AX insider transaction filings
Axos Financial, Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-16. Screen AX transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 13 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings by 2 insiders — 1,775 shares, $177,600 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 40.
- Largest priced transaction: sale of 1,275 shares @ $98.00 ($124,950) by Nick Mosich, filed 2026-09-16.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Nick Mosich — Director | 1 | — | 1 leg · 1,275 sh · $124,950 | — |
| Santi Roque A — Director | 1 | — | 1 leg · 500 sh · $52,650 | — |
| Bar-Adon Eshel — EVP, Strategic Partnerships an | 1 | — | — | 4 |
| Constantine Thomas M | 1 | — | — | 4 |
| GILL ANN | 1 | — | — | 4 |
| Garrabrants Gregory — President and CEO, Director | 2 | — | — | 4 |
| MATSUMOTO RAYMOND D | 1 | — | — | 4 |
| Swanson Brian D | 1 | — | — | 4 |
| THIELE CANDACE L | 1 | — | — | 4 |
| Tolla John Charles — EVP, Chief Risk Officer | 1 | — | — | 4 |
+2 more insiders in the window, not shown — every filing appears in the table below.
Recent Form 4 filings — Axos Financial, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | THIELE CANDACE L | Option exercise (M): 1,122 @ $92.68 · Disposition to issuer (D): 547 @ $92.68 · Option exercise (M): 1,122 (derivative) @ $0 · Grant/award (A): 1,079 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4 | Watson Michael James | Option exercise (M): 3,174 @ $92.68 · Disposition to issuer (D): 1,583 @ $92.68 · Option exercise (M): 3,174 (derivative) @ $0 · Grant/award (A): 1,900 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4 | Tolla John Charles — EVP, Chief Risk Officer | Option exercise (M): 3,502 @ $92.68 · Disposition to issuer (D): 1,885 @ $92.68 · Option exercise (M): 3,502 (derivative) @ $0 · Grant/award (A): 2,968 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4 | Walsh Derrick — EVP, Chief Financial Officer | Option exercise (M): 4,127 @ $92.68 · Disposition to issuer (D): 2,222 @ $92.68 · Option exercise (M): 4,127 (derivative) @ $0 · Grant/award (A): 3,076 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4 | MATSUMOTO RAYMOND D | Option exercise (M): 4,946 @ $92.68 · Disposition to issuer (D): 2,668 @ $92.68 · Option exercise (M): 4,946 (derivative) @ $0 · Grant/award (A): 2,698 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4 | Bar-Adon Eshel — EVP, Strategic Partnerships an | Option exercise (M): 3,629 @ $92.68 · Disposition to issuer (D): 1,956 @ $92.68 · Option exercise (M): 3,629 (derivative) @ $0 · Grant/award (A): 3,076 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4 | GILL ANN | Option exercise (M): 1,643 @ $92.68 · Disposition to issuer (D): 884 @ $92.68 · Option exercise (M): 1,643 (derivative) @ $0 · Grant/award (A): 1,295 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4 | Constantine Thomas M | Option exercise (M): 3,905 @ $92.68 · Disposition to issuer (D): 2,102 @ $92.68 · Option exercise (M): 3,905 (derivative) @ $0 · Grant/award (A): 2,806 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4 | Swanson Brian D | Option exercise (M): 3,381 @ $92.68 · Disposition to issuer (D): 1,822 @ $92.68 · Option exercise (M): 3,381 (derivative) @ $0 · Grant/award (A): 2,968 (derivative) @ $0 | EDGAR |
| 2026-09-16 | 4/A | Nick Mosich — Director | Sale (S): 1,275 @ $98 | EDGAR |
| 2026-09-04 | 4 | Garrabrants Gregory — President and CEO, Director | Grant/award (A): 61,482 (derivative) @ $0 | EDGAR |
| 2026-08-07 | 4 | Santi Roque A — Director | Sale (S): 500 @ $105.30 | EDGAR |
| 2026-07-01 | 4 | Garrabrants Gregory — President and CEO, Director | Grant/award (A): 202,032 @ $97.39 · Disposition to issuer (D): 108,995 @ $97.39 · Option exercise (M): 202,032 (derivative) @ $0 | EDGAR |
| 2026-06-09 | 4 | Constantine Thomas M | Sale (S): 1,994 @ $88.55 | EDGAR |
| 2026-05-21 | 4 | Watson Michael James | Sale (S): 1,653 @ $83.77 | EDGAR |
| 2026-05-14 | 4 | Argalas James S — Director | Gift (G): 2,100 @ $84.66 | EDGAR |
