AVPT insider transaction filings
AvePoint, Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-09-15. Screen AVPT transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 13 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 4 filings by 1 insider — 120,000 shares, $1,641,390 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
- Largest priced transaction: sale of 60,000 shares @ $14.20 ($852,000) by Brown Brian Michael, filed 2026-08-28.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Brown Brian Michael — Chief Legal Officer, Director | 6 | — | 6 legs · 120,000 sh · $1,641,390 | 5 |
| Caci James — Chief Financial Officer | 2 | — | — | 5 |
| Jiang Tianyi — Chief Executive Officer, Director | 3 | — | — | 4 |
| Gong Xunkai — Executive Chairman, Director | 2 | — | — | 3 |
Recent Form 4 filings — AvePoint, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-15 | 4 | Jiang Tianyi — Chief Executive Officer, Director | Tax withholding (F): 2,914 @ $12.66 | EDGAR |
| 2026-09-15 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Tax withholding (F): 5,010 @ $12.66 · Tax withholding (F): 1,875 @ $13.60 | EDGAR |
| 2026-09-15 | 4 | Caci James — Chief Financial Officer | Tax withholding (F): 6,120 @ $12.66 · Tax withholding (F): 2,517 @ $13.60 | EDGAR |
| 2026-09-15 | 4 | Gong Xunkai — Executive Chairman, Director | Tax withholding (F): 3,137 @ $12.66 | EDGAR |
| 2026-09-09 | 4 | Gong Xunkai — Executive Chairman, Director | Tax withholding (F): 1,041 @ $13.43 · Tax withholding (F): 3,683 @ $13.43 | EDGAR |
| 2026-09-09 | 4 | Jiang Tianyi — Chief Executive Officer, Director | Tax withholding (F): 968 @ $13.43 · Tax withholding (F): 3,422 @ $13.43 | EDGAR |
| 2026-09-09 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Tax withholding (F): 277 @ $13.43 · Tax withholding (F): 981 @ $13.43 · Tax withholding (F): 2,834 @ $13.43 | EDGAR |
| 2026-09-09 | 4 | Caci James — Chief Financial Officer | Tax withholding (F): 388 @ $13.43 · Tax withholding (F): 1,369 @ $13.43 · Tax withholding (F): 3,957 @ $13.43 | EDGAR |
| 2026-09-02 | 4 | Jiang Tianyi — Chief Executive Officer, Director | Gift (G): 36,000 @ $13.50 | EDGAR |
| 2026-08-28 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Sale (S): 60,000 @ $14.20 | EDGAR |
| 2026-08-26 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Sale (S): 10,000 @ $13.30 | EDGAR |
| 2026-07-30 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Sale (S): 4,824 @ $13.08 · Sale (S): 5,176 @ $13.06 | EDGAR |
| 2026-07-16 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Sale (S): 8,369 @ $13 · Sale (S): 31,631 @ $13.18 | EDGAR |
| 2026-06-23 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Option exercise (M): 50,492 @ $10.41 · Option exercise (M): 50,492 (derivative) @ $0 | EDGAR |
| 2026-06-23 | 4 | Gong Xunkai — Executive Chairman, Director | Option exercise (M): 205,913 @ $9.97 · Option exercise (M): 743,529 @ $9.97 · Option exercise (M): 205,913 (derivative) @ $0 · Option exercise (M): 743,529 (derivative) @ $0 | EDGAR |
| 2026-06-16 | 4 | Jiang Tianyi — Chief Executive Officer, Director | Tax withholding (F): 2,914 @ $10.87 | EDGAR |
| 2026-06-16 | 4 | Gong Xunkai — Executive Chairman, Director | Tax withholding (F): 3,788 @ $10.87 | EDGAR |
| 2026-06-16 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Tax withholding (F): 5,010 @ $10.87 · Tax withholding (F): 1,875 @ $10.87 | EDGAR |
| 2026-06-16 | 4 | Caci James — Chief Financial Officer | Tax withholding (F): 6,120 @ $10.87 · Tax withholding (F): 2,517 @ $10.87 | EDGAR |
| 2026-06-09 | 4 | Jiang Tianyi — Chief Executive Officer, Director | Tax withholding (F): 3,423 @ $10.74 · Tax withholding (F): 969 @ $10.74 | EDGAR |
| 2026-06-09 | 4 | Gong Xunkai — Executive Chairman, Director | Tax withholding (F): 4,449 @ $10.74 · Tax withholding (F): 1,259 @ $10.74 | EDGAR |
| 2026-06-09 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Tax withholding (F): 2,835 @ $10.74 · Tax withholding (F): 981 @ $10.74 · Tax withholding (F): 278 @ $10.74 | EDGAR |
