AURX insider transaction filings
Nuo Therapeutics, Inc. — 34 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-31. Screen AURX transaction legs live →
Insider transaction summary — last 90 days
2026-06-24 to 2026-09-22, from the filings listed below: 7 Form 4 filings. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 1 filing by 1 insider — 8,773 shares, $9,539 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
- Largest priced transaction: purchase of 7,984 shares @ $1.09 ($8,695) by JORDEN DAVID EMERSON, filed 2026-08-31.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| JORDEN DAVID EMERSON — CEO/CFO, Director | 3 | 2 legs · 8,773 sh · $9,539 | — | 6 |
| Pittman Scott M. — Director, 10% owner | 1 | — | — | 4 |
| WINZER C ERIC — Director | 1 | — | — | 4 |
| CLAUSEN PETER — CSO/COO | 1 | — | — | 1 |
| Mintz Paul — Director | 1 | — | — | 1 |
Recent Form 4 filings — Nuo Therapeutics, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-31 | 4/A | JORDEN DAVID EMERSON — CEO/CFO, Director | Purchase (P): 789 @ $1.07 · Purchase (P): 7,984 @ $1.09 | EDGAR |
| 2026-08-28 | 4 | JORDEN DAVID EMERSON — CEO/CFO, Director | Grant/award (A): 789 @ $1.07 · Grant/award (A): 7,984 @ $1.09 | EDGAR |
| 2026-07-02 | 4 | CLAUSEN PETER — CSO/COO | Grant/award (A): 65,000 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | JORDEN DAVID EMERSON — CEO/CFO, Director | Option exercise (M): 162,500 @ $1 · Tax withholding (F): 160,892 @ $1.01 · Option exercise (M): 162,500 (derivative) @ $0 · Grant/award (A): 125,000 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | Pittman Scott M. — Director, 10% owner | Option exercise (M): 40,000 @ $1 · Tax withholding (F): 39,604 @ $1.01 · Option exercise (M): 40,000 (derivative) @ $0 · Grant/award (A): 30,000 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | WINZER C ERIC — Director | Option exercise (M): 40,000 @ $1 · Tax withholding (F): 39,604 @ $1.01 · Option exercise (M): 40,000 (derivative) @ $0 · Grant/award (A): 30,000 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | Mintz Paul — Director | Grant/award (A): 30,000 (derivative) @ $0 | EDGAR |
| 2026-06-05 | 4 | JORDEN DAVID EMERSON — CEO/CFO, Director | Grant/award (A): 13,245 @ $1.10 | EDGAR |
| 2026-06-02 | 4 | Pittman Scott M. — Director, 10% owner | Grant/award (A): 17,450 (derivative) @ $1.50 · Disposition to issuer (D): 36,750 (derivative) @ $1.50 · Disposition to issuer (D): 7,516 (derivative) @ $1.50 · Grant/award (A): 17,500 (derivative) @ $1.50 · Grant/award (A): 7,333 (derivative) @ $1.50 | EDGAR |
| 2026-06-02 | 4/A | Pittman Scott M. — Director, 10% owner | Grant/award (A): 30,050 (derivative) @ $1.50 · Grant/award (A): 36,750 (derivative) @ $1.50 · Grant/award (A): 7,516 (derivative) @ $1.50 | EDGAR |
| 2026-01-26 | 4 | Pittman Scott M. — Director, 10% owner | Grant/award (A): 2,050 (derivative) @ $1.50 · Grant/award (A): 1,333 (derivative) @ $1.50 · Grant/award (A): 26,667 (derivative) @ $1.50 · Grant/award (A): 1,750 (derivative) @ $1.50 · Grant/award (A): 35,000 (derivative) @ $1.50 · Grant/award (A): 7,516 (derivative) @ $1.50 | EDGAR |
| 2026-01-05 | 4 | JORDEN DAVID EMERSON — CEO/CFO, Director | Option exercise (M): 125,000 @ $0.40 · Tax withholding (F): 25,381 @ $1.97 · Option exercise (M): 125,000 (derivative) @ $0 | EDGAR |
| 2025-12-22 | 4 | WINZER C ERIC — Director | Option exercise (M): 68,750 @ $0.40 · Tax withholding (F): 13,750 @ $2 · Option exercise (M): 68,750 (derivative) @ $0 | EDGAR |
| 2025-12-11 | 4 | Mintz Paul — Director | Option exercise (M): 50,000 @ $0.40 · Tax withholding (F): 9,091 @ $2.20 · Option exercise (M): 50,000 (derivative) @ $0 | EDGAR |
