 336,791 @ $4.33 · Conversion (C): 7,803 (derivative) · Sale (S): 131,291 (derivative) @ $13.78 · +1 more | EDGAR |
| 2026-05-26 | 4/A | LUMINUS MANAGEMENT LLC — 10% owner Luminus Energy Partners Master Fund, Ltd. — 10% owner Barrett Jonathan Dan — Director, 10% owner | Other (J): 4,054,458 @ $0 | EDGAR |
| 2026-04-06 | 4 | LUMINUS MANAGEMENT LLC — Director, 10% owner | Other (J): 379,559 @ $0 | EDGAR |
| 2026-04-01 | 4 | LUMINUS MANAGEMENT LLC — Director, 10% owner | Sale (S): 681,105 @ $5.59 · Conversion (C): 1,800,000 @ $0 · Sale (S): 872,586 @ $3.85 · Sale (S): 336,791 @ $4.33 · Conversion (C): 7,803 (derivative) · Sale (S): 131,291 (derivative) @ $13.78 · +1 more | EDGAR |
| 2026-03-30 | 4 | Mayer Walter R — SVP, General Counsel | Sale (S): 4,777 @ $6 | EDGAR |
| 2026-03-27 | 4 | Gen IV Investment Opportunities, LLC — Director, 10% owner LSP Generation IV, LLC — Director, 10% owner LSP Investment Advisors, LLC — Director, 10% owner Segal Paul — Director, 10% owner | Sale (S): 2,369,769 @ $5.82 | EDGAR |
| 2026-03-27 | 4 | LUMINUS MANAGEMENT LLC — Director, 10% owner | Other (J): 4,054,458 @ $0 | EDGAR |
| 2026-03-26 | 4 | Rohling Daniel P — Chief Operating Officer | Sale (S): 7,837 @ $9.04 · Sale (S): 14,421 @ $5.99 | EDGAR |
| 2026-03-26 | 4 | Martin Charles E — VP, Controller | Sale (S): 7,623 @ $5.25 | EDGAR |
| 2025-03-07 | 4 | Steele Matthew — Chief Executive Officer | Other (J): 50,385 (derivative) @ $0 | EDGAR |
| 2025-03-07 | 4 | Rohling Daniel P — Chief Operating Officer | Option exercise (M): 6,641 (derivative) @ $0 · Other (J): 22,902 (derivative) @ $0 | EDGAR |
| 2025-03-07 | 4 | Martin Charles E — VP, Controller | Option exercise (M): 3,250 (derivative) @ $0 · Option exercise (M): 8,667 (derivative) @ $0 · Other (J): 20,612 (derivative) @ $0 | EDGAR |
| 2025-03-07 | 4 | Mayer Walter R — SVP, General Counsel | Option exercise (M): 2,214 (derivative) @ $0 · Other (J): 20,612 (derivative) @ $0 | EDGAR |
| 2024-11-22 | 4 | Mayer Walter R — SVP, General Counsel | Grant/award (A): 2,290 (derivative) @ $0 | EDGAR |
| 2024-11-22 | 4 | Rohling Daniel P — Chief Operating Officer | Grant/award (A): 4,580 (derivative) @ $0 | EDGAR |
| 2024-11-22 | 4 | Martin Charles E — VP, Controller | Grant/award (A): 2,290 (derivative) @ $0 | EDGAR |
| 2024-09-23 | 4 | Steele Matthew — Chief Executive Officer | Grant/award (A): 50,385 (derivative) @ $0 | EDGAR |
| 2024-09-23 | 4 | Rohling Daniel P — Chief Operating Officer | Grant/award (A): 18,322 (derivative) @ $0 | EDGAR |
| 2024-09-23 | 4 | Mayer Walter R — SVP, General Counsel | Grant/award (A): 18,322 (derivative) @ $0 | EDGAR |
| 2024-09-23 | 4 | Martin Charles E — VP, Controller | Grant/award (A): 18,322 (derivative) @ $0 | EDGAR |
| 2024-05-16 | 4/A | Brookfield Oaktree Holdings, LLC — Director, 10% owner Brookfield OCM Holdings II, LLC — Director, 10% owner Brookfield OCM Holdings, LLC — Director, 10% owner Oaktree Capital Group Holdings GP, LLC — Director, 10% owner Oaktree Capital I, L.P. — Director, 10% owner BAM Partners Trust — Director, 10% owner BROOKFIELD Corp /ON/ — Director, 10% owner Oaktree Fund GP, LLC — Director, 10% owner OCM HLCN Holdings, L.P. — Director, 10% owner OAKTREE FUND GP I, L.P. — Director, 10% owner | Grant/award (A): 6,376 (derivative) | EDGAR |