| 2026-06-09 | 4 | Caci James — Chief Financial Officer | Tax withholding (F): 3,957 @ $10.74 · Tax withholding (F): 1,369 @ $10.74 · Tax withholding (F): 388 @ $10.74 | EDGAR |
| 2026-06-08 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Tax withholding (F): 27 @ $10.89 | EDGAR |
| 2026-06-03 | 4 | Ho John Chi On — Director | Grant/award (A): 16,493 @ $11.52 | EDGAR |
| 2026-06-03 | 4 | Teper Jeff — Director | Grant/award (A): 16,493 @ $11.52 | EDGAR |
| 2026-06-03 | 4 | SCHIJNS JANET — Director | Grant/award (A): 16,493 @ $11.52 | EDGAR |
| 2026-06-03 | 4 | Epstein Jeff — Director | Grant/award (A): 16,493 @ $11.52 | EDGAR |
| 2026-03-24 | 4 | Jiang Tianyi — Chief Executive Officer, Director | Tax withholding (F): 4,706 @ $10.30 | EDGAR |
| 2026-03-24 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Tax withholding (F): 1,546 @ $10.30 | EDGAR |
| 2026-03-24 | 4 | Gong Xunkai — Executive Chairman, Director | Tax withholding (F): 6,117 @ $10.30 | EDGAR |
| 2026-03-24 | 4 | Caci James — Chief Financial Officer | Tax withholding (F): 2,823 @ $10.30 | EDGAR |
| 2026-03-18 | 4 | Gong Xunkai — Executive Chairman, Director | Grant/award (A): 190,114 @ $0 · Grant/award (A): 325,947 (derivative) @ $10.52 | EDGAR |
| 2026-03-18 | 4 | Jiang Tianyi — Chief Executive Officer, Director | Grant/award (A): 147,338 @ $0 · Grant/award (A): 252,609 (derivative) @ $10.52 | EDGAR |
| 2026-03-18 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Grant/award (A): 142,586 @ $0 · Grant/award (A): 47,529 @ $0 · Option exercise (M): 1,803 @ $0 · Option exercise (M): 1,803 (derivative) @ $0 | EDGAR |
| 2026-03-18 | 4 | Caci James — Chief Financial Officer | Grant/award (A): 221,008 @ $0 · Grant/award (A): 73,669 @ $0 | EDGAR |
| 2026-03-17 | 4 | Gong Xunkai — Executive Chairman, Director | Tax withholding (F): 3,988 @ $10.43 | EDGAR |
| 2026-03-17 | 4 | Jiang Tianyi — Chief Executive Officer, Director | Tax withholding (F): 2,914 @ $10.43 | EDGAR |
| 2026-03-17 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Tax withholding (F): 5,010 @ $10.43 · Tax withholding (F): 7,499 @ $10.43 | EDGAR |
| 2026-03-17 | 4 | Caci James — Chief Financial Officer | Tax withholding (F): 6,120 @ $10.43 · Tax withholding (F): 10,066 @ $10.43 | EDGAR |
| 2026-03-09 | 4 | Gong Xunkai — Executive Chairman, Director | Grant/award (A): 44,439 @ $11.29 · Tax withholding (F): 48,539 @ $11.29 | EDGAR |
| 2026-03-09 | 4 | Jiang Tianyi — Chief Executive Officer, Director | Grant/award (A): 44,439 @ $11.29 · Tax withholding (F): 35,118 @ $11.29 | EDGAR |
| 2026-03-09 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Grant/award (A): 11,107 @ $11.29 · Tax withholding (F): 12,899 @ $11.29 | EDGAR |
| 2026-03-09 | 4 | Caci James — Chief Financial Officer | Grant/award (A): 17,775 @ $11.29 · Tax withholding (F): 18,005 @ $11.29 | EDGAR |
| 2026-02-06 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Tax withholding (F): 322 @ $10.53 | EDGAR |
| 2026-01-14 | 4 | Gong Xunkai — Executive Chairman, Director | Sale (S): 32,002 @ $13.66 · Sale (S): 27,998 @ $13.39 | EDGAR |
| 2026-01-02 | 4 | Brown Brian Michael — Chief Legal Officer, Director | Other (J): 928 @ $13.97 | EDGAR |
| 2025-12-23 | 4 | Gong Xunkai — Executive Chairman, Director | Tax withholding (F): 6,500 @ $13.94 | EDGAR |
| 2025-12-23 | 4 | Jiang Tianyi — Chief Executive Officer, Director | Tax withholding (F): 4,706 @ $13.94 | EDGAR |
| 2025-12-23 | 4 | Caci James — Chief Financial Officer | Tax withholding (F): 2,823 @ $13.94 | EDGAR |
Recent 8-K events — AvePoint, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-07 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-07 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-02-26 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-09-16 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-07 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-07-16 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-06-11 | 8-K/A | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-06-10 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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