| 2025-12-11 | 4/A | Mintz Paul — Director | Option exercise (M): 50,000 @ $0.40 · Tax withholding (F): 9,091 @ $2.20 · Option exercise (M): 50,000 (derivative) @ $0 | EDGAR |
| 2025-12-03 | 4 | JORDEN DAVID EMERSON — CEO/CFO, Director | Sale (S): 200,000 @ $1.50 | EDGAR |
| 2025-08-04 | 4 | WINZER C ERIC — Director | Option exercise (M): 120,313 @ $0.40 · Tax withholding (F): 27,659 @ $1.74 · Option exercise (M): 120,313 (derivative) @ $0 | EDGAR |
| 2025-08-04 | 4 | Mintz Paul — Director | Option exercise (M): 87,500 @ $0.40 · Tax withholding (F): 20,115 @ $1.74 · Option exercise (M): 87,500 (derivative) @ $0 | EDGAR |
| 2025-08-04 | 4 | JORDEN DAVID EMERSON — CEO/CFO, Director | Option exercise (M): 100,000 @ $0.40 · Option exercise (M): 92,710 @ $0.40 · Tax withholding (F): 21,313 @ $1.74 · Option exercise (M): 192,710 (derivative) @ $0 | EDGAR |
| 2025-08-04 | 4 | CLAUSEN PETER — CSO/COO | Option exercise (M): 183,853 @ $0.40 · Option exercise (M): 183,853 (derivative) @ $0 | EDGAR |
| 2025-08-04 | 4/A | WINZER C ERIC — Director | Option exercise (M): 120,313 @ $0.40 · Tax withholding (F): 27,659 @ $1.74 · Option exercise (M): 120,313 (derivative) @ $0 | EDGAR |
| 2025-08-01 | 4 | Pittman Scott M. — Director, 10% owner | Grant/award (A): 3,946 @ $1.50 | EDGAR |
| 2025-08-01 | 4 | SHEEDY CHARLES E — 10% owner | Purchase (P): 133,333 @ $1.50 | EDGAR |
| 2024-11-19 | 4 | Pittman Scott M. — Director, 10% owner | Option exercise (M): 121,875 @ $0.40 · Option exercise (M): 62,500 @ $0.40 · Option exercise (M): 33,334 @ $0.50 · Option exercise (M): 121,875 (derivative) @ $0 · Option exercise (M): 62,500 (derivative) @ $0 · Option exercise (M): 33,334 (derivative) @ $0 | EDGAR |
| 2024-09-19 | 4 | SHEEDY CHARLES E — 10% owner | Purchase (P): 125,000 @ $0.75 | EDGAR |
| 2024-07-22 | 4 | WINZER C ERIC — Director | Grant/award (A): 40,000 (derivative) @ $0.33 | EDGAR |
| 2024-07-22 | 4 | Pittman Scott M. — Director, 10% owner | Grant/award (A): 40,000 (derivative) @ $0.33 | EDGAR |
| 2024-07-22 | 4 | Mintz Paul — Director | Grant/award (A): 25,000 (derivative) @ $0.33 | EDGAR |
| 2024-05-21 | 4 | CLAUSEN PETER — CSO/COO | Grant/award (A): 15,000 @ $0.75 | EDGAR |
| 2024-05-21 | 4 | Pittman Scott M. — Director, 10% owner | Grant/award (A): 135,000 @ $0.75 | EDGAR |
| 2024-05-21 | 4 | SHEEDY CHARLES E — 10% owner | Purchase (P): 100,000 @ $0.75 | EDGAR |
| 2023-12-20 | 4 | CLAUSEN PETER — CSO/COO | Grant/award (A): 20,000 @ $0.50 | EDGAR |
| 2023-12-20 | 4 | Pittman Scott M. — Director, 10% owner | Grant/award (A): 600,000 @ $0.50 | EDGAR |
| 2023-12-20 | 4 | SHEEDY CHARLES E — 10% owner | Purchase (P): 150,000 @ $0.50 | EDGAR |
Recent 8-K events — Nuo Therapeutics, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-17 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-03 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-14 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-26 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-17 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2025-10-10 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers ? 8.01 — Other Events | EDGAR |
| 2025-05-15 | 8-K | 1.01 — Entry into a Material Definitive Agreement | EDGAR |
| 2024-09-19 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-06-27 | 8-K | 8.01 — Other Events | EDGAR |
| 2024-06-11 | 8-K | 4.01 — Changes in Registrant's Certifying Accountant 9.01 — Financial Statements and Exhibits | EDGAR |
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