| 2026-05-12 | 4 | Santi Roque A — Director | Sale (S): 500 @ $87.77 | EDGAR |
| 2026-04-07 | 4/A | Bar-Adon Eshel — EVP Strategic Partnerships an | Disposition to issuer (D): 952 @ $84.68 | EDGAR |
| 2026-03-24 | 4 | Watson Michael James — EVP, Head of Axos Securities | Option exercise (M): 983 @ $82.93 · Disposition to issuer (D): 491 @ $82.93 · Option exercise (M): 983 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | THIELE CANDACE L — EVP, Chief Administrative Offi | Option exercise (M): 444 @ $82.93 · Disposition to issuer (D): 217 @ $82.93 · Option exercise (M): 444 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | GILL ANN — SVP, Chief Accounting Officer | Option exercise (M): 601 @ $82.93 · Disposition to issuer (D): 323 @ $82.93 · Option exercise (M): 601 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | Crow David M — EVP, Head of Clearing | Option exercise (M): 583 @ $82.93 · Disposition to issuer (D): 200 @ $82.93 · Option exercise (M): 583 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | Constantine Thomas M — EVP, Chief Credit Officer | Option exercise (M): 1,124 @ $82.93 · Disposition to issuer (D): 606 @ $82.93 · Option exercise (M): 1,124 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | Bar-Adon Eshel — EVP Strategic Partnerships an | Option exercise (M): 1,098 @ $82.93 · Disposition to issuer (D): 592 @ $82.93 · Option exercise (M): 1,098 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | Swanson Brian D — President, Consumer Bank | Option exercise (M): 2,943 @ $82.93 · Option exercise (M): 1,177 @ $82.93 · Disposition to issuer (D): 1,587 @ $82.93 · Disposition to issuer (D): 634 @ $82.93 · Option exercise (M): 2,943 (derivative) @ $0 · Option exercise (M): 1,177 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | Tolla John Charles — EVP, Chief Risk Officer | Option exercise (M): 2,943 @ $82.93 · Option exercise (M): 1,177 @ $82.93 · Disposition to issuer (D): 1,587 @ $82.93 · Disposition to issuer (D): 634 @ $82.93 · Option exercise (M): 2,943 (derivative) @ $0 · Option exercise (M): 1,177 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | Walsh Derrick — EVP, Chief Financial Officer | Option exercise (M): 1,360 @ $82.93 · Disposition to issuer (D): 733 @ $82.93 · Option exercise (M): 1,360 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | MATSUMOTO RAYMOND D — EVP, Chief Operating Officer | Option exercise (M): 1,621 @ $82.93 · Disposition to issuer (D): 874 @ $82.93 · Option exercise (M): 1,621 (derivative) @ $0 | EDGAR |
| 2026-03-16 | 4 | Watson Michael James | Option exercise (M): 1,105 @ $84.68 · Option exercise (M): 1,349 @ $84.68 · Disposition to issuer (D): 610 @ $84.68 · Disposition to issuer (D): 685 @ $84.68 · Option exercise (M): 1,105 (derivative) @ $0 · Option exercise (M): 1,349 (derivative) @ $0 · +1 more | EDGAR |
| 2026-03-16 | 4 | THIELE CANDACE L | Option exercise (M): 398 @ $84.68 · Option exercise (M): 405 @ $84.68 · Disposition to issuer (D): 215 @ $84.68 · Disposition to issuer (D): 219 @ $84.68 · Option exercise (M): 398 (derivative) @ $0 · Option exercise (M): 405 (derivative) @ $0 · +1 more | EDGAR |
| 2026-03-16 | 4 | GILL ANN | Option exercise (M): 773 @ $84.68 · Option exercise (M): 675 @ $84.68 · Disposition to issuer (D): 458 @ $84.68 · Disposition to issuer (D): 399 @ $84.68 · Option exercise (M): 773 (derivative) @ $0 · Option exercise (M): 675 (derivative) @ $0 · +1 more | EDGAR |
| 2026-03-16 | 4 | Crow David M | Option exercise (M): 738 @ $84.68 · Disposition to issuer (D): 292 @ $84.68 · Option exercise (M): 738 (derivative) @ $0 · Grant/award (A): 827 (derivative) @ $0 | EDGAR |
| 2026-03-16 | 4 | Constantine Thomas M | Option exercise (M): 2,032 @ $84.68 · Option exercise (M): 1,585 @ $84.68 · Disposition to issuer (D): 1,168 @ $84.68 · Disposition to issuer (D): 855 @ $84.68 · Option exercise (M): 2,032 (derivative) @ $0 · Option exercise (M): 1,585 (derivative) @ $0 · +1 more | EDGAR |