| 2024-05-15 | 4 | Brookfield Oaktree Holdings, LLC — Director, 10% owner Brookfield OCM Holdings II, LLC — Director, 10% owner Brookfield OCM Holdings, LLC — Director, 10% owner Oaktree Capital Group Holdings GP, LLC — Director, 10% owner Oaktree Capital I, L.P. — Director, 10% owner OAKTREE FUND GP I, L.P. — Director, 10% owner Oaktree Fund GP, LLC — Director, 10% owner OCM HLCN Holdings, L.P. — Director, 10% owner BAM Partners Trust — Director, 10% owner | Grant/award (A): 6,376 (derivative) | EDGAR |
| 2024-05-15 | 4 | Gen IV Investment Opportunities, LLC — Director, 10% owner LSP Generation IV, LLC — Director, 10% owner LSP Investment Advisors, LLC — Director, 10% owner | Grant/award (A): 3,789 (derivative) | EDGAR |
| 2024-05-15 | 4 | LUMINUS MANAGEMENT LLC — Director, 10% owner Luminus Energy Partners Master Fund, Ltd. — Director, 10% owner Barrett Jonathan Dan — Director, 10% owner | Grant/award (A): 9,835 (derivative) | EDGAR |
| 2024-03-29 | 4 | Gen IV Investment Opportunities, LLC — Director, 10% owner LSP Generation IV, LLC — Director, 10% owner LSP Investment Advisors, LLC — Director, 10% owner | Grant/award (A): 3,789 (derivative) | EDGAR |
| 2024-03-29 | 4 | LUMINUS MANAGEMENT LLC — Director, 10% owner Luminus Energy Partners Master Fund, Ltd. — Director, 10% owner Barrett Jonathan Dan — Director, 10% owner | Grant/award (A): 9,835 (derivative) | EDGAR |
| 2024-03-29 | 4 | Brookfield Oaktree Holdings, LLC — Director, 10% owner Brookfield OCM Holdings II, LLC — Director, 10% owner Brookfield OCM Holdings, LLC — Director, 10% owner Oaktree Capital Group Holdings GP, LLC — Director, 10% owner Oaktree Capital I, L.P. — Director, 10% owner OAKTREE FUND GP I, L.P. — Director, 10% owner Oaktree Fund GP, LLC — Director, 10% owner OCM HLCN Holdings, L.P. — Director, 10% owner BAM Partners Trust — Director, 10% owner BROOKFIELD Corp /ON/ — Director, 10% owner | Grant/award (A): 6,376 (derivative) | EDGAR |
| 2023-12-19 | 4 | Gen IV Investment Opportunities, LLC — 10% owner LSP Generation IV, LLC — 10% owner LSP Investment Advisors, LLC — 10% owner | Grant/award (A): 6,630 (derivative) | EDGAR |
| 2023-12-19 | 4 | LUMINUS MANAGEMENT LLC — 10% owner Luminus Energy Partners Master Fund, Ltd. — 10% owner Barrett Jonathan Dan — 10% owner | Grant/award (A): 17,211 (derivative) | EDGAR |
| 2023-12-19 | 4 | Oaktree Capital Group, LLC — 10% owner Oaktree Capital Group Holdings GP, LLC — 10% owner OAKTREE HOLDINGS, LLC — 10% owner OCM HOLDINGS I, LLC — 10% owner Oaktree Capital I, L.P. — 10% owner OAKTREE FUND GP I, L.P. — 10% owner Oaktree Fund GP, LLC — 10% owner OCM HLCN Holdings, L.P. — 10% owner BAM Partners Trust — 10% owner BROOKFIELD Corp /ON/ — 10% owner | Grant/award (A): 11,159 (derivative) | EDGAR |
Recent 8-K events — BATTALION OIL CORP
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-16 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | EDGAR |
| 2026-08-12 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-07 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-01 | 8-K | 1.01 — Entry into a Material Definitive Agreement 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-30 | 8-K | 4.01 — Changes in Registrant's Certifying Accountant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-18 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-06-16 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-13 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-05 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-03 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
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