| 2026-03-16 | 4 | Bar-Adon Eshel — EVP, Strategic Partnerships an | Option exercise (M): 1,634 @ $84.68 · Option exercise (M): 1,416 @ $84.68 · Disposition to issuer (D): 952 @ $94.68 · Disposition to issuer (D): 763 @ $84.68 · Option exercise (M): 1,634 (derivative) @ $0 · Option exercise (M): 1,416 (derivative) @ $0 · +1 more | EDGAR |
| 2026-03-16 | 4 | Swanson Brian D | Option exercise (M): 1,387 @ $84.68 · Option exercise (M): 1,214 @ $84.68 · Disposition to issuer (D): 796 @ $84.68 · Disposition to issuer (D): 654 @ $84.68 · Option exercise (M): 1,387 (derivative) @ $0 · Option exercise (M): 1,214 (derivative) @ $0 · +1 more | EDGAR |
| 2026-03-16 | 4 | Tolla John Charles — EVP, Chief Risk Officer | Option exercise (M): 1,458 @ $84.68 · Option exercise (M): 1,416 @ $84.68 · Disposition to issuer (D): 848 @ $84.68 · Disposition to issuer (D): 763 @ $84.68 · Option exercise (M): 1,458 (derivative) @ $0 · Option exercise (M): 1,416 (derivative) @ $0 · +1 more | EDGAR |
| 2026-03-16 | 4 | Walsh Derrick — EVP, Chief Financial Officer | Option exercise (M): 1,988 @ $84.68 · Option exercise (M): 1,619 @ $84.68 · Disposition to issuer (D): 1,144 @ $84.68 · Disposition to issuer (D): 873 @ $84.68 · Option exercise (M): 1,988 (derivative) @ $0 · Option exercise (M): 1,619 (derivative) @ $0 · +1 more | EDGAR |
| 2026-03-16 | 4 | MATSUMOTO RAYMOND D | Option exercise (M): 2,474 @ $84.68 · Option exercise (M): 1,956 @ $84.68 · Disposition to issuer (D): 1,055 @ $84.68 · Disposition to issuer (D): 1,398 @ $84.68 · Option exercise (M): 2,474 (derivative) @ $0 · Option exercise (M): 1,956 (derivative) @ $0 · +1 more | EDGAR |
| 2026-02-19 | 4 | Nick Mosich — Director | Sale (S): 1,275 @ $98 | EDGAR |
| 2026-02-13 | 4 | Nick Mosich — Director | Sale (S): 1,000 @ $97 | EDGAR |
| 2026-02-09 | 4 | Constantine Thomas M | Sale (S): 3,260 @ $100 | EDGAR |
| 2026-02-06 | 4 | Walsh Derrick — EVP, Chief Financial Officer | Sale (S): 4,846 @ $101.21 | EDGAR |
| 2026-02-06 | 4 | COURT JAMES JOHN — Director | Sale (S): 11,163 @ $101.01 | EDGAR |
| 2026-02-06 | 4 | Garrabrants Gregory — President and CEO, Director | Sale (S): 43,294 @ $99.10 · Gift (G): 1,513 @ $98.97 · Gift (G): 1,009 @ $98.97 | EDGAR |
| 2025-12-10 | 4 | Bohlig Tamara N — Director | Sale (S): 2,145 @ $86.23 | EDGAR |
| 2025-12-10 | 4 | Walsh Derrick — EVP, Chief Financial Officer | Gift (G): 150 @ $84.63 | EDGAR |
| 2025-12-08 | 4 | Ratinoff Edward James — Director | Sale (S): 2,145 @ $84.59 | EDGAR |
| 2025-11-18 | 4 | Nick Mosich — Director | Option exercise (M): 5,443 @ $79.12 · Disposition to issuer (D): 2,721 @ $79.12 · Option exercise (M): 5,443 (derivative) @ $0 · Grant/award (A): 4,588 (derivative) @ $0 | EDGAR |
| 2025-11-18 | 4 | Santi Roque A — Director | Option exercise (M): 4,289 @ $79.12 · Disposition to issuer (D): 2,144 @ $79.12 · Option exercise (M): 4,289 (derivative) @ $0 · Grant/award (A): 3,615 (derivative) @ $0 | EDGAR |
| 2025-11-18 | 4 | Grinberg Paul — Director | Option exercise (M): 12,865 @ $79.12 · Disposition to issuer (D): 6,432 @ $79.12 · Option exercise (M): 12,865 (derivative) @ $0 · Grant/award (A): 10,845 (derivative) @ $0 | EDGAR |
Recent 8-K events — Axos Financial, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-21 | 8-K | 2.01 — Completion of Acquisition or Disposition of Assets 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-06 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-30 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-07 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-09 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-04 | 8-K | 2.01 — Completion of Acquisition or Disposition of Assets 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-04 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-30 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-23 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-23